0001123292-16-001619.txt : 20160126 0001123292-16-001619.hdr.sgml : 20160126 20160126180459 ACCESSION NUMBER: 0001123292-16-001619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160122 FILED AS OF DATE: 20160126 DATE AS OF CHANGE: 20160126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVUS INC CENTRAL INDEX KEY: 0000881524 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943136179 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 351 E. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 6509345200 MAIL ADDRESS: STREET 1: 351 E. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oki Mark K CENTRAL INDEX KEY: 0001491847 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33389 FILM NUMBER: 161362613 MAIL ADDRESS: STREET 1: C/O ALEXZA PHARMACEUTICALS INC STREET 2: 2091 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-01-22 0000881524 VIVUS INC VVUS 0001491847 Oki Mark K C/O VIVUS, INC. 351 E. EVELYN AVENUE MOUNTAIN VIEW CA 94041 0 1 0 0 Chief Financial Officer & CAO Employee Stock Option (right to buy) 1.06 2016-01-22 4 A 0 93500 0 A 2023-01-22 Common Stock 93500 93500 D Twenty-five percent (25%) of the total number of shares underlying the option shall vest and become exercisable on January 22, 2017, and one forty-eighth (1/48th) of the total number of shares underlying the option will vest and become exercisable on the 22nd of each month thereafter, subject to such individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates. /s/ Julie Hollenback, Attorney-in-Fact 2016-01-26