-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqW9ZrtRS9MNIVNV6mlXMwxFeWthfdouX/u97ukZfcxvsem9fvDYnGP86SMh60yz UK/j46/1jGzY0I9d38a48g== 0001005477-97-000495.txt : 19970222 0001005477-97-000495.hdr.sgml : 19970222 ACCESSION NUMBER: 0001005477-97-000495 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970218 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEA CONTAINERS LTD /NY/ CENTRAL INDEX KEY: 0000088095 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 980038412 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43313 FILM NUMBER: 97537315 BUSINESS ADDRESS: STREET 1: 41 CEDAR AVE STREET 2: P O BOX HM 1179 CITY: HAMILTON HM EX BERMU STATE: D0 BUSINESS PHONE: 2123025066 MAIL ADDRESS: STREET 1: 41 CEDAR AVE STREET 2: PO BOX HM 1179 CITY: HAMILTON HM EX BERMU STATE: D0 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUARDIAN LIFE INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000901849 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061116976 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 201 PARK AVENUE SOUTH STREET 2: AREA 9C CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 2125988359 SC 13G/A 1 SCHEDULE 13G/A FOR SEA CONTAINERS LTD. Page 1 of 5 pages SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* - Sea Containers Ltd. ----------------------------------------------------- (Name of Issuer) Convertible Preferred Stock - Equity ----------------------------------------------------- (Title of Class of Securities) 811371103 ----------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 811371103 13G Page 2 of 5 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Life Insurance Company of America 13-5123390 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES Right to acquire 262,095 shares of common stock. BENEFICIALLY -------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH Right to acquire 17,300 shares of common stock REPORTING -------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH Right to acquire 262,095 shares of common stock. -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Right to acquire 17,300 shares of common stock - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 279,395 shares (262,095 + 17,300) upon conversion of 161,500 (151,500 + 10,000) shares of $4.00 Series "E" Convertible Preferred Stock. - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 4.00% of common stock. - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. 811371103 13G Page 3 of 5 pages - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Life Insurance Company of America Master Pension Trust - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY -------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH Right to acquire 17,300 shares of common stock REPORTING -------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Right to acquire 17,300 shares of common stock - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 279,395 shares (262,095 + 17,300) upon conversion of 161,500 (151,500 + 10,000) shares of $4.00 Series "E" Convertible Preferred Stock. - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Right to acquire 4.00% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 4 pages Item 1. (a) Sea Containers Ltd. (b) 41 Cedar Avenue, P.O. Box HM 1179 Hamilton HM FX, Bermuda Item 2. (a) The Guardian Life Insurance Company of America (b) 201 Park Avenue South, New York, New York 10003 (c) New York, U.S.A. (d) $4.00 Series "E" Convertible Preferred Stock (e) CUSIP 811371103 Item 3. (h) Group, in accordance with Reg. 240.13d-1(b)(I)(ii)(H) Item 4. (a) Right to acquire 279,395 shares of common stock upon conversion of 161,500 shares of the issuer's $4.00 Series "E" Convertible Preferred Stock. (b) Right to acquire 4.00% shares of common stock (c) (i) Right to acquire 262,095 shares of common stock (ii) Right to acquire 17,300 shares of common stock (iii) Right to acquire 262,095 shares of common stock (iv) Right to acquire 17,300 shares of common stock Item 5. As of December 31, 1996, The Guardian group owned less than 5% of a class of the issuer's voting equity securities. Item 6. Not applicable Item 7. Not applicable Item 8. Identification and classification of Members of the Group. (a) The Guardian Life Insurance Company of America ("Guardian Life"), an insurance company as defined in Section 3(d)(19) of the Act. IC. (b) The Guardian Life Insurance Company of America Master Pension Trust, a pension fund for the employees of Guardian Life which is subject to ERISA. EP Item 9. Not applicable Page 4 of 4 pages Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 The Guardian Life Insurance Company of America By: /S/ Edward K. Kane --------------------------------------------- Edward K. Kane, Executive Vice President The Guardian Life Insurance Company of America Master Pension Trust By: --------------------------------------------- Edward K. Kane, Trustee -----END PRIVACY-ENHANCED MESSAGE-----