0001140361-11-025010.txt : 20110504 0001140361-11-025010.hdr.sgml : 20110504 20110504182815 ACCESSION NUMBER: 0001140361-11-025010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110502 FILED AS OF DATE: 20110504 DATE AS OF CHANGE: 20110504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARON KENNETH CENTRAL INDEX KEY: 0001191153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 11811854 MAIL ADDRESS: STREET 1: C/O ABAXIS INC STREET 2: 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 doc1.xml FORM 4 X0303 4 2011-05-02 0 0000881890 ABAXIS INC ABAX 0001191153 ARON KENNETH C/O ABAXIS, INC. 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 Chief Technology Officer Common Stock 2011-05-02 4 M 0 14000 0 A 50011 D Common Stock 2011-05-02 4 F 0 5136 0 D 44875 D Common Stock 2011-05-02 4 M 0 2500 0 A 47375 D Common Stock 2011-05-02 4 F 0 917 0 D 46458 D Common Stock 2011-05-03 4 M 0 1250 0 A 47708 D Common Stock 2011-05-03 4 F 0 459 0 D 47249 D Restricted Stock Units 0 2011-05-02 4 A 0 25000 0 A 2012-05-02 Common Stock 25000 25000 D Restricted Stock Units 0 2011-05-02 4 M 0 14000 0 D 2011-04-30 Common Stock 14000 0 D Restricted Stock Units 0 2011-05-02 4 M 0 2500 0 D 2011-05-01 Common Stock 2500 21250 D Restricted Stock Units 0 2011-05-03 4 M 0 1250 0 D 2011-05-03 Common Stock 1250 23750 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2005 Equity Incentive Plan. Restricted Stock Units vest as to 5% after the first year; then vest as to 10% after the second year; then vest as to 15% after the third year; and the remaining 70% after the fourth year. Not applicable. /s/ Kenneth Aron 2011-05-04