0001140361-16-063438.txt : 20160504
0001140361-16-063438.hdr.sgml : 20160504
20160504211946
ACCESSION NUMBER: 0001140361-16-063438
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160502
FILED AS OF DATE: 20160504
DATE AS OF CHANGE: 20160504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ABAXIS INC
CENTRAL INDEX KEY: 0000881890
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 770213001
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
BUSINESS PHONE: (510) 675-6500
MAIL ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Henkel Achim
CENTRAL INDEX KEY: 0001480122
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19720
FILM NUMBER: 161621315
MAIL ADDRESS:
STREET 1: C/O ABAXIS, INC.
STREET 2: 3240 WHIPPLE ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
4
1
doc1.xml
FORM 4
X0306
4
2016-05-02
0
0000881890
ABAXIS INC
ABAX
0001480122
Henkel Achim
C/O ABAXIS, INC.
3240 WHIPPLE ROAD
UNION CITY
CA
94587
0
1
0
0
Managing Director-Europe
Common Stock
2016-05-02
4
M
0
900
0
A
45850
D
Common Stock
2016-05-02
4
M
0
1050
0
A
46900
D
Common Stock
2016-05-02
4
M
0
6300
0
A
53200
D
Restricted Stock Units
0
2016-05-02
4
A
0
9000
0
A
2017-05-02
Common Stock
9000
9000
D
Performance Restricted Stock Units
0
2016-05-02
4
A
0
8000
0
A
2019-05-02
Common Stock
8000
8000
D
Performance Restricted Stock Units
0
2016-05-02
4
A
0
8000
0
A
2019-05-02
Common Stock
8000
8000
D
Restricted Stock Units
0
2016-05-02
4
M
0
900
0
D
2016-04-28
Common Stock
900
7650
D
Restricted Stock Units
0
2016-05-02
4
M
0
1050
0
D
2016-04-29
Common Stock
1050
4900
D
Restricted Stock Units
0
2016-05-02
4
M
0
6300
0
D
2016-04-30
Common Stock
6300
0
D
Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock.
Granted under the Abaxis 2014 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
Not applicable.
Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from operations in excess of 90% of target for fiscal 2017 and based on time vesting of 50% on May 2, 2019 and 50% on May 2, 2020.
Granted under the Abaxis 2014 Equity Incentive Plan. Performance restricted stock units vest based on achievement of income from operations in excess of 100% of target for fiscal 2017 and based on time vesting of 50% on May 2, 2019 and 50% on May 2, 2020.
Granted under the Abaxis 2005 Equity Incentive Plan. Restricted stock units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
/s/ Achim Henkel
2016-05-04