0000881432-11-000002.txt : 20110504 0000881432-11-000002.hdr.sgml : 20110504 20110504163141 ACCESSION NUMBER: 0000881432-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110504 DATE AS OF CHANGE: 20110504 EFFECTIVENESS DATE: 20110504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERITAGE PORTFOLIO MANAGEMENT CENTRAL INDEX KEY: 0000881432 IRS NUMBER: 481100663 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03019 FILM NUMBER: 11810785 BUSINESS ADDRESS: STREET 1: 7500 COLLEGE BOULEVARD STREET 2: SUITE 1212 CITY: OVERLAND PARK STATE: KS ZIP: 66210 BUSINESS PHONE: 9133457057 MAIL ADDRESS: STREET 1: 7500 COLLEGE BOULEVARD STREET 2: SUITE 1212 CITY: OVERLAND PARK STATE: KS ZIP: 66210 FORMER COMPANY: FORMER CONFORMED NAME: EVEANS BASH MAGRINO & KLEIN INC DATE OF NAME CHANGE: 19990406 13F-HR 1 mar2011.txt MARCH 2011 FILING FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment ? ?; Amendment Number: This Amendment (Check only one.): ? ? is a restatement. ? ? adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Meritage Portfolio Management Address:7500 College Boulevard Suite 1212 Overland Park, KS 66210 13F File Number: 28-3019 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David R. Phillips Title: Director of Operations Phone: 913-345-7057 Signature, Place, and Date of Signing: David R. Phillips Overland Park, KS May 4, 2011 Report Type (Check only one.): ? X ? 13F HOLDINGS REPORT. ? ? 13F NOTICE. ? ? 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACE LIMITED COMMON H0023R105 3336 51567.000 SH Sole 51567.000 AGL RESOURCES INC. COMMON 001204106 1557 39088.000 SH Sole 39088.000 ALLSTATE CORP COMMON 020002101 318 10000.000 SH Sole 10000.000 ALTRIA GROUP INC COMMON 02209S103 2521 96856.402 SH Sole 96856.402 AMERICA MOVIL SAB DE CV ADS COMMON 02364W105 2642 45470.000 SH Sole 45470.000 AMETEK INC COMMON 031100100 2796 63745.000 SH Sole 63745.000 AMGEN COMMON 031162100 373 6975.000 SH Sole 6975.000 APACHE CORP COMMON 037411105 3803 29050.000 SH Sole 29050.000 APACHE CORP 08/01/13 6.0% CONV COMMON 037411808 1821 25697.000 SH Sole 25697.000 APOLLO GROUP INC CL A COMMON 037604105 2211 53005.000 SH Sole 53005.000 APOLLO INVESTMENT CORP COMMON 03761U106 2077 172130.000 SH Sole 172130.000 APPLE COMPUTER INC COM COMMON 037833100 7198 20655.000 SH Sole 20655.000 6 17.000 SH Other 17.000 ARCTIC GLACIER INCOME FUND COMMON 039675103 14 10000.000 SH Sole 10000.000 ARES CAPITAL CORPORATION COMMON 04010L103 1676 98895.000 SH Sole 98895.000 ARRIS GROUP INC COMMON 04269Q100 2617 205455.000 SH Sole 205455.000 ARTHUR J. GALLAGHER & CO. COMMON 363576109 2148 70630.000 SH Sole 70630.000 ASTRAZENECA PLC SPONSORED ADR COMMON 046353108 2344 50819.000 SH Sole 50819.000 AT & T INC COMMON 00206R102 1739 56804.000 SH Sole 56804.000 ATLAS COPCO AB ADS COMMON 049255706 4363 164010.000 SH Sole 164010.000 AUTOLIV INC COM COMMON 052800109 2990 40280.000 SH Sole 40280.000 AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 4606 131911.000 SH Sole 131911.000 B A S F SE ADS COMMON 055262505 5154 59407.000 SH Sole 59407.000 B&G FOODS, INC. COMMON 05508R106 2690 143325.000 SH Sole 143325.000 BANCO SANTANDER-CHILE ADR COMMON 05965X109 4598 53007.000 SH Sole 53007.000 BANK OF AMERICA CORP COMMON 060505104 181 13594.000 SH Sole 13594.000 BANK OF MONTREAL COMMON 063671101 2067 31815.000 SH Sole 31815.000 BAYER AG ADS COMMON 072730302 4983 63957.000 SH Sole 63957.000 BCE INC COM COMMON 05534B760 2316 63740.000 SH Sole 63740.000 BERKSHIRE HATHAWAY INC CL B COMMON 084670702 233 2785.000 SH Sole 2785.000 BLACKROCK KELSO CAPITAL CORP COMMON 092533108 1668 164840.000 SH Sole 164840.000 BLOCK H & R INC COMMON 093671105 2544 151965.000 SH Sole 151965.000 BMC SOFTWARE INC COM COMMON 055921100 3516 70695.000 SH Sole 70695.000 BOEING CO COM COMMON 097023105 702 9500.000 SH Sole 9500.000 BREITBURN ENERGY PARTNERS L.P. COMMON 106776107 2083 95850.000 SH Sole 95850.000 BRISTOL-MYERS SQUIBB COMMON 110122108 1892 71570.000 SH Sole 71570.000 BROADCOM CORP CL A COMMON 111320107 2395 60815.000 SH Sole 60815.000 CALUMET SPECIALTY PRODUCTS PAR COMMON 131476103 1942 91410.000 SH Sole 91410.000 CELANESE CORP COMMON 150870103 3660 82490.000 SH Sole 82490.000 CENTURYLINK COMMON 156700106 2127 51184.000 SH Sole 51184.000 CHECK POINT SOFTWARE TECH COMMON M22465104 5431 106392.000 SH Sole 106392.000 CHEVRON CORP COMMON 166764100 5275 49074.609 SH Sole 49074.609 CHUBB CORP COMMON 171232101 4422 72125.000 SH Sole 72125.000 CHURCH & DWIGHT CO COMMON 171340102 5783 72886.000 SH Sole 72886.000 CIGNA CORP COM COMMON 125509109 4734 106919.000 SH Sole 106919.000 COCA COLA CO COMMON 191216100 3823 57631.000 SH Sole 57631.000 3 40.000 SH Other 40.000 COLGATE-PALMOLIVE COMMON 194162103 3850 47675.000 SH Sole 47675.000 COMPANHIA DE BEBIDAS DAS AMERI COMMON 20441W203 3877 136960.000 SH Sole 136960.000 CONOCOPHILLIPS COMMON 20825C104 4859 60841.000 SH Sole 60841.000 CORN PRODUCTS COMMON 219023108 5820 112308.000 SH Sole 112308.000 COVENTRY HEALTH CARE INC COMMON 222862104 5041 158210.000 SH Sole 158210.000 DANAHER CORP COMMON 235851102 4807 92615.000 SH Sole 92615.000 DECKERS OUTDOOR CORP COMMON 243537107 4112 47735.000 SH Sole 47735.000 DEVRY INC DEL COM COMMON 251893103 4881 88629.000 SH Sole 88629.000 DIAGEO PLC SP ADR COMMON 25243Q205 2689 35280.000 SH Sole 35280.000 DIANA SHIPPING INC COMMON Y2066G104 2210 186630.000 SH Sole 186630.000 DIRECTV COMMON 25490A101 2932 62659.000 SH Sole 62659.000 DISCOVER FINL SVCS COMMON 254709108 5049 209335.000 SH Sole 209335.000 DOMTAR CORP COMMON 257559203 3564 38828.000 SH Sole 38828.000 DPL INC COMMON 233293109 4158 151685.000 SH Sole 151685.000 DUCOMMUN INCORPORATED COMMON 264147109 3457 144655.000 SH Sole 144655.000 DUPONT (EI) DE NEMOURS COMMON 263534109 412 7500.000 SH Sole 7500.000 ENCORE ENERGY PARTNERS LP COMMON 29257A106 2218 94475.000 SH Sole 94475.000 ENDO PHARMACEUTICALS COMMON 29264F205 3800 99574.000 SH Sole 99574.000 ENERGEN COMMON 29265N108 4198 66510.000 SH Sole 66510.000 ENI SPA COMMON 26874R108 2268 46155.000 SH Sole 46155.000 ENTERGY CORP COMMON 29364G103 1651 24565.000 SH Sole 24565.000 ENTERPRISE PRODS PARTNERS L.P. COMMON 293792107 2218 51520.000 SH Sole 51520.000 EXXON MOBIL CORP COMMON 30231G102 1083 12876.000 SH Sole 12876.000 FISERV INC COMMON 337738108 2636 42035.000 SH Sole 42035.000 FLY LEASING LTD-ADR COMMON 34407D109 1084 78365.000 SH Sole 78365.000 FOSSIL INC COMMON 349882100 5477 58480.000 SH Sole 58480.000 FREEPORT-MCMORAN COPPER & GOLD COMMON 35671D857 3158 56856.000 SH Sole 56856.000 GENERAL DYNAMICS CORP COMMON 369550108 4350 56813.000 SH Sole 56813.000 GENERAL ELECTRIC COMMON 369604103 363 18129.000 SH Sole 18129.000 GENERAL MOTORS 4.75% CNV PFD 1 COMMON 37045V209 1932 40075.000 SH Sole 40075.000 GILEAD SCIENCES INC COMMON 375558103 1803 42454.000 SH Sole 42454.000 GLAXOSMITHKLINE PLC SPONSORED COMMON 37733W105 1831 47670.000 SH Sole 47670.000 GOOGLE INC CL A COMMON 38259P508 5831 9938.000 SH Sole 9938.000 6 10.000 SH Other 10.000 GT SOLAR INTL INC COM COMMON 3623e0209 2971 278479.000 SH Sole 278479.000 HARRIS CORP COMMON 413875105 5231 105473.000 SH Sole 105473.000 HARTFORD FINL 04/01/13 7.25% C COMMON 416515708 2160 82900.000 SH Sole 82900.000 HEALTHSPRING INC COMMON 42224N101 3385 90584.000 SH Sole 90584.000 HITACHI LIMITED ADR COMMON 433578507 2083 40345.000 SH Sole 40345.000 HOME DEPOT COMMON 437076102 380 10246.000 SH Sole 10246.000 HOSPITALITY PPTYS TR COMMON 44106M102 1542 66600.000 SH Sole 66600.000 HUBBELL INC. - CLASS B COMMON 443510201 3318 46715.000 SH Sole 46715.000 HUNTINGTON INGALLS INDUSTRIES COMMON 446413106 506 12190.314 SH Sole 12190.314 IMPERIAL TOBACCO GROUP ADR COMMON 453142101 3983 64476.000 SH Sole 64476.000 INTEL COMMON 458140100 646 32000.000 SH Sole 32000.000 INTL BUS MACH COMMON 459200101 7523 46135.068 SH Sole 46135.068 JOHNSON & JOHNSON COMMON 478160104 3351 56564.178 SH Sole 56564.178 JOY GLOBAL INC COM COMMON 481165108 3631 36748.000 SH Sole 36748.000 JP MORGAN CHASE & CO COMMON 46625H100 4515 97940.000 SH Sole 97940.000 KIMBERLY CLARK CORP COM COMMON 494368103 1470 22525.000 SH Sole 22525.000 KNIGHTSBRIDGE TANKERS LTD COMMON G5299G106 1326 52945.000 SH Sole 52945.000 LAM RESEARCH COMMON 512807108 2845 50203.000 SH Sole 50203.000 LILLY (ELI) COMMON 532457108 2217 63039.501 SH Sole 63039.501 LINCOLN EDUCATIONAL SERVICES C COMMON 533535100 1069 67260.000 SH Sole 67260.000 LTC PROPERTIES COMMON 502175102 1481 52275.000 SH Sole 52275.000 LUKOIL HOLDINGS SPONSORED ADR COMMON 677862104 5181 72439.000 SH Sole 72439.000 LVMH MOET HENNESSY LOUIS VUITT COMMON 502441306 2859 90185.000 SH Sole 90185.000 MARVELL TECHNOLOGY GROUP LTD. COMMON G5876H105 1736 111670.000 SH Sole 111670.000 MASTERCARD INC COMMON 57636Q104 2348 9327.000 SH Sole 9327.000 MAXIMUS INC COMMON 577933104 2999 36950.000 SH Sole 36950.000 MCKESSON CORP COMMON 58155Q103 9228 116735.000 SH Sole 116735.000 MEDNAX INC. COMMON 58502B106 2592 38915.000 SH Sole 38915.000 MERCURY GENERAL CORPORATION COMMON 589400100 1420 36290.000 SH Sole 36290.000 MERRILL LYNCH CAP TR I PFD 6.4 COMMON 590199204 2114 91395.000 SH Sole 91395.000 METLIFE INC COMMON 59156R108 4212 94173.000 SH Sole 94173.000 MICREL INC COMMON 594793101 2635 195495.000 SH Sole 195495.000 MICROSEMI CORPORATION COMMON 595137100 2626 126780.000 SH Sole 126780.000 MINERALS TECHNOLOGIES INC COMMON 603158106 3817 55710.000 SH Sole 55710.000 MYRIAD GENETICS INC COMMON 62855J104 2300 114130.000 SH Sole 114130.000 NATIONAL AUSTRALIA BK SPONSORE COMMON 632525408 2342 87615.000 SH Sole 87615.000 NATIONAL OILWELL VARCO COM COMMON 637071101 3835 48373.000 SH Sole 48373.000 NATURAL RESOURCE PARTNERS L.P. COMMON 63900P103 1856 52925.000 SH Sole 52925.000 NAVIOS MARITIME PARTNERS L.P. COMMON Y62267102 1933 95075.000 SH Sole 95075.000 NESTLE S.A. ADR COMMON 641069406 213 3700.000 SH Sole 3700.000 NETWORK APPLIANCE INC COM COMMON 64110D104 2516 52265.000 SH Sole 52265.000 NICE SYS LTD SPONSORED ADR COMMON 653656108 4459 120705.000 SH Sole 120705.000 NISOURCE INC COMMON 65473P105 1696 88405.000 SH Sole 88405.000 NORTHROP GRUMMAN COMMON 666807102 4600 73350.000 SH Sole 73350.000 NOVO-NORDISK A S ADR COMMON 670100205 7701 61495.000 SH Sole 61495.000 NU SKIN ENTERPRISES COMMON 67018T105 2194 76325.000 SH Sole 76325.000 OIL STATES INTL INC COMMON 678026105 3747 49215.000 SH Sole 49215.000 ONEOK PARTNERS L.P. COMMON 68268N103 2081 25275.000 SH Sole 25275.000 ORACLE CORP COMMON 68389X105 5934 177483.000 SH Sole 177483.000 3 75.000 SH Other 75.000 ORTHOFIX INTERNATIONAL COMMON N6748L102 3462 106640.000 SH Sole 106640.000 PENN VIRGINIA RESOURCE PARTNER COMMON 707884102 1603 57880.000 SH Sole 57880.000 PEPSICO COMMON 713448108 418 6493.000 SH Sole 6493.000 PFIZER INC. COMMON 717081103 2531 124598.000 SH Sole 124598.000 PHILIP MORRIS INTERNATIONAL COMMON 718172109 2736 41685.000 SH Sole 41685.000 PLAINS ALL AMERICAN PIPELINE L COMMON 726503105 2198 34483.000 SH Sole 34483.000 POWER-ONE INC COM COMMON 73930R102 2170 248010.000 SH Sole 248010.000 PPL CORP 9.5% 07/01/13 CNV PFD COMMON 69351T601 1930 36250.000 SH Sole 36250.000 PROTECTIVE LIFE CORP COM COMMON 743674103 4007 150920.000 SH Sole 150920.000 PRUDENTIAL FINANCIAL INC COMMON 744320102 4070 66086.000 SH Sole 66086.000 QR ENERGY LP COMMON 74734R108 1082 48210.000 SH Sole 48210.000 QUEST SOFTWARE INC COMMON 74834T103 4152 163473.000 SH Sole 163473.000 REINSURANCE GROUP OF AMERICA I COMMON 759351604 5284 84161.000 SH Sole 84161.000 REYNOLDS AMERICAN INC COMMON 761713106 2631 74064.000 SH Sole 74064.000 RIO TINTO PLC SPONSORED ADR COMMON 767204100 4612 64851.000 SH Sole 64851.000 ROSS STORES INC COMMON 778296103 2960 41620.000 SH Sole 41620.000 ROYAL DUTCH SHELL PLC-ADR A COMMON 780259206 4667 64060.000 SH Sole 64060.000 SANDISK CORP COM COMMON 80004C101 4625 100340.000 SH Sole 100340.000 SCHLUMBERGER LTD COMMON 806857108 1307 14016.513 SH Sole 14016.513 SEABOARD CORP COMMON 811543107 23850 9884.000 SH Sole 9884.000 SEADRILL LIMITED COMMON G7945E105 2395 66395.000 SH Sole 66395.000 SENIOR HOUSING PPTYS TR REIT COMMON 81721M109 2169 94135.000 SH Sole 94135.000 SOTHEBYS HLDGS INC CL A COMMON 835898107 3458 65745.000 SH Sole 65745.000 SPDR S&P OIL & GAS E&P ETF COMMON 78464A730 5617 87200.000 SH Sole 87200.000 SPDR S&P OIL & GAS EQUIPT & SE COMMON 78464A748 5815 132245.000 SH Sole 132245.000 STANLEY BLACK & DECKER INC. 4. COMMON 854502309 1756 14680.000 SH Sole 14680.000 STMICROELECTRONICS N V NY REGI COMMON 861012102 4768 383860.000 SH Sole 383860.000 STORA ENSO OYJ ADR COMMON 86210M106 2665 223391.000 SH Sole 223391.000 SUBSEA 7 S A SPONSORED ADR COMMON 864323100 4622 183025.000 SH Sole 183025.000 SYMANTEC CORP COMMON 871503108 5855 315830.000 SH Sole 315830.000 SYNAPTICS INC COMMON 87157D109 2118 78380.000 SH Sole 78380.000 SYNOPSYS COMMON 871607107 4352 157385.000 SH Sole 157385.000 TEEKAY OFFSHORE PARTNERS L.P. COMMON Y8565J101 1137 37270.000 SH Sole 37270.000 TELECOM CP NEW ZEALAND SPONSOR COMMON 879278208 1516 196575.000 SH Sole 196575.000 TELUS CORP COMMON 87971M202 2289 47205.000 SH Sole 47205.000 TIMKEN COMPANY COMMON 887389104 2871 54895.000 SH Sole 54895.000 TJX COMPANIES COMMON 872540109 2565 51579.000 SH Sole 51579.000 TORCHMARK CORP COM COMMON 891027104 4668 70212.000 SH Sole 70212.000 UMB FINL CORP COMMON 902788108 1393 37286.000 SH Sole 37286.000 UNION PACIFIC COMMON 907818108 2790 28375.000 SH Sole 28375.000 UNITEDHEALTH GROUP INC COMMON 91324P102 5239 115906.000 SH Sole 115906.000 UNITRIN, INC. COMMON 913275103 4772 154535.000 SH Sole 154535.000 UNIVERSAL CORP COMMON 913456109 1951 44815.000 SH Sole 44815.000 US BANCORP COMMON 902973304 447 16927.000 SH Sole 16927.000 V F CORP COMMON 918204108 5398 54782.000 SH Sole 54782.000 VAALCO ENERGY INC COMMON 91851C201 3453 445030.000 SH Sole 445030.000 VARIAN MEDICAL SYSTEMS COMMON 92220P105 2574 38061.000 SH Sole 38061.000 VEECO INSTRUMENTS INC COMMON 922417100 2967 58350.000 SH Sole 58350.000 WADDELL & REED FINANCIAL INC COMMON 930059100 2718 66940.000 SH Sole 66940.000 WAL-MART COMMON 931142103 661 12700.000 SH Sole 12700.000 WASHINGTON REAL ESTATE INV COMMON 939653101 1522 48950.000 SH Sole 48950.000 WD-40 CO COM COMMON 929236107 3371 79613.000 SH Sole 79613.000 WELLS FARGO COMPANY COMMON 949746101 4496 141796.000 SH Sole 141796.000 WINDSTREAM CORP COMMON 97381W104 2739 212621.000 SH Sole 212621.000 XL GROUP PLC 08/15/11 10.75% C COMMON H9709Y102 1734 51460.000 SH Sole 51460.000 ZURICH FINANCIAL SERVICES COMMON 98982M107 2200 78296.000 SH Sole 78296.000 AMERICAN CENTY MUT FDS INTL GR MUTUAL FDS 025086109 911 80231.395 SH Sole 80231.395 BARON GROWTH FUND MUTUAL FDS 068278209 1599 28536.297 SH Sole 28536.297 FIRST EAGLE FDS INC GLOBAL FD MUTUAL FDS 32008f507 493 10287.463 SH Sole 10287.463 MARSICO INVT FD GROWTH & INCM MUTUAL FDS 573012200 1653 80971.306 SH Sole 80971.306 OPPENHEIMER GLOBAL FD SH BEN I MUTUAL FDS 683924104 1670 26173.656 SH Sole 26173.656 ROWE T PRICE EQITY INC SH BEN MUTUAL FDS 779547108 2256 90462.432 SH Sole 90462.432 SCHWAB TOTAL STOCK MARKET INDE MUTUAL FDS 808509756 312 12904.705 SH Sole 12904.705 VANGUARD GROWTH EQUITY FUND MUTUAL FDS 921921201 421 37104.119 SH Sole 37104.119 VANGUARD INDEX TR SMALL CAPTZT MUTUAL FDS 922908702 229 6062.777 SH Sole 6062.777 VANGUARD SMALL-CAP VALUE INDEX MUTUAL FDS 922908793 1129 66010.951 SH Sole 66010.951 VANGUARD TARGET RETIREMENT 201 MUTUAL FDS 92202e300 147 11422.223 SH Sole 11422.223 VANGUARD TARGET RETIREMENT 202 MUTUAL FDS 92202e805 171 7473.073 SH Sole 7473.073 VANGUARD TARGET RETIREMENT 202 MUTUAL FDS 92202e409 79 6002.846 SH Sole 6002.846 VANGUARD TARGET RETIREMENT 203 MUTUAL FDS 92202e888 193 8543.350 SH Sole 8543.350 VANGUARD TARGET RETIREMENT 203 MUTUAL FDS 92202e508 121 8817.204 SH Sole 8817.204 VANGUARD TARGET RETIREMENT 204 MUTUAL FDS 92202e870 46 2049.262 SH Sole 2049.262 VANGUARD TARGET RETIREMENT 204 MUTUAL FDS 92202e607 58 4114.146 SH Sole 4114.146 ISHARES RUSSELL 1000 GROWTH OTHER EQUITIES 464287614 5274 87215.000 SH Sole 87215.000 145 2405.000 SH Other 175.000 2230.000 ISHARES RUSSELL 1000 INDEX OTHER EQUITIES 464287622 230 3117.000 SH Sole 3117.000 ISHARES RUSSELL 1000 VALUE OTHER EQUITIES 464287598 15466 225226.000 SH Sole 225226.000 113 1650.000 SH Other 90.000 1560.000 ISHARES RUSSELL 2000 OTHER EQUITIES 464287655 319 3789.000 SH Sole 3789.000 ISHARES RUSSELL 2000 VALUE OTHER EQUITIES 464287630 358 4744.000 SH Sole 4744.000 ISHARES S&P SMALLCAP 600 OTHER EQUITIES 464287804 845 11483.368 SH Sole 11483.368 10 135.000 SH Other 135.000 RYDEX S&P EQUAL WEIGHT ETF OTHER EQUITIES 78355W106 403 7991.000 SH Sole 7991.000 62 1220.000 SH Other 135.000 1085.000 S & P 400 MID CAP DEP RECPT OTHER EQUITIES 78467Y107 244 1358.000 SH Sole 1358.000 S & P 500 DEPOSITARY RECEIPT OTHER EQUITIES 78462F103 3603 27174.000 SH Sole 27174.000 SPDR S&P DIVIDEND ETF OTHER EQUITIES 78464A763 373 6890.000 SH Sole 6890.000 WEBS INDEX FD INC JAPAN OTHER EQUITIES 464286848 204 19820.000 SH Sole 19820.000