0001140361-15-018034.txt : 20150506 0001140361-15-018034.hdr.sgml : 20150506 20150506201744 ACCESSION NUMBER: 0001140361-15-018034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150504 FILED AS OF DATE: 20150506 DATE AS OF CHANGE: 20150506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INES ALBERTO SANTA CENTRAL INDEX KEY: 0001191159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 15838951 MAIL ADDRESS: STREET 1: C/O ABAXIS INC STREET 2: 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 doc1.xml FORM 4 X0306 4 2015-05-04 0 0000881890 ABAXIS INC ABAX 0001191159 INES ALBERTO SANTA C/O ABAXIS, INC. 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 CFO and VP of Finance Common Stock 2015-05-04 4 M 0 450 0 A 78751 D Common Stock 2015-05-04 4 F 0 170 0 D 78581 D Common Stock 2015-05-04 4 M 0 900 0 A 79481 D Common Stock 2015-05-04 4 F 0 339 0 D 79142 D Common Stock 2015-05-04 4 M 0 1575 0 A 80717 D Common Stock 2015-05-04 4 F 0 592 0 D 80125 D Common Stock 2015-05-04 4 M 0 17500 0 A 97625 D Common Stock 2015-05-04 4 F 0 8191 0 D 89434 D Restricted Stock Units 0 2015-05-04 4 A 0 9000 0 A 2016-05-04 Common Stock 9000 9000 D Performance Restricted Stock Units 0 2015-05-04 4 A 0 12000 0 A 2018-05-04 Common Stock 12000 12000 D Performance Restricted Stock Units 0 2015-05-04 4 A 0 12000 0 A 2018-05-04 Common Stock 12000 12000 D Restricted Stock Units 0 2015-05-04 4 M 0 450 0 D 2015-04-28 Common Stock 450 8550 D Restricted Stock Units 0 2015-05-04 4 M 0 900 0 D 2015-04-29 Common Stock 900 7650 D Restricted Stock Units 0 2015-05-04 4 M 0 1575 0 D 2015-04-30 Common Stock 1575 7350 D Restricted Stock Units 0 2015-05-04 4 M 0 17500 0 D 2015-05-02 Common Stock 17500 0 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2014 Equity Incentive Plan. Restricted Stock Units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Not applicable. Granted under the Abaxis 2014 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 90% of target for fiscal 2016 and based on time vesting of 50% on May 4, 2018 and 50% on May 4, 2019. Granted under the Abaxis 2014 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 100% of target for fiscal 2016 and based on time vesting of 50% on May 4, 2018 and 50% on May 4, 2019. Granted under the Abaxis 2005 Equity Incentive Plan. Restricted Stock Units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. /s/ Alberto Santa Ines 2015-05-06