-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RGWPrMbf0+NDPOpDrv4PjW6KudZFiLB0Tb4CO90oLES33Qx5Pr7puPV6YPdhXeqV fNo1S3cYxkPnwfB+l8vT8g== 0000881890-07-000046.txt : 20070516 0000881890-07-000046.hdr.sgml : 20070516 20070516192555 ACCESSION NUMBER: 0000881890-07-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070515 FILED AS OF DATE: 20070516 DATE AS OF CHANGE: 20070516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABAXIS INC CENTRAL INDEX KEY: 0000881890 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 770213001 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 BUSINESS PHONE: (510) 675-6500 MAIL ADDRESS: STREET 1: 3240 WHIPPLE STREET 2: ROAD CITY: UNION CITY STATE: CA ZIP: 94587 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INES ALBERTO SANTA CENTRAL INDEX KEY: 0001191159 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19720 FILM NUMBER: 07859264 MAIL ADDRESS: STREET 1: C/O ABAXIS INC STREET 2: 3240 WHIPPLE ROAD CITY: UNION CITY STATE: CA ZIP: 94587 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-05-15 0 0000881890 ABAXIS INC ABAX 0001191159 INES ALBERTO SANTA C/O ABAXIS INC 3240 WHIPPLE ROAD UNION CITY CA 94587 0 1 0 0 CFO and VP of Finance Restricted Stock Units 0 2007-05-15 4 A 0 20000 0 A 2008-04-30 2011-04-30 Common Stock 20000 169647 D Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock. Granted under the Abaxis 2005 Equity Incentive Plan. Restricted Stock Units vest as to 5% on April 30, 2008; then vest as to 10% on April 30, 2009; then vest as to 15% on April 30 2010; and then vest as to the remaining 70% on April 2011. Includes (a) 18,647 common stock; (b) 39,000 unvested Restricted Stock Units as of 05/16/2007; and (c) 151,000 shares subject to options exercisable by Mr. Santa Ines as of 05/16/2007. /s/ Alberto Santa Ines 2007-05-16 -----END PRIVACY-ENHANCED MESSAGE-----