EX-99.M.9.E 40 d323913dex99m9e.htm EX-99.M.9.E EX-99.M.9.E

AMENDMENT NO. 4

TO THE

SECOND AMENDED AND RESTATED DISTRIBUTION PLAN

CLASS B and BX SHARES

The Second Amended and Restated Master Distribution Plan (the “Plan”), dated as of July 1, 2015, as subsequently amended, pursuant to Rule 12b-1, is hereby amended, effective December 1, 2016, as follows:

WHEREAS, the parties desire to amend the Plan to change the name of Invesco International Total Return Fund to Invesco World Bond Fund;

NOW THEREFORE, Schedule A to the Plan is hereby deleted in its entirety and replaced with the following:

Schedule A

Funds with Class B or Class BX Shares

 

          12b-1PLAN  

AIM COUNSELOR SERIES TRUST

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco American Franchise Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco California Tax-Free Income Fund –

    Class B (reim)      0.50 %      0.25 %      0.75 % 

Invesco Core Plus Bond Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Equally-Weighted S&P 500 Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Equity and Income Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Global Real Estate Income Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Growth and Income Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Pennsylvania Tax Free Income Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco S&P 500 Index Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

 

A-1

          12b-1PLAN  

AIM COUNSELOR SERIES TRUST

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Small Cap Discovery Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Low Volatility Equity Yield Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 
          12b-1PLAN  

AIM EQUITY FUNDS

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Charter Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Diversified Dividend Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Summit Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 
          12b-1PLAN  

AIM FUNDS GROUP

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco European Small Company Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Global Core Equity Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco International Small Company Fund –

    Class B (comp)      0.75 %      0.25 %      0.25 % 

Invesco Small Cap Equity Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 
          12b-1PLAN  

AIM GROWTH SERIES

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Balanced-Risk Retirement Now Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Balanced-Risk Retirement 2020 Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Balanced-Risk Retirement 2030 Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

 

A-2

          12b-1PLAN  

AIM GROWTH SERIES

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Balanced-Risk Retirement 2040 Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Balanced-Risk Retirement 2050 Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Conservative Allocation Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Convertible Securities Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Global Low Volatility Equity Yield Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Growth Allocation Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Income Allocation Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco International Allocation Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Mid Cap Core Equity Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Moderate Allocation Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Small Cap Growth Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Quality Income Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 
          12b-1PLAN  

AIM INTERNATIONAL MUTUAL FUNDS

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Asia Pacific Growth Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco European Growth Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

 

A-3

          12b-1PLAN  

AIM INTERNATIONAL MUTUAL FUNDS

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Global Growth Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Global Small & Mid Cap Growth Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco International Core Equity Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco International Growth Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 
          12b-1PLAN  

AIM INVESTMENT FUNDS

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Balanced-Risk Allocation Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Balanced-Risk Commodity Strategy Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Greater China Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Developing Markets Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Emerging Markets Flexible Bond Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Endeavor Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Global Health Care Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco World Bond Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Pacific Growth Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

 

A-4

          12b-1PLAN  

AIM INVESTMENT FUNDS

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Select Companies Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 
          12b-1PLAN  

AIM INVESTMENT SECURITIES FUNDS

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Corporate Bond Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Global Real Estate Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco High Yield Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Government Money Market Fund –

    Class B (comp)

Class BX (reim)

     

 

 0.65

0.65

 % 

% 

    

 

 0.25

0.25

 % 

% 

    

 

 0.90

0.90

 % 

% 

Invesco Real Estate Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco U.S. Government Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 
          12b-1PLAN  

AIM SECTOR FUNDS

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco American Value Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Comstock Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Dividend Income Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Energy Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Gold & Precious Metals Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

 

A-5

          12b-1PLAN  

AIM SECTOR FUNDS

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco Mid Cap Growth Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Small Cap Value Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Technology Fund –

    Class B (comp)      0.75 %      0.25 %      1.00 % 

Invesco Technology Sector Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Value Opportunities Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 
          12b-1PLAN  

AIM TAX-EXEMPT FUNDS

         MAXIMUM
DISTRIBUTION
FEE*		     MAXIMUM
SHAREHOLDER
SERVICES FEE		     MAXIMUM
AGGREGATE
FEE		  

Invesco High Yield Municipal Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Intermediate Term Municipal Income Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco Municipal Income Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Invesco New York Tax Free Income Fund –

    Class B (reim)      0.75 %      0.25 %      1.00 % 

Notes:

* Distribution Fees may also include Asset Based Sales Charges

 

A-6