-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GfGNNt7W3kxfK/lChMnzICh2CPVpXYFFj/RWIS2IpYmNjIIF4eeEidqJVV1pR+8u tu4umkxNtdXAMiwPCZ+TIg== 0000769993-98-000095.txt : 19980511 0000769993-98-000095.hdr.sgml : 19980511 ACCESSION NUMBER: 0000769993-98-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980430 FILED AS OF DATE: 19980508 SROS: BSE SROS: CSX SROS: NYSE SROS: PHLX SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGRAM CO LTD CENTRAL INDEX KEY: 0000088188 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 0701 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-02275 FILM NUMBER: 98613624 BUSINESS ADDRESS: STREET 1: 1430 PEEL ST STREET 2: H3A 1S9 CITY: MONTREAL QUEBEC CANA STATE: A8 BUSINESS PHONE: 5148495271 MAIL ADDRESS: STREET 1: C/O JOSEPH E SEAGRAM & SONS INC STREET 2: 375 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10152 COMPANY DATA: COMPANY CONFORMED NAME: WEINBERG JOHN S CENTRAL INDEX KEY: 0001029647 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129027202 4 1 FORM 4 - 04/30/1998 FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Weinberg, John S. c/o Goldman, Sachs & Co. 85 Broad Street New York, NY 10004 2. Issuer Name and Ticker or Trading Symbol Seagram Company Ltd. (The) VO 3. IRS Identification Number of Reporting Person, if any entity (Voluntary) 4. Statement for Month/Year 04/30/1998 5. If Amendment, Date of Original (Month/Year) 6.Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
- ----------------------------------------------------------------------------------------------------------------------------------- Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Direct|7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities | (D) | Beneficial Ownership | | | | | Beneficially | or | | | | | | | A/| | Owned at |Indirect| | | Date |Code|V| Amount | D | Price | End of Month | (I) | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock | | | | | | | 1,000 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock |4/14/98 |P | | 1,134 |A | $37.2995 | | I | 01 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock |4/14/98 |S | | 1,134 |D | $37.3125 | | I | 01 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock |4/16/98 |P | | 844 |A | $37.362 | | I | 01 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock |4/16/98 |S | | 844 |D | $37.375 | | I | 01 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock |4/28/98 |P | | 1,098 |A | $39.864 | | I | 01 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | Common Stock |4/28/98 |S | | 1,098 |D | $39.875 | -0- | I | 01 | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | Trust F/B/O John S. | Common Stock | | | | | | | 5,500 | I | Weinberg | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). - -----------------------------------------------------------------------------------------------------------------------------------| Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned | - -----------------------------------------------------------------------------------------------------------------------------------| 1.Title of |2.Con- |3. |4. |5.Number of De |6.Date Exer |7.Title and Amount|8.Price|9.Number |10.|11.Nature of| Derivative |version | Transaction | rivative Secu | cisable and | of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer | | | rities Acqui | Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A)or Dis | Date(Month/ | |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) | Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir | | |ficially |Ind| | |tive | | | | A/ |Exer- |ation | Title and Number| |Owned at |ire| | |Secu- | | | | | D |cisa- |Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | - -----------------------------------------------------------------------------------------------------------------------------------| Deferred | | | | | | | | | |1,804| | | | | Share Units |1-for-1 | | | | | | 02 | 02 |Common Stock|.092 | |1,804.092 | D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------|
Explanation of Responses:. 01: The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). The securities reported herein as indirectly purchased and sold were purchased and sold by Goldman Sachs as part of baskets which did not meet the requirements for exemption as outlined by the Securities and Exchange Commission and may be deemed to have been beneficially owned directly by Goldman Sachs. Without admitting any legal obligation, Goldman Sachs will remit appropriate profits, if any, to the Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. 02: The Deferred Share Units were accrued pursuant to The Seagram Company Ltd. (the "Company") Stock Plan for Non-Employee Directors and will be paid in Common Stock of the Company or cash after the Reporting Person's termination of service on the Company's Board of Directors. SIGNATURE OF REPORTING PERSON By: s/ Hans L. Reich Attorney-in-fact DATE May 8, 1998 ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. Alternatively, this Form is permitted to be submitted to the Commission in electronic format at the option of the reporting person pursuant to rule 101(b) (4) of Regulation S-T. -----END PRIVACY-ENHANCED MESSAGE-----