0001140361-12-024099.txt : 20120509 0001140361-12-024099.hdr.sgml : 20120509 20120509195323 ACCESSION NUMBER: 0001140361-12-024099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120507 FILED AS OF DATE: 20120509 DATE AS OF CHANGE: 20120509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henkel Achim CENTRAL INDEX KEY: 0001480122 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 12827363 MAIL ADDRESS: STREET 1: C/O ABAXIS, INC. STREET 2: 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 doc1.xml FORM 4 X0305 4 2012-05-07 0 0000881890 ABAXIS INC ABAX 0001480122 Henkel Achim C/O ABAXIS, INC. 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 Managing Director-Europe Common Stock 2012-05-07 4 M 0 7000 0 A 25500 D Common Stock 2012-05-08 4 M 0 5000 3.85 A 30500 D Restricted Stock Units 0 2012-05-07 4 M 0 7000 0 D 2012-05-05 Common Stock 7000 0 D Option Exercise 3.85 2012-05-08 4 M 0 5000 0 D 2004-04-22 2013-04-22 Common Stock 5000 0 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2005 Equity Incentive Plan. Restricted Stock Units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Not applicable. Options exercisable to the extent vested. /s/ Achim Henkel 2012-05-09