0001123292-16-002369.txt : 20160601 0001123292-16-002369.hdr.sgml : 20160601 20160601163945 ACCESSION NUMBER: 0001123292-16-002369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160530 FILED AS OF DATE: 20160601 DATE AS OF CHANGE: 20160601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVUS INC CENTRAL INDEX KEY: 0000881524 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943136179 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 351 E. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 6509345200 MAIL ADDRESS: STREET 1: 351 E. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plutzky Jorge MD CENTRAL INDEX KEY: 0001576525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33389 FILM NUMBER: 161689710 MAIL ADDRESS: STREET 1: C/O VIVUS, INC. STREET 2: 1172 CASTRO STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-30 0000881524 VIVUS INC VVUS 0001576525 Plutzky Jorge MD C/O VIVUS, INC. 351 EAST EVELYN AVENUE MOUNTAIN VIEW CA 94041 1 0 0 0 Common Stock 2016-05-30 4 M 0 21875 A 41875 D Common Stock 2016-05-30 4 D 0 6584 1.23 D 35291 D Restricted Stock Units 2016-05-30 4 M 0 21875 0 D Common Stock 21875 15625 D Restricted stock units converted into VIVUS, Inc. common stock on a 1-for-1 basis. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover extimated tax liability. The restricted stock units vest according to the following schedule: 7/12ths of the total restricted stock units originally granted vested on May 30, 2016, and an additional 1/12th of the total restricted stock units originally granted vest on the last day of each calendar month thereafter, subject to the individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates. /s/ Julie Hollenback, Attorney-in-Fact 2016-06-01