0001123292-15-001283.txt : 20151103 0001123292-15-001283.hdr.sgml : 20151103 20151103171457 ACCESSION NUMBER: 0001123292-15-001283 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151030 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVUS INC CENTRAL INDEX KEY: 0000881524 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943136179 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 351 E. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 6509345200 MAIL ADDRESS: STREET 1: 351 E. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plutzky Jorge MD CENTRAL INDEX KEY: 0001576525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33389 FILM NUMBER: 151194583 MAIL ADDRESS: STREET 1: C/O VIVUS, INC. STREET 2: 1172 CASTRO STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-10-30 0000881524 VIVUS INC VVUS 0001576525 Plutzky Jorge MD C/O VIVUS, INC. 351 EAST EVELYN AVENUE MOUNTAIN VIEW CA 94041 1 0 0 0 Non-Qualified Stock Option (right to buy) 1.26 2015-10-30 4 A 0 25000 0 A 2022-10-30 Common Stock 25000 25000 D One twelfth (1/12th) of the total number of shares subject to the option shall vest and become exercisable on the 30th of each month following October 30, 2015, subject to such individual continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) on the relevant vesting dates. /s/ Julie Hollenback, by power of attorney 2015-11-03