0001140361-16-063439.txt : 20160504 0001140361-16-063439.hdr.sgml : 20160504 20160504212146 ACCESSION NUMBER: 0001140361-16-063439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARON KENNETH CENTRAL INDEX KEY: 0001191153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 161621320 MAIL ADDRESS: STREET 1: C/O ABAXIS INC STREET 2: 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 doc1.xml FORM 4 X0306 4 2016-05-02 0 0000881890 ABAXIS INC ABAX 0001191153 ARON KENNETH C/O ABAXIS, INC. 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 Chief Technology Officer Common Stock 2016-05-02 4 M 0 900 0 A 88566 D Common Stock 2016-05-02 4 F 0 339 0 D 88227 D Common Stock 2016-05-02 4 M 0 1350 0 A 89577 D Common Stock 2016-05-02 4 F 0 508 0 D 89069 D Common Stock 2016-05-02 4 M 0 7350 0 A 96419 D Common Stock 2016-05-02 4 F 0 2763 0 D 93656 D Restricted Stock Units 0 2016-05-02 4 A 0 9000 0 A 2017-05-02 Common Stock 9000 9000 D Performance Restricted Stock Units 0 2016-05-02 4 A 0 8000 0 A 2019-05-02 Common Stock 8000 8000 D Performance Restricted Stock Units 0 2016-05-02 4 A 0 8000 0 A 2019-05-02 Common Stock 8000 8000 D Restricted Stock Units 0 2016-05-02 4 M 0 900 0 D 2016-04-28 Common Stock 900 7650 D Restricted Stock Units 0 2016-05-02 4 M 0 1350 0 D 2016-04-29 Common Stock 1350 6300 D Restricted Stock Units 0 2016-05-02 4 M 0 7350 0 D 2016-04-30 Common Stock 7350 0 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2014 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Not applicable. Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from operations in excess of 90% of target for fiscal 2017 and based on time vesting of 50% on May 2, 2019 and 50% on May 2, 2020. Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from operations in excess of 100% of target for fiscal 2017 and based on time vesting of 50% on May 2, 2019 and 50% on May 2, 2020. Granted under the Abaxis 2005 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. /s/ Kenneth Aron 2016-05-04