0001140361-14-018121.txt : 20140430 0001140361-14-018121.hdr.sgml : 20140430 20140430203209 ACCESSION NUMBER: 0001140361-14-018121 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140428 FILED AS OF DATE: 20140430 DATE AS OF CHANGE: 20140430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOOD DONALD PETER CENTRAL INDEX KEY: 0001239461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 14801515 MAIL ADDRESS: STREET 1: C/O ABAXIS INC STREET 2: 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 doc1.xml FORM 4 X0306 4 2014-04-28 0 0000881890 ABAXIS INC ABAX 0001239461 WOOD DONALD PETER C/O ABAXIS, INC. 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 Chief Operating Officer Common Stock 2014-04-29 4 M 0 450 0 A 21084 D Common Stock 2014-04-29 4 F 0 197 0 D 20887 D Restricted Stock Units 0 2014-04-28 4 A 0 9000 0 A 2015-04-28 Common Stock 9000 9000 D Performance Restricted Stock Units 0 2014-04-28 4 A 0 12000 0 A 2017-04-28 Common Stock 12000 12000 D Performance Restricted Stock Units 0 2014-04-28 4 A 0 12000 0 A 2017-04-28 Common Stock 12000 12000 D Restricted Stock Units 0 2014-04-29 4 M 0 450 0 D 2014-04-29 Common Stock 450 8550 D Performance Restricted Stock Units 0 2014-04-29 4 D 0 8000 0 D Common Stock 8000 0 D Performance Restricted Stock Units 0 2014-04-29 4 D 0 8000 0 D Common Stock 8000 0 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2005 Equity Incentive Plan. Restricted Stock Units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Not applicable. Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 90% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018. Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 100% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018. Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of financial performance goals for fiscal 2014 and based on time vesting. Since the fiscal 2014 financial performance goals were not achieved, none of the shares vested and are cancelled. /s/ Donald Wood 2014-04-30