0001123292-19-001282.txt : 20191118 0001123292-19-001282.hdr.sgml : 20191118 20191118165154 ACCESSION NUMBER: 0001123292-19-001282 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oki Mark K CENTRAL INDEX KEY: 0001491847 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33389 FILM NUMBER: 191228098 MAIL ADDRESS: STREET 1: C/O ALEXZA PHARMACEUTICALS INC STREET 2: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVUS INC CENTRAL INDEX KEY: 0000881524 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943136179 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 E. HAMILTON AVENUE STREET 2: SUITE 550 CITY: CAMPBELL STATE: CA ZIP: 95008 BUSINESS PHONE: 6509345200 MAIL ADDRESS: STREET 1: 900 E. HAMILTON AVENUE STREET 2: SUITE 550 CITY: CAMPBELL STATE: CA ZIP: 95008 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-11-14 0000881524 VIVUS INC VVUS 0001491847 Oki Mark K C/O VIVUS, INC., 900 E. HAMILTON AVE., SUITE 550 CAMPBELL CA 95008 0 1 0 0 SVP, CFO, CAO Common Stock 2019-11-14 4 A 0 700 2.38 A 12100 D The shares were acquired under the VIVUS, Inc. 1994 Employee Stock Purchase Plan on November 14, 2019. The price reported in Column 4 has been rounded to the nearest cent. /s/ Julie Hollenback, Attorney-in-Fact 2019-11-18