0001104659-12-001583.txt : 20120111 0001104659-12-001583.hdr.sgml : 20120111 20120111143442 ACCESSION NUMBER: 0001104659-12-001583 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120109 FILED AS OF DATE: 20120111 DATE AS OF CHANGE: 20120111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Day Wesley CENTRAL INDEX KEY: 0001341526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33389 FILM NUMBER: 12521886 MAIL ADDRESS: STREET 1: 1172 CASTRO STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VIVUS INC CENTRAL INDEX KEY: 0000881524 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943136179 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1172 CASTRO ST STREET 2: STE 200 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 BUSINESS PHONE: 6509345265 MAIL ADDRESS: STREET 1: 1172 CASTRO STREET CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 4 1 a4.xml 4 X0304 4 2012-01-09 0 0000881524 VIVUS INC VVUS 0001341526 Day Wesley 1172 CASTRO STREET MOUNTAIN VIEW CA 94040 0 1 0 0 VP, Clinical Development Common Stock 2012-01-09 4 M 0 30000 3.28 A 46800 D Common Stock 2012-01-09 4 S 0 30000 11.50 D 16800 D Employee Stock Option (right to buy) 3.28 2012-01-09 4 M 0 30000 0.00 D 2016-05-09 Common Stock 30000 0 D The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2011. Includes 16,800 shares previously acquired. The option is fully vested and immediately exercisable. /s/ Julie Hollenback, by power of attorney 2012-01-11