0001140361-14-019146.txt : 20140506 0001140361-14-019146.hdr.sgml : 20140506 20140506202042 ACCESSION NUMBER: 0001140361-14-019146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140502 FILED AS OF DATE: 20140506 DATE AS OF CHANGE: 20140506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henkel Achim CENTRAL INDEX KEY: 0001480122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 14818638 MAIL ADDRESS: STREET 1: C/O ABAXIS, INC. STREET 2: 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 doc1.xml FORM 4 X0306 4 2014-05-02 0 0000881890 ABAXIS INC ABAX 0001480122 Henkel Achim C/O ABAXIS, INC. 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 Managing Director-Europe Common Stock 2014-05-02 4 M 0 3000 0 A 21950 D Common Stock 2014-05-05 4 M 0 14000 0 A 35950 D Restricted Stock Units 0 2014-05-02 4 M 0 3000 0 D 2014-05-02 Common Stock 3000 14000 D Restricted Stock Units 0 2014-05-05 4 M 0 14000 0 D 2014-05-03 Common Stock 14000 0 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2005 Equity Incentive Plan. Restricted Stock Units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Not applicable. /s/ Achim Henkel 2014-05-06