0001140361-15-018037.txt : 20150506
0001140361-15-018037.hdr.sgml : 20150506
20150506202305
ACCESSION NUMBER: 0001140361-15-018037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150504
FILED AS OF DATE: 20150506
DATE AS OF CHANGE: 20150506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ABAXIS INC
CENTRAL INDEX KEY: 0000881890
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 770213001
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
BUSINESS PHONE: (510) 675-6500
MAIL ADDRESS:
STREET 1: 3240 WHIPPLE
STREET 2: ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOCKMAN CRAIG
CENTRAL INDEX KEY: 0001606527
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19720
FILM NUMBER: 15838971
MAIL ADDRESS:
STREET 1: C/O ABAXIS, INC., 3240 WHIPPLE ROAD
CITY: UNION CITY
STATE: CA
ZIP: 94587
4
1
doc1.xml
FORM 4
X0306
4
2015-05-04
0
0000881890
ABAXIS INC
ABAX
0001606527
TOCKMAN CRAIG
C/O ABAXIS, INC
3240 WHIPPLE ROAD
UNION CITY
CA
94587
0
1
0
0
VP-Sales & Mktg, Animal Health
Common Stock
2015-05-04
4
M
0
450
0
A
1521
D
Common Stock
2015-05-04
4
F
0
170
0
D
1351
D
Restricted Stock Units
0
2015-05-04
4
A
0
9000
0
A
2016-05-04
Common Stock
9000
9000
D
Performance Restricted Stock Units
0
2015-05-04
4
A
0
12000
0
A
2018-05-04
Common Stock
12000
12000
D
Performance Restricted Stock Units
0
2015-05-04
4
A
0
12000
0
A
2018-05-04
Common Stock
12000
12000
D
Restricted Stock Units
0
2015-05-04
4
M
0
450
0
D
2015-04-28
Common Stock
450
8550
D
Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock.
Granted under the Abaxis 2014 Equity Incentive Plan. Restricted Stock Units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
Not applicable.
Granted under the Abaxis 2014 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 90% of target for fiscal 2016 and based on time vesting of 50% on May 4, 2018 and 50% on May 4, 2019.
Granted under the Abaxis 2014 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 100% of target for fiscal 2016 and based on time vesting of 50% on May 4, 2018 and 50% on May 4, 2019.
Granted under the Abaxis 2005 Equity Incentive Plan. Restricted Stock Units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year.
/s/ Craig Tockman
2015-05-06