0001123292-16-002801.txt : 20161004
0001123292-16-002801.hdr.sgml : 20161004
20161004193131
ACCESSION NUMBER: 0001123292-16-002801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161004
DATE AS OF CHANGE: 20161004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VIVUS INC
CENTRAL INDEX KEY: 0000881524
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943136179
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 351 E. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 6509345200
MAIL ADDRESS:
STREET 1: 351 E. EVELYN AVENUE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Plutzky Jorge MD
CENTRAL INDEX KEY: 0001576525
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33389
FILM NUMBER: 161920916
MAIL ADDRESS:
STREET 1: C/O VIVUS, INC.
STREET 2: 1172 CASTRO STREET
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94040
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-09-30
0000881524
VIVUS INC
VVUS
0001576525
Plutzky Jorge MD
C/O VIVUS, INC.
351 EAST EVELYN AVENUE
MOUNTAIN VIEW
CA
94041
1
0
0
0
Common Stock
2016-09-30
4
M
0
3125
A
44962
D
Common Stock
2016-09-30
4
D
0
940
1.14
D
44022
D
Restricted Stock Units
2016-09-30
4
M
0
3125
0
D
Common Stock
3125
3125
D
Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis.
The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than by way of forfeiture to VIVUS, Inc. in order to cover estimated tax liability.
The restricted stock units vest according to the following schedule: 7/12ths of the total restricted stock units originally granted vested on May 30, 2016, and an additional 1/12th of the total restricted stock units originally granted vest on the last day of each calendar month thereafter, subject to the individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates.
/s/ Julie Hollenback, Attorney-in-Fact
2016-10-04