0001123292-18-000704.txt : 20180517
0001123292-18-000704.hdr.sgml : 20180517
20180517170928
ACCESSION NUMBER: 0001123292-18-000704
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180515
FILED AS OF DATE: 20180517
DATE AS OF CHANGE: 20180517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roberts Eric W
CENTRAL INDEX KEY: 0001576244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33389
FILM NUMBER: 18843961
MAIL ADDRESS:
STREET 1: VALENCE LIFE SCIENCES LLC
STREET 2: 500 PARK AVENUE 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVUS INC
CENTRAL INDEX KEY: 0000881524
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943136179
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 900 E. HAMILTON AVENUE
STREET 2: SUITE 550
CITY: CAMPBELL
STATE: CA
ZIP: 95008
BUSINESS PHONE: 6509345200
MAIL ADDRESS:
STREET 1: 900 E. HAMILTON AVENUE
STREET 2: SUITE 550
CITY: CAMPBELL
STATE: CA
ZIP: 95008
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-05-15
0000881524
VIVUS INC
VVUS
0001576244
Roberts Eric W
C/O VIVUS, INC.
900 E. HAMILTON AVE., SUITE 550
CAMPBELL
CA
95008
1
0
0
0
Common Stock
2018-05-15
4
M
0
1389
A
78277
D
Common Stock
2018-05-15
4
D
0
497
.52
D
77780
D
Restricted Stock Units
2018-05-15
4
M
0
1389
0
D
Common Stock
1389
6945
D
Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis upon vesting.
The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than by way of forfeiture to VIVUS, Inc. in order to cover estimated tax liability.
The restricted stock units vest according to the following schedule: 8/36ths of the total restricted stock units originally granted vested on May 15, 2016, and an additional 1/36th of the total restricted stock units originally granted vest on the 15th of each month thereafter, subject to the individual continuing to be a Service Provider (as defined in the VIVUS, Inc. 2010 Equity Incentive Plan) on the relevant vesting dates.
/s/ Julie Hollenback, Attorney-in-Fact
2018-05-17