0001140361-14-018115.txt : 20140430 0001140361-14-018115.hdr.sgml : 20140430 20140430202658 ACCESSION NUMBER: 0001140361-14-018115 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140428 FILED AS OF DATE: 20140430 DATE AS OF CHANGE: 20140430 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOCKMAN CRAIG CENTRAL INDEX KEY: 0001606527 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 14801505 MAIL ADDRESS: STREET 1: C/O ABAXIS, INC., 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 doc1.xml FORM 4 X0306 4 2014-04-28 0 0000881890 ABAXIS INC ABAX 0001606527 TOCKMAN CRAIG C/O ABAXIS, INC 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 VP-Sales & Mktg, Animal Health Restricted Stock Units 0 2014-04-28 4 A 0 9000 0 A 2015-04-28 Common Stock 9000 9000 D Performance Restricted Stock Units 0 2014-04-28 4 A 0 8000 0 A 2017-04-28 Common Stock 8000 8000 D Performance Restricted Stock Units 0 2014-04-28 4 A 0 8000 0 A 2017-04-28 Common Stock 8000 8000 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2005 Equity Incentive Plan. Restricted Stock Units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Not applicable. Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 90% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018. Granted under the Abaxis 2005 Equity Incentive Plan. Performance Restricted Stock Units vest based on achievement of income from operations in excess of 100% of target for fiscal 2015 and based on time vesting of 50% on April 28, 2017 and 50% on April 28, 2018. /s/ Craig Tockman 2014-04-30