0001193125-14-456274.txt : 20141230
0001193125-14-456274.hdr.sgml : 20141230
20141230085904
ACCESSION NUMBER: 0001193125-14-456274
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20141031
FILED AS OF DATE: 20141230
DATE AS OF CHANGE: 20141230
EFFECTIVENESS DATE: 20141230
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
CENTRAL INDEX KEY: 0000880859
IRS NUMBER: 760352823
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-06463
FILM NUMBER: 141314522
BUSINESS ADDRESS:
STREET 1: 11 GREENWAY PLAZA STE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7136261919
MAIL ADDRESS:
STREET 1: AIM INTERNATIONAL FUNDS INC
STREET 2: 11 GREENWAY PLAZA SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77046
FORMER COMPANY:
FORMER CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS
DATE OF NAME CHANGE: 20031126
FORMER COMPANY:
FORMER CONFORMED NAME: AIM INTERNATIONAL FUNDS INC /MD/
DATE OF NAME CHANGE: 20000620
FORMER COMPANY:
FORMER CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS
DATE OF NAME CHANGE: 20000323
0000880859
S000000226
INVESCO Asia Pacific Growth Fund
C000000537
Class A
ASIAX
C000000538
Class B
ASIBX
C000000539
Class C
ASICX
C000071235
Class Y
ASIYX
0000880859
S000000227
INVESCO European Growth Fund
C000000540
Class A
AEDAX
C000000541
Class B
AEDBX
C000000542
Class C
AEDCX
C000000543
Class R
AEDRX
C000000544
Investor Class
EGINX
C000071236
Class Y
AEDYX
0000880859
S000000228
INVESCO Global Small & Mid Cap Growth Fund
C000000545
Class A
AGAAX
C000000546
Class B
AGABX
C000000547
Class C
AGACX
C000053091
CLASS R5
GAIIX
C000071237
Class Y
AGAYX
0000880859
S000000229
INVESCO Global Growth Fund
C000000548
Class A
AGGAX
C000000549
Class B
AGGBX
C000000550
Class C
AGGCX
C000053092
CLASS R5
GGAIX
C000071238
Class Y
AGGYX
C000120686
Class R6
AGGFX
0000880859
S000000230
INVESCO International Growth Fund
C000000551
Class A
AIIEX
C000000552
Class B
AIEBX
C000000553
Class C
AIECX
C000000554
Class R
AIERX
C000023043
CLASS R5
AIEVX
C000071239
Class Y
AIIYX
C000120687
Class R6
IGFRX
0000880859
S000000231
INVESCO International Core Equity Fund
C000000555
Class A
IBVAX
C000000556
Class B
IBVBX
C000000557
Class C
IBVCX
C000000558
Class R
IIBRX
C000000559
Investor Class
IIBCX
C000023044
CLASS R5
IBVIX
C000071240
Class Y
IBVYX
C000120688
Class R6
IBVFX
0000880859
S000037836
Invesco Global Opportunities Fund
C000116733
Class A
IAOPX
C000116734
Class C
ICOPX
C000116735
Class R
IROPX
C000116736
Class Y
IYOPX
C000116737
CLASS R5
IIOPX
C000120689
Class R6
IFOPX
0000880859
S000037837
Invesco Select Opportunities Fund
C000116738
CLASS R5
IZSIX
C000116739
Class A
IZSAX
C000116740
Class C
IZSCX
C000116741
Class R
IZSRX
C000116742
Class Y
IZSYX
C000120690
Class R6
IZFSX
NSAR-B
1
d827055dnsarb.fil
NSAR-B - AIMF
PAGE 1
000 B000000 10/31/2014
000 C000000 0000880859
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 AIM INTL MUTUAL FUNDS (INV INTL MUTUAL FUNDS)
001 B000000 811-6463
001 C000000 7136261919
002 A000000 11 GREENWAY PLAZA, SUITE 100
002 B000000 HOUSTON
002 C000000 TX
002 D010000 77046
002 D020000 1173
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 8
007 C010100 1
007 C020100 Invesco International Growth Fund
007 C030100 N
007 C010300 3
007 C020300 Invesco Global Small & Mid Cap Growth Fund
007 C030300 N
007 C010500 5
007 C020500 Invesco Global Growth Fund
007 C030500 N
007 C010900 9
007 C020900 Invesco Asia Pacific Growth Fund
007 C030900 N
007 C011000 10
007 C021000 Invesco European Growth Fund
007 C031000 N
007 C011100 11
007 C021100 Invesco International Core Equity Fund
007 C031100 N
007 C011200 12
007 C021200 Invesco Global Opportunities Fund
007 C031200 N
007 C011300 13
007 C021300 Invesco Select Opportunities Fund
007 C031300 N
008 A00AA01 Invesco Advisers, Inc.
008 B00AA01 A
008 C00AA01 801-33949
008 D01AA01 HOUSTON
PAGE 2
008 D02AA01 TX
008 D03AA01 77046
008 D04AA01 1173
008 A00AA02 Invesco Asset Management Deutschland GmbH
008 B00AA02 S
008 C00AA02 801-67712
008 D01AA02 Frankfurt
008 D05AA02 Germany
008 D06AA02 60313
008 A00AA03 Invesco Asset Management Limited
008 B00AA03 S
008 C00AA03 801-50197
008 D01AA03 London
008 D05AA03 United Kingdom
008 D06AA03 EC2A1AG
008 A00AA04 Invesco Asset Management (Japan) Ltd.
008 B00AA04 S
008 C00AA04 801-52601
008 D01AA04 Tokyo
008 D05AA04 Japan
008 D06AA04 105-6025
008 A00AA05 Invesco Australia Limited
008 B00AA05 S
008 C00AA05 801-68638
008 D01AA05 Melbourne
008 D05AA05 Australia
008 D06AA05 3000
008 A00AA06 Invesco Hong Kong Limited
008 B00AA06 S
008 C00AA06 801-47856
008 D01AA06 HONG KONG
008 D05AA06 HONG KONG
008 A00AA07 Invesco Senior Secured Management, Inc.
008 B00AA07 S
008 C00AA07 801-38119
008 D01AA07 NEW YORK
008 D02AA07 NY
008 D03AA07 10036
008 D04AA07 2727
008 A00AA08 Invesco Canada Ltd.
008 B00AA08 S
008 C00AA08 801-62166
008 D01AA08 TORONTO
008 D05AA08 CANADA
008 D06AA08 M2N 6X7
008 A00AA09 Invesco PowerShares Capital Management LLC
008 B00AA09 S
008 C00AA09 801-61851
008 D01AA09 Wheaton
008 D02AA09 IL
008 D03AA09 60187
PAGE 3
011 A00AA01 Invesco Distributors, Inc.
011 B00AA01 8-21323
011 C01AA01 HOUSTON
011 C02AA01 TX
011 C03AA01 77046
011 C04AA01 1173
012 A00AA01 Invesco Investment Services, Inc.
012 B00AA01 84-5432
012 C01AA01 HOUSTON
012 C02AA01 TX
012 C03AA01 77210
012 C04AA01 4739
013 A00AA01 PricewaterhouseCoopers, LLP
013 B01AA01 HOUSTON
013 B02AA01 TX
013 B03AA01 77002
013 B04AA01 5678
014 A00AA01 INVESCO CAPITAL MARKETS INC
014 B00AA01 8-19412
015 A00AA01 State Street Bank and Trust Company
015 B00AA01 C
015 C01AA01 BOSTON
015 C02AA01 MA
015 C03AA01 02110
015 C04AA01 2801
015 E01AA01 X
015 A00AA02 The Bank of New York Mellon
015 B00AA02 S
015 C01AA02 BROOKLYN
015 C02AA02 NY
015 C03AA02 11217
015 C04AA02 1431
015 E01AA02 X
018 00AA00 Y
019 A00AA00 Y
019 B00AA00 144
019 C00AA00 INVESCOFDS
020 A000001 J.P. MORGAN SECURITIES INC.
020 B000001 13-3299429
020 C000001 885
020 A000002 CREDIT SUISSE SECURITIES (USA) LLC
020 B000002 05-0546650
020 C000002 872
020 A000003 DEUTSCHE BANK SECURITIES INC.
020 B000003 13-2730828
020 C000003 699
020 A000004 SANFORD C. BERNSTEIN & CO., LLC
020 B000004 13-4132953
020 C000004 667
020 A000005 UBS SECURITIES LLC
020 B000005 13-3873456
PAGE 4
020 C000005 541
020 A000006 MORGAN STANLEY & CO., INC.
020 B000006 13-2655998
020 C000006 507
020 A000007 REDBURN PARTNERS (USA) LP
020 B000007 20-4658658
020 C000007 407
020 A000008 MACQUARIE CAPITAL (USA) INC.
020 B000008 98-0141094
020 C000008 406
020 A000009 BARCLAYS CAPITAL INC.
020 B000009 06-1031656
020 C000009 339
020 A000010 COWEN & COMPANY, LLC
020 B000010 38-3698933
020 C000010 339
021 000000 8996
022 A000001 BANC OF AMERICA SECURITIES LLC
022 B000001 56-2058405
022 C000001 0
022 D000001 298
022 A000002 CREDIT SUISSE SECURITIES (USA) LLC
022 B000002 05-0546650
022 C000002 47
022 D000002 0
023 C000000 47
023 D000000 298
024 000100 N
024 000300 N
024 000500 N
024 000900 N
024 001000 N
024 001100 N
024 001200 N
024 001300 N
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027 000000 Y
028 A010100 151836
028 A020100 0
028 A030100 0
028 A040100 120003
028 B010100 208625
028 B020100 0
PAGE 5
028 B030100 0
028 B040100 99098
028 C010100 232158
028 C020100 0
028 C030100 0
028 C040100 216799
028 D010100 338165
028 D020100 0
028 D030100 0
028 D040100 137631
028 E010100 307895
028 E020100 0
028 E030100 0
028 E040100 143799
028 F010100 385223
028 F020100 0
028 F030100 0
028 F040100 152583
028 G010100 1623902
028 G020100 0
028 G030100 0
028 G040100 869913
028 H000100 91861
028 A010300 4494
028 A020300 0
028 A030300 0
028 A040300 5810
028 B010300 4665
028 B020300 0
028 B030300 0
028 B040300 6180
028 C010300 4864
028 C020300 0
028 C030300 0
028 C040300 7020
028 D010300 4314
028 D020300 0
028 D030300 0
028 D040300 6928
028 E010300 4715
028 E020300 0
028 E030300 0
028 E040300 7686
028 F010300 4967
028 F020300 0
028 F030300 0
028 F040300 7756
028 G010300 28019
028 G020300 0
028 G030300 0
028 G040300 41380
PAGE 6
028 H000300 8860
028 A010500 1564
028 A020500 0
028 A030500 0
028 A040500 3447
028 B010500 1717
028 B020500 0
028 B030500 0
028 B040500 3897
028 C010500 1627
028 C020500 0
028 C030500 0
028 C040500 3973
028 D010500 1849
028 D020500 0
028 D030500 0
028 D040500 3862
028 E010500 1818
028 E020500 0
028 E030500 0
028 E040500 3533
028 F010500 1465
028 F020500 0
028 F030500 0
028 F040500 4273
028 G010500 10040
028 G020500 0
028 G030500 0
028 G040500 22985
028 H000500 2864
028 A010900 14667
028 A020900 0
028 A030900 0
028 A040900 12991
028 B010900 13402
028 B020900 0
028 B030900 0
028 B040900 9826
028 C010900 17824
028 C020900 0
028 C030900 0
028 C040900 14822
028 D010900 36842
028 D020900 0
028 D030900 0
028 D040900 16388
028 E010900 36609
028 E020900 0
028 E030900 0
028 E040900 30308
028 F010900 48192
PAGE 7
028 F020900 0
028 F030900 0
028 F040900 26800
028 G010900 167536
028 G020900 0
028 G030900 0
028 G040900 111135
028 H000900 15313
028 A011000 61026
028 A021000 0
028 A031000 0
028 A041000 80895
028 B011000 50179
028 B021000 0
028 B031000 0
028 B041000 29461
028 C011000 75392
028 C021000 0
028 C031000 0
028 C041000 97349
028 D011000 48239
028 D021000 0
028 D031000 0
028 D041000 87433
028 E011000 33557
028 E021000 0
028 E031000 0
028 E041000 43474
028 F011000 44484
028 F021000 0
028 F031000 0
028 F041000 175967
028 G011000 312877
028 G021000 0
028 G031000 0
028 G041000 514579
028 H001000 14753
028 A011100 892
028 A021100 0
028 A031100 0
028 A041100 1606
028 B011100 850
028 B021100 0
028 B031100 0
028 B041100 1275
028 C011100 595
028 C021100 0
028 C031100 0
028 C041100 1738
028 D011100 2858
028 D021100 0
PAGE 8
028 D031100 0
028 D041100 2307
028 E011100 2484
028 E021100 0
028 E031100 0
028 E041100 1234
028 F011100 875
028 F021100 0
028 F031100 0
028 F041100 3635
028 G011100 8554
028 G021100 0
028 G031100 0
028 G041100 11795
028 H001100 548
028 A011200 471
028 A021200 0
028 A031200 0
028 A041200 442
028 B011200 2749
028 B021200 0
028 B031200 0
028 B041200 1733
028 C011200 302
028 C021200 0
028 C031200 0
028 C041200 1246
028 D011200 398
028 D021200 0
028 D031200 0
028 D041200 1193
028 E011200 201
028 E021200 0
028 E031200 0
028 E041200 5668
028 F011200 500
028 F021200 0
028 F031200 0
028 F041200 1689
028 G011200 4621
028 G021200 0
028 G031200 0
028 G041200 11971
028 H001200 661
028 A011300 4829
028 A021300 0
028 A031300 0
028 A041300 206
028 B011300 4498
028 B021300 0
028 B031300 0
PAGE 9
028 B041300 2227
028 C011300 4450
028 C021300 0
028 C031300 0
028 C041300 1797
028 D011300 3927
028 D021300 0
028 D031300 0
028 D041300 1160
028 E011300 1840
028 E021300 0
028 E031300 0
028 E041300 3298
028 F011300 18286
028 F021300 0
028 F031300 0
028 F041300 3528
028 G011300 37830
028 G021300 0
028 G031300 0
028 G041300 12216
028 H001300 2174
029 000100 Y
029 000300 Y
029 000500 Y
029 000900 Y
029 001000 Y
029 001100 Y
029 001200 Y
029 001300 Y
030 A000100 6918
030 B000100 5.50
030 C000100 0.00
030 A000300 688
030 B000300 5.50
030 C000300 0.00
030 A000500 229
030 B000500 5.50
030 C000500 0.00
030 A000900 1415
030 B000900 5.50
030 C000900 0.00
030 A001000 1668
030 B001000 5.50
030 C001000 0.00
030 A001100 50
030 B001100 5.50
030 C001100 0.00
030 A001200 113
030 B001200 5.50
030 C001200 0.00
PAGE 10
030 A001300 142
030 B001300 5.50
030 C001300 0.00
031 A000100 868
031 B000100 0
031 A000300 93
031 B000300 0
031 A000500 30
031 B000500 0
031 A000900 178
031 B000900 0
031 A001000 197
031 B001000 0
031 A001100 7
031 B001100 0
031 A001200 15
031 B001200 0
031 A001300 18
031 B001300 0
032 000100 6050
032 000300 595
032 000500 199
032 000900 1237
032 001000 1471
032 001100 43
032 001200 98
032 001300 124
033 000100 0
033 000300 0
033 000500 0
033 000900 0
033 001000 0
033 001100 0
033 001200 0
033 001300 0
034 000100 Y
034 000300 Y
034 000500 Y
034 000900 Y
034 001000 Y
034 001100 Y
034 001200 Y
034 001300 Y
035 000100 40
035 000300 6
035 000500 7
035 000900 35
035 001000 42
035 001100 2
035 001200 0
035 001300 1
PAGE 11
036 A000100 N
036 B000100 0
036 A000300 N
036 B000300 0
036 A000500 N
036 B000500 0
036 A000900 N
036 B000900 0
036 A001000 N
036 B001000 0
036 A001100 N
036 B001100 0
036 A001200 N
036 B001200 0
036 A001300 N
036 B001300 0
037 000100 N
037 000300 N
037 000500 N
037 000900 N
037 001000 N
037 001100 N
037 001200 N
037 001300 N
038 000100 0
038 000300 0
038 000500 0
038 000900 0
038 001000 0
038 001100 0
038 001200 0
038 001300 0
039 000100 N
039 000300 N
039 000500 N
039 000900 N
039 001000 N
039 001100 N
039 001200 N
039 001300 N
040 000100 Y
040 000300 Y
040 000500 Y
040 000900 Y
040 001000 Y
040 001100 Y
040 001200 Y
040 001300 Y
041 000100 Y
041 000300 Y
041 000500 Y
PAGE 12
041 000900 Y
041 001000 Y
041 001100 Y
041 001200 Y
041 001300 Y
042 A000100 0
042 B000100 0
042 C000100 100
042 D000100 0
042 E000100 0
042 F000100 0
042 G000100 0
042 H000100 0
042 A000300 0
042 B000300 0
042 C000300 100
042 D000300 0
042 E000300 0
042 F000300 0
042 G000300 0
042 H000300 0
042 A000500 0
042 B000500 0
042 C000500 100
042 D000500 0
042 E000500 0
042 F000500 0
042 G000500 0
042 H000500 0
042 A000900 0
042 B000900 0
042 C000900 100
042 D000900 0
042 E000900 0
042 F000900 0
042 G000900 0
042 H000900 0
042 A001000 0
042 B001000 0
042 C001000 100
042 D001000 0
042 E001000 0
042 F001000 0
042 G001000 0
042 H001000 0
042 A001100 0
042 B001100 0
042 C001100 100
042 D001100 0
042 E001100 0
042 F001100 0
PAGE 13
042 G001100 0
042 H001100 0
042 A001200 0
042 B001200 0
042 C001200 100
042 D001200 0
042 E001200 0
042 F001200 0
042 G001200 0
042 H001200 0
042 A001300 0
042 B001300 0
042 C001300 100
042 D001300 0
042 E001300 0
042 F001300 0
042 G001300 0
042 H001300 0
043 000100 9446
043 000300 1844
043 000500 1130
043 000900 2443
043 001000 3001
043 001100 290
043 001200 65
043 001300 67
044 000100 0
044 000300 0
044 000500 0
044 000900 0
044 001000 0
044 001100 0
044 001200 0
044 001300 0
045 000100 Y
045 000300 Y
045 000500 Y
045 000900 Y
045 001000 Y
045 001100 Y
045 001200 Y
045 001300 Y
046 000100 N
046 000300 N
046 000500 N
046 000900 N
046 001000 N
046 001100 N
046 001200 N
046 001300 N
047 000100 Y
PAGE 14
047 000300 Y
047 000500 Y
047 000900 Y
047 001000 Y
047 001100 Y
047 001200 Y
047 001300 Y
048 000100 0.000
048 A010100 250000
048 A020100 0.935
048 B010100 250000
048 B020100 0.910
048 C010100 500000
048 C020100 0.885
048 D010100 1500000
048 D020100 0.860
048 E010100 2500000
048 E020100 0.835
048 F010100 2500000
048 F020100 0.810
048 G010100 2500000
048 G020100 0.785
048 H010100 0
048 H020100 0.000
048 I010100 0
048 I020100 0.000
048 J010100 0
048 J020100 0.000
048 K010100 10000000
048 K020100 0.760
048 000300 0.000
048 A010300 250000
048 A020300 0.800
048 B010300 250000
048 B020300 0.780
048 C010300 500000
048 C020300 0.760
048 D010300 1500000
048 D020300 0.740
048 E010300 2500000
048 E020300 0.720
048 F010300 2500000
048 F020300 0.700
048 G010300 2500000
048 G020300 0.680
048 H010300 0
048 H020300 0.000
048 I010300 0
048 I020300 0.000
048 J010300 0
048 J020300 0.000
PAGE 15
048 K010300 10000000
048 K020300 0.660
048 000500 0.000
048 A010500 250000
048 A020500 0.800
048 B010500 250000
048 B020500 0.780
048 C010500 500000
048 C020500 0.760
048 D010500 1500000
048 D020500 0.740
048 E010500 2500000
048 E020500 0.720
048 F010500 2500000
048 F020500 0.700
048 G010500 2500000
048 G020500 0.680
048 H010500 0
048 H020500 0.000
048 I010500 0
048 I020500 0.000
048 J010500 0
048 J020500 0.000
048 K010500 10000000
048 K020500 0.660
048 000900 0.000
048 A010900 250000
048 A020900 0.935
048 B010900 250000
048 B020900 0.910
048 C010900 500000
048 C020900 0.885
048 D010900 1500000
048 D020900 0.860
048 E010900 2500000
048 E020900 0.835
048 F010900 2500000
048 F020900 0.810
048 G010900 2500000
048 G020900 0.785
048 H010900 0
048 H020900 0.000
048 I010900 0
048 I020900 0.000
048 J010900 0
048 J020900 0.000
048 K010900 10000000
048 K020900 0.760
048 001000 0.000
048 A011000 250000
048 A021000 0.935
PAGE 16
048 B011000 250000
048 B021000 0.910
048 C011000 500000
048 C021000 0.885
048 D011000 1500000
048 D021000 0.860
048 E011000 2500000
048 E021000 0.835
048 F011000 2500000
048 F021000 0.810
048 G011000 2500000
048 G021000 0.785
048 H011000 0
048 H021000 0.000
048 I011000 0
048 I021000 0.000
048 J011000 0
048 J021000 0.000
048 K011000 10000000
048 K021000 0.760
048 001100 0.000
048 A011100 500000
048 A021100 0.750
048 B011100 500000
048 B021100 0.650
048 C011100 1000000
048 C021100 0.550
048 D011100 2000000
048 D021100 0.450
048 E011100 4000000
048 E021100 0.400
048 F011100 6000000
048 F021100 0.375
048 G011100 0
048 G021100 0.000
048 H011100 0
048 H021100 0.000
048 I011100 0
048 I021100 0.000
048 J011100 0
048 J021100 0.000
048 K011100 8000000
048 K021100 0.350
048 001200 0.000
048 A011200 250000
048 A021200 0.800
048 B011200 250000
048 B021200 0.780
048 C011200 500000
048 C021200 0.760
048 D011200 1500000
PAGE 17
048 D021200 0.740
048 E011200 2500000
048 E021200 0.720
048 F011200 2500000
048 F021200 0.700
048 G011200 2500000
048 G021200 0.680
048 H011200 0
048 H021200 0.000
048 I011200 0
048 I021200 0.000
048 J011200 0
048 J021200 0.000
048 K011200 10000000
048 K021200 0.660
048 001300 0.000
048 A011300 250000
048 A021300 0.800
048 B011300 250000
048 B021300 0.780
048 C011300 500000
048 C021300 0.760
048 D011300 1500000
048 D021300 0.740
048 E011300 2500000
048 E021300 0.720
048 F011300 2500000
048 F021300 0.700
048 G011300 2500000
048 G021300 0.680
048 H011300 0
048 H021300 0.000
048 I011300 0
048 I021300 0.000
048 J011300 0
048 J021300 0.000
048 K011300 10000000
048 K021300 0.660
049 000100 N
049 000300 N
049 000500 N
049 000900 N
049 001000 N
049 001100 N
049 001200 N
049 001300 N
050 000100 N
050 000300 N
050 000500 N
050 000900 N
050 001000 N
PAGE 18
050 001100 N
050 001200 N
050 001300 N
051 000100 N
051 000300 N
051 000500 N
051 000900 N
051 001000 N
051 001100 N
051 001200 N
051 001300 N
052 000100 N
052 000300 N
052 000500 N
052 000900 N
052 001000 N
052 001100 N
052 001200 N
052 001300 N
053 A000100 Y
053 B000100 Y
053 C000100 N
053 A000300 Y
053 B000300 Y
053 C000300 N
053 A000500 Y
053 B000500 Y
053 C000500 N
053 A000900 Y
053 B000900 Y
053 C000900 N
053 A001000 Y
053 B001000 Y
053 C001000 N
053 A001100 Y
053 B001100 Y
053 C001100 N
053 A001200 Y
053 B001200 Y
053 C001200 N
053 A001300 Y
053 B001300 Y
053 C001300 N
054 A00AA00 Y
054 B00AA00 N
054 C00AA00 N
054 D00AA00 N
054 E00AA00 N
054 F00AA00 N
054 G00AA00 N
054 H00AA00 Y
PAGE 19
054 I00AA00 N
054 J00AA00 Y
054 K00AA00 N
054 L00AA00 N
054 M00AA00 Y
054 N00AA00 N
054 O00AA00 N
055 A000100 N
055 B000100 N
055 A000300 N
055 B000300 N
055 A000500 Y
055 B000500 N
055 A000900 N
055 B000900 N
055 A001000 N
055 B001000 N
055 A001100 N
055 B001100 N
055 A001200 Y
055 B001200 N
055 A001300 N
055 B001300 N
056 000100 Y
056 000300 Y
056 000500 Y
056 000900 Y
056 001000 Y
056 001100 Y
056 001200 Y
056 001300 Y
057 000100 N
057 000300 N
057 000500 N
057 000900 N
057 001000 N
057 001100 N
057 001200 N
057 001300 N
058 A000100 N
058 A000300 N
058 A000500 N
058 A000900 N
058 A001000 N
058 A001100 N
058 A001200 N
058 A001300 N
059 000100 Y
059 000300 Y
059 000500 Y
059 000900 Y
PAGE 20
059 001000 Y
059 001100 Y
059 001200 Y
059 001300 Y
060 A000100 Y
060 B000100 Y
060 A000300 Y
060 B000300 Y
060 A000500 Y
060 B000500 Y
060 A000900 Y
060 B000900 Y
060 A001000 Y
060 B001000 Y
060 A001100 Y
060 B001100 Y
060 A001200 Y
060 B001200 Y
060 A001300 Y
060 B001300 Y
061 000100 50
061 000300 50
061 000500 50
061 000900 50
061 001000 50
061 001100 50
061 001200 50
061 001300 50
062 A000100 N
062 B000100 0.0
062 C000100 0.0
062 D000100 0.0
062 E000100 0.0
062 F000100 0.0
062 G000100 0.0
062 H000100 0.0
062 I000100 0.0
062 J000100 0.0
062 K000100 0.0
062 L000100 0.0
062 M000100 0.0
062 N000100 0.0
062 O000100 0.0
062 P000100 0.0
062 Q000100 0.0
062 R000100 0.0
062 A000300 N
062 B000300 0.0
062 C000300 0.0
062 D000300 0.0
062 E000300 0.0
PAGE 21
062 F000300 0.0
062 G000300 0.0
062 H000300 0.0
062 I000300 0.0
062 J000300 0.0
062 K000300 0.0
062 L000300 0.0
062 M000300 0.0
062 N000300 0.0
062 O000300 0.0
062 P000300 0.0
062 Q000300 0.0
062 R000300 0.0
062 A000500 N
062 B000500 0.0
062 C000500 0.0
062 D000500 0.0
062 E000500 0.0
062 F000500 0.0
062 G000500 0.0
062 H000500 0.0
062 I000500 0.0
062 J000500 0.0
062 K000500 0.0
062 L000500 0.0
062 M000500 0.0
062 N000500 0.0
062 O000500 0.0
062 P000500 0.0
062 Q000500 0.0
062 R000500 0.0
062 A000900 N
062 B000900 0.0
062 C000900 0.0
062 D000900 0.0
062 E000900 0.0
062 F000900 0.0
062 G000900 0.0
062 H000900 0.0
062 I000900 0.0
062 J000900 0.0
062 K000900 0.0
062 L000900 0.0
062 M000900 0.0
062 N000900 0.0
062 O000900 0.0
062 P000900 0.0
062 Q000900 0.0
062 R000900 0.0
062 A001000 N
062 B001000 0.0
PAGE 22
062 C001000 0.0
062 D001000 0.0
062 E001000 0.0
062 F001000 0.0
062 G001000 0.0
062 H001000 0.0
062 I001000 0.0
062 J001000 0.0
062 K001000 0.0
062 L001000 0.0
062 M001000 0.0
062 N001000 0.0
062 O001000 0.0
062 P001000 0.0
062 Q001000 0.0
062 R001000 0.0
062 A001100 N
062 B001100 0.0
062 C001100 0.0
062 D001100 0.0
062 E001100 0.0
062 F001100 0.0
062 G001100 0.0
062 H001100 0.0
062 I001100 0.0
062 J001100 0.0
062 K001100 0.0
062 L001100 0.0
062 M001100 0.0
062 N001100 0.0
062 O001100 0.0
062 P001100 0.0
062 Q001100 0.0
062 R001100 0.0
062 A001200 N
062 B001200 0.0
062 C001200 0.0
062 D001200 0.0
062 E001200 0.0
062 F001200 0.0
062 G001200 0.0
062 H001200 0.0
062 I001200 0.0
062 J001200 0.0
062 K001200 0.0
062 L001200 0.0
062 M001200 0.0
062 N001200 0.0
062 O001200 0.0
062 P001200 0.0
062 Q001200 0.0
PAGE 23
062 R001200 0.0
062 A001300 N
062 B001300 0.0
062 C001300 0.0
062 D001300 0.0
062 E001300 0.0
062 F001300 0.0
062 G001300 0.0
062 H001300 0.0
062 I001300 0.0
062 J001300 0.0
062 K001300 0.0
062 L001300 0.0
062 M001300 0.0
062 N001300 0.0
062 O001300 0.0
062 P001300 0.0
062 Q001300 0.0
062 R001300 0.0
063 A000100 0
063 B000100 0.0
063 A000300 0
063 B000300 0.0
063 A000500 0
063 B000500 0.0
063 A000900 0
063 B000900 0.0
063 A001000 0
063 B001000 0.0
063 A001100 0
063 B001100 0.0
063 A001200 0
063 B001200 0.0
063 A001300 0
063 B001300 0.0
066 A000100 Y
066 B000100 N
066 C000100 Y
066 D000100 N
066 E000100 N
066 F000100 N
066 G000100 N
066 A000300 Y
066 B000300 N
066 C000300 Y
066 D000300 N
066 E000300 N
066 F000300 N
066 G000300 N
066 A000500 Y
066 B000500 N
PAGE 24
066 C000500 Y
066 D000500 N
066 E000500 N
066 F000500 N
066 G000500 N
066 A000900 Y
066 B000900 N
066 C000900 Y
066 D000900 N
066 E000900 N
066 F000900 N
066 G000900 N
066 A001000 Y
066 B001000 N
066 C001000 Y
066 D001000 N
066 E001000 N
066 F001000 N
066 G001000 N
066 A001100 Y
066 B001100 N
066 C001100 N
066 D001100 Y
066 E001100 N
066 F001100 N
066 G001100 N
066 A001200 Y
066 B001200 N
066 C001200 N
066 D001200 Y
066 E001200 N
066 F001200 N
066 G001200 N
066 A001300 Y
066 B001300 N
066 C001300 Y
066 D001300 N
066 E001300 N
066 F001300 N
066 G001300 N
067 000100 N
067 000300 N
067 000500 N
067 000900 N
067 001000 N
067 001100 N
067 001200 N
067 001300 N
068 A000100 N
068 B000100 Y
068 A000300 N
PAGE 25
068 B000300 Y
068 A000500 N
068 B000500 Y
068 A000900 N
068 B000900 Y
068 A001000 N
068 B001000 Y
068 A001100 N
068 B001100 Y
068 A001200 N
068 B001200 Y
068 A001300 N
068 B001300 Y
069 000100 N
069 000300 N
069 000500 N
069 000900 N
069 001000 N
069 001100 N
069 001200 N
069 001300 N
070 A010100 Y
070 A020100 N
070 B010100 Y
070 B020100 N
070 C010100 Y
070 C020100 N
070 D010100 Y
070 D020100 N
070 E010100 Y
070 E020100 N
070 F010100 Y
070 F020100 N
070 G010100 Y
070 G020100 N
070 H010100 Y
070 H020100 N
070 I010100 N
070 I020100 N
070 J010100 Y
070 J020100 N
070 K010100 Y
070 K020100 Y
070 L010100 Y
070 L020100 Y
070 M010100 Y
070 M020100 Y
070 N010100 Y
070 N020100 N
070 O010100 Y
070 O020100 N
PAGE 26
070 P010100 Y
070 P020100 N
070 Q010100 N
070 Q020100 N
070 R010100 Y
070 R020100 N
070 A010300 Y
070 A020300 N
070 B010300 Y
070 B020300 N
070 C010300 Y
070 C020300 N
070 D010300 Y
070 D020300 N
070 E010300 Y
070 E020300 N
070 F010300 Y
070 F020300 N
070 G010300 Y
070 G020300 N
070 H010300 Y
070 H020300 N
070 I010300 N
070 I020300 N
070 J010300 Y
070 J020300 N
070 K010300 Y
070 K020300 Y
070 L010300 Y
070 L020300 Y
070 M010300 Y
070 M020300 Y
070 N010300 Y
070 N020300 N
070 O010300 Y
070 O020300 N
070 P010300 Y
070 P020300 Y
070 Q010300 N
070 Q020300 N
070 R010300 Y
070 R020300 N
070 A010500 Y
070 A020500 N
070 B010500 Y
070 B020500 N
070 C010500 Y
070 C020500 N
070 D010500 Y
070 D020500 N
070 E010500 Y
PAGE 27
070 E020500 N
070 F010500 Y
070 F020500 N
070 G010500 Y
070 G020500 N
070 H010500 Y
070 H020500 N
070 I010500 N
070 I020500 N
070 J010500 Y
070 J020500 N
070 K010500 Y
070 K020500 Y
070 L010500 Y
070 L020500 Y
070 M010500 Y
070 M020500 Y
070 N010500 Y
070 N020500 N
070 O010500 Y
070 O020500 N
070 P010500 Y
070 P020500 N
070 Q010500 N
070 Q020500 N
070 R010500 Y
070 R020500 N
070 A010900 Y
070 A020900 N
070 B010900 Y
070 B020900 N
070 C010900 Y
070 C020900 N
070 D010900 Y
070 D020900 N
070 E010900 Y
070 E020900 N
070 F010900 Y
070 F020900 N
070 G010900 Y
070 G020900 N
070 H010900 Y
070 H020900 N
070 I010900 N
070 I020900 N
070 J010900 Y
070 J020900 N
070 K010900 Y
070 K020900 Y
070 L010900 Y
070 L020900 Y
PAGE 28
070 M010900 Y
070 M020900 Y
070 N010900 Y
070 N020900 N
070 O010900 Y
070 O020900 N
070 P010900 Y
070 P020900 N
070 Q010900 N
070 Q020900 N
070 R010900 Y
070 R020900 N
070 A011000 Y
070 A021000 N
070 B011000 Y
070 B021000 N
070 C011000 Y
070 C021000 N
070 D011000 Y
070 D021000 N
070 E011000 Y
070 E021000 N
070 F011000 Y
070 F021000 N
070 G011000 Y
070 G021000 N
070 H011000 Y
070 H021000 N
070 I011000 N
070 I021000 N
070 J011000 Y
070 J021000 N
070 K011000 Y
070 K021000 Y
070 L011000 Y
070 L021000 Y
070 M011000 Y
070 M021000 Y
070 N011000 Y
070 N021000 N
070 O011000 Y
070 O021000 N
070 P011000 Y
070 P021000 N
070 Q011000 N
070 Q021000 N
070 R011000 Y
070 R021000 N
070 A011100 Y
070 A021100 N
070 B011100 Y
PAGE 29
070 B021100 N
070 C011100 Y
070 C021100 N
070 D011100 Y
070 D021100 N
070 E011100 Y
070 E021100 N
070 F011100 Y
070 F021100 N
070 G011100 Y
070 G021100 N
070 H011100 Y
070 H021100 N
070 I011100 N
070 I021100 N
070 J011100 Y
070 J021100 N
070 K011100 Y
070 K021100 Y
070 L011100 Y
070 L021100 Y
070 M011100 Y
070 M021100 Y
070 N011100 Y
070 N021100 N
070 O011100 Y
070 O021100 N
070 P011100 Y
070 P021100 N
070 Q011100 N
070 Q021100 N
070 R011100 Y
070 R021100 N
070 A011200 Y
070 A021200 N
070 B011200 Y
070 B021200 N
070 C011200 Y
070 C021200 N
070 D011200 Y
070 D021200 N
070 E011200 Y
070 E021200 N
070 F011200 Y
070 F021200 N
070 G011200 Y
070 G021200 N
070 H011200 Y
070 H021200 N
070 I011200 N
070 I021200 N
PAGE 30
070 J011200 Y
070 J021200 N
070 K011200 Y
070 K021200 Y
070 L011200 Y
070 L021200 Y
070 M011200 Y
070 M021200 Y
070 N011200 Y
070 N021200 N
070 O011200 Y
070 O021200 N
070 P011200 Y
070 P021200 N
070 Q011200 N
070 Q021200 N
070 R011200 Y
070 R021200 N
070 A011300 Y
070 A021300 N
070 B011300 Y
070 B021300 N
070 C011300 Y
070 C021300 N
070 D011300 Y
070 D021300 N
070 E011300 Y
070 E021300 N
070 F011300 Y
070 F021300 N
070 G011300 Y
070 G021300 N
070 H011300 Y
070 H021300 N
070 I011300 N
070 I021300 N
070 J011300 Y
070 J021300 N
070 K011300 Y
070 K021300 Y
070 L011300 Y
070 L021300 Y
070 M011300 Y
070 M021300 Y
070 N011300 Y
070 N021300 N
070 O011300 Y
070 O021300 N
070 P011300 Y
070 P021300 N
070 Q011300 N
PAGE 31
070 Q021300 N
070 R011300 Y
070 R021300 N
071 A000100 2331184
071 B000100 1351643
071 C000100 7308158
071 D000100 18
071 A000300 200695
071 B000300 250312
071 C000300 1101445
071 D000300 18
071 A000500 92809
071 B000500 130462
071 C000500 349233
071 D000500 27
071 A000900 219669
071 B000900 110307
071 C000900 730642
071 D000900 15
071 A001000 709122
071 B001000 269660
071 C001000 1540846
071 D001000 18
071 A001100 140932
071 B001100 143699
071 C001100 129463
071 D001100 109
071 A001200 23802
071 B001200 24409
071 C001200 22478
071 D001200 106
071 A001300 29885
071 B001300 2299
071 C001300 17739
071 D001300 13
072 A000100 12
072 B000100 0
072 C000100 207299
072 D000100 0
072 E000100 0
072 F000100 65818
072 G000100 0
072 H000100 0
072 I000100 11418
072 J000100 2551
072 K000100 0
072 L000100 491
072 M000100 198
072 N000100 366
072 O000100 0
072 P000100 0
PAGE 32
072 Q000100 716
072 R000100 197
072 S000100 78
072 T000100 9446
072 U000100 0
072 V000100 0
072 W000100 470
072 X000100 91749
072 Y000100 820
072 Z000100 116370
072AA000100 435414
072BB000100 100619
072CC010100 0
072CC020100 149841
072DD010100 28925
072DD020100 61805
072EE000100 0
072 A000300 12
072 B000300 0
072 C000300 12052
072 D000300 0
072 E000300 0
072 F000300 4995
072 G000300 0
072 H000300 0
072 I000300 1334
072 J000300 245
072 K000300 0
072 L000300 97
072 M000300 38
072 N000300 71
072 O000300 0
072 P000300 0
072 Q000300 167
072 R000300 35
072 S000300 24
072 T000300 1844
072 U000300 0
072 V000300 0
072 W000300 31
072 X000300 8881
072 Y000300 59
072 Z000300 3230
072AA000300 83900
072BB000300 13168
072CC010300 0
072CC020300 27313
072DD010300 4340
072DD020300 461
072EE000300 53044
072 A000500 12
PAGE 33
072 B000500 0
072 C000500 7812
072 D000500 0
072 E000500 0
072 F000500 2837
072 G000500 0
072 H000500 0
072 I000500 873
072 J000500 137
072 K000500 0
072 L000500 61
072 M000500 31
072 N000500 75
072 O000500 0
072 P000500 0
072 Q000500 107
072 R000500 31
072 S000500 17
072 T000500 1130
072 U000500 2
072 V000500 0
072 W000500 31
072 X000500 5332
072 Y000500 14
072 Z000500 2494
072AA000500 35162
072BB000500 7177
072CC010500 59
072CC020500 0
072DD010500 2141
072DD020500 60
072EE000500 12000
072 A000900 12
072 B000900 0
072 C000900 24436
072 D000900 0
072 E000900 0
072 F000900 7429
072 G000900 0
072 H000900 0
072 I000900 1585
072 J000900 554
072 K000900 0
072 L000900 98
072 M000900 42
072 N000900 110
072 O000900 0
072 P000900 0
072 Q000900 203
072 R000900 24
072 S000900 22
PAGE 34
072 T000900 2443
072 U000900 0
072 V000900 0
072 W000900 29
072 X000900 12539
072 Y000900 122
072 Z000900 12019
072AA000900 38175
072BB000900 11633
072CC010900 15006
072CC020900 0
072DD010900 4577
072DD020900 1429
072EE000900 40502
072 A001000 12
072 B001000 8
072 C001000 48554
072 D001000 0
072 E001000 0
072 F001000 15817
072 G001000 0
072 H001000 0
072 I001000 2573
072 J001000 491
072 K001000 0
072 L001000 99
072 M001000 58
072 N001000 205
072 O001000 0
072 P001000 0
072 Q001000 407
072 R001000 91
072 S001000 29
072 T001000 3001
072 U001000 0
072 V001000 0
072 W001000 43
072 X001000 22814
072 Y001000 359
072 Z001000 26107
072AA001000 90598
072BB001000 23020
072CC011000 0
072CC021000 123641
072DD011000 5989
072DD021000 12214
072EE001000 27904
072 A001100 12
072 B001100 0
072 C001100 3921
072 D001100 0
PAGE 35
072 E001100 0
072 F001100 1004
072 G001100 0
072 H001100 0
072 I001100 252
072 J001100 62
072 K001100 0
072 L001100 27
072 M001100 26
072 N001100 89
072 O001100 0
072 P001100 0
072 Q001100 50
072 R001100 36
072 S001100 16
072 T001100 290
072 U001100 0
072 V001100 0
072 W001100 24
072 X001100 1876
072 Y001100 6
072 Z001100 2051
072AA001100 25935
072BB001100 16200
072CC011100 0
072CC021100 10282
072DD011100 700
072DD021100 1802
072EE001100 0
072 A001200 12
072 B001200 0
072 C001200 538
072 D001200 0
072 E001200 0
072 F001200 186
072 G001200 0
072 H001200 0
072 I001200 48
072 J001200 32
072 K001200 0
072 L001200 16
072 M001200 23
072 N001200 72
072 O001200 0
072 P001200 0
072 Q001200 50
072 R001200 42
072 S001200 15
072 T001200 65
072 U001200 0
072 V001200 0
PAGE 36
072 W001200 12
072 X001200 561
072 Y001200 239
072 Z001200 216
072AA001200 2765
072BB001200 1307
072CC011200 0
072CC021200 1286
072DD011200 52
072DD021200 34
072EE001200 576
072 A001300 12
072 B001300 0
072 C001300 385
072 D001300 0
072 E001300 0
072 F001300 196
072 G001300 0
072 H001300 0
072 I001300 54
072 J001300 11
072 K001300 0
072 L001300 16
072 M001300 23
072 N001300 76
072 O001300 0
072 P001300 0
072 Q001300 50
072 R001300 37
072 S001300 15
072 T001300 67
072 U001300 0
072 V001300 0
072 W001300 9
072 X001300 554
072 Y001300 189
072 Z001300 20
072AA001300 1033
072BB001300 62
072CC011300 0
072CC021300 311
072DD011300 27
072DD021300 27
072EE001300 87
073 A010100 0.0000
073 A020100 0.0000
073 B000100 0.0000
073 C000100 0.0000
073 A010300 0.0000
073 A020300 0.0000
073 B000300 1.8601
PAGE 37
073 C000300 0.0000
073 A010500 0.0000
073 A020500 0.0000
073 B000500 0.9980
073 C000500 0.0000
073 A010900 0.0000
073 A020900 0.0000
073 B000900 1.6972
073 C000900 0.0000
073 A011000 0.0000
073 A021000 0.0000
073 B001000 0.7354
073 C001000 0.0000
073 A011100 0.0000
073 A021100 0.0000
073 B001100 0.0000
073 C001100 0.0000
073 A011200 0.0000
073 A021200 0.0000
073 B001200 0.4082
073 C001200 0.0000
073 A011300 0.0000
073 A021300 0.0000
073 B001300 0.1158
073 C001300 0.0000
074 A000100 18086
074 B000100 0
074 C000100 0
074 D000100 0
074 E000100 0
074 F000100 7976642
074 G000100 0
074 H000100 0
074 I000100 569554
074 J000100 0
074 K000100 0
074 L000100 45898
074 M000100 892
074 N000100 8611072
074 O000100 21347
074 P000100 3459
074 Q000100 0
074 R010100 0
074 R020100 0
074 R030100 0
074 R040100 16806
074 S000100 0
074 T000100 8569460
074 U010100 82079
074 U020100 167329
074 V010100 0.00
PAGE 38
074 V020100 0.00
074 W000100 0.0000
074 X000100 523198
074 Y000100 0
074 A000300 2486
074 B000300 0
074 C000300 0
074 D000300 0
074 E000300 0
074 F000300 579618
074 G000300 0
074 H000300 0
074 I000300 45476
074 J000300 10761
074 K000300 0
074 L000300 1541
074 M000300 245
074 N000300 640127
074 O000300 7697
074 P000300 408
074 Q000300 0
074 R010300 0
074 R020300 0
074 R030300 0
074 R040300 2200
074 S000300 0
074 T000300 629822
074 U010300 25814
074 U020300 3689
074 V010300 0.00
074 V020300 0.00
074 W000300 0.0000
074 X000300 54926
074 Y000300 0
074 A000500 1096
074 B000500 0
074 C000500 0
074 D000500 0
074 E000500 0
074 F000500 341016
074 G000500 0
074 H000500 0
074 I000500 6125
074 J000500 4610
074 K000500 0
074 L000500 557
074 M000500 167
074 N000500 353571
074 O000500 724
074 P000500 349
074 Q000500 0
PAGE 39
074 R010500 0
074 R020500 0
074 R030500 0
074 R040500 849
074 S000500 0
074 T000500 351649
074 U010500 10082
074 U020500 1259
074 V010500 0.00
074 V020500 0.00
074 W000500 0.0000
074 X000500 38148
074 Y000500 0
074 A000900 17002
074 B000900 0
074 C000900 0
074 D000900 0
074 E000900 0
074 F000900 844255
074 G000900 0
074 H000900 0
074 I000900 59772
074 J000900 109
074 K000900 0
074 L000900 5942
074 M000900 165
074 N000900 927245
074 O000900 0
074 P000900 557
074 Q000900 0
074 R010900 0
074 R020900 0
074 R030900 0
074 R040900 6702
074 S000900 0
074 T000900 919986
074 U010900 16500
074 U020900 11254
074 V010900 0.00
074 V020900 0.00
074 W000900 0.0000
074 X000900 70221
074 Y000900 0
074 A001000 353
074 B001000 0
074 C001000 0
074 D001000 0
074 E001000 0
074 F001000 1560876
074 G001000 0
074 H001000 0
PAGE 40
074 I001000 46062
074 J001000 14239
074 K001000 0
074 L001000 10287
074 M001000 292
074 N001000 1632109
074 O001000 86
074 P001000 809
074 Q001000 0
074 R011000 0
074 R021000 0
074 R031000 0
074 R041000 3763
074 S001000 0
074 T001000 1627451
074 U011000 14228
074 U021000 29305
074 V011000 0.00
074 V021000 0.00
074 W001000 0.0000
074 X001000 95809
074 Y001000 0
074 A001100 260
074 B001100 0
074 C001100 0
074 D001100 0
074 E001100 0
074 F001100 126775
074 G001100 0
074 H001100 0
074 I001100 1153
074 J001100 335
074 K001100 0
074 L001100 621
074 M001100 125
074 N001100 129269
074 O001100 0
074 P001100 61
074 Q001100 0
074 R011100 0
074 R021100 0
074 R031100 0
074 R041100 468
074 S001100 0
074 T001100 128740
074 U011100 3529
074 U021100 7807
074 V011100 0.00
074 V021100 0.00
074 W001100 0.0000
074 X001100 10144
PAGE 41
074 Y001100 0
074 A001200 156
074 B001200 0
074 C001200 0
074 D001200 0
074 E001200 0
074 F001200 16580
074 G001200 0
074 H001200 0
074 I001200 0
074 J001200 479
074 K001200 0
074 L001200 55
074 M001200 40
074 N001200 17310
074 O001200 163
074 P001200 8
074 Q001200 0
074 R011200 0
074 R021200 0
074 R031200 0
074 R041200 570
074 S001200 0
074 T001200 16569
074 U011200 754
074 U021200 372
074 V011200 0.00
074 V021200 0.00
074 W001200 0.0000
074 X001200 1955
074 Y001200 0
074 A001300 402
074 B001300 0
074 C001300 0
074 D001300 0
074 E001300 0
074 F001300 34825
074 G001300 0
074 H001300 0
074 I001300 15242
074 J001300 0
074 K001300 0
074 L001300 1071
074 M001300 40
074 N001300 51580
074 O001300 2169
074 P001300 30
074 Q001300 0
074 R011300 0
074 R021300 0
074 R031300 0
PAGE 42
074 R041300 377
074 S001300 0
074 T001300 49004
074 U011300 1488
074 U021300 1878
074 V011300 0.00
074 V021300 0.00
074 W001300 0.0000
074 X001300 2913
074 Y001300 0
075 A000100 0
075 B000100 7888252
075 A000300 0
075 B000300 639352
075 A000500 0
075 B000500 358771
075 A000900 0
075 B000900 821569
075 A001000 0
075 B001000 1776827
075 A001100 0
075 B001100 134336
075 A001200 0
075 B001200 22875
075 A001300 0
075 B001300 24720
076 000100 0.00
076 000300 0.00
076 000500 0.00
076 000900 0.00
076 001000 0.00
076 001100 0.00
076 001200 0.00
076 001300 0.00
077 A000000 Y
077 B000000 Y
077 C000000 N
077 D000000 N
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
PAGE 43
077 Q020000 N
077 Q030000 Y
078 000000 N
080 A00AA00 ICI MUTUAL INSURANCE CO.
080 C00AA00 48000
081 A00AA00 Y
081 B00AA00 148
082 A00AA00 Y
082 B00AA00 100
083 A00AA00 N
083 B00AA00 0
084 A00AA00 N
084 B00AA00 0
085 A00AA00 Y
085 B00AA00 Y
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
SIGNATURE KELLI GALLEGOS
TITLE ASSISTANT VP & ASSISTANT TREASURER
EX-99.77B
2
d827055dex9977b.txt
EX-99.77B
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Board of Trustees and Shareholders of AIM International Mutual Funds
(Invesco International Mutual Funds):
In planning and performing our audits of the financial statements of Invesco
Asia Pacific Growth Fund, Invesco European Growth Fund, Invesco Global Small &
Mid Cap Growth Fund, Invesco International Core Equity Fund, Invesco
International Growth Fund, Invesco Global Growth Fund, Invesco Select
Opportunities Fund and Invesco Global Opportunities Fund (hereafter referred to
as the "Funds") as of and for the year ended October 31, 2014 in accordance
with the standards of the Public Company Accounting Oversight Board (United
States), we considered the Funds' internal control over financial reporting,
including controls over safeguarding securities, as a basis for designing our
auditing procedures for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form N-SAR, but not for the
purpose of expressing an opinion on the effectiveness of the Funds' internal
control over financial reporting. Accordingly, we do not express an opinion on
the effectiveness of the Funds' internal control over financial reporting.
Management of the Funds is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A fund's internal control
over financial reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation of
financial statements for external purposes in accordance with generally
accepted accounting principles. A fund's internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the fund;
(2) provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the fund
are being made only in accordance with authorizations of management and
trustees of the fund; and (3) provide reasonable assurance regarding prevention
or timely detection of unauthorized acquisition, use or disposition of a fund's
assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial reporting
may not prevent or detect misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that controls may
become inadequate because of changes in conditions, or that the degree of
compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in the
normal course of performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a deficiency, or a
combination of deficiencies, in internal control over financial reporting, such
that there is a reasonable possibility that a material misstatement of the
Funds' annual or interim financial statements will not be prevented or detected
on a timely basis.
Our consideration of the Funds' internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control over financial
reporting that might be material weaknesses under standards established by the
Public Company Accounting Oversight Board (United States). However, we noted no
deficiencies in the Funds' internal control over financial reporting and its
operation, including controls over safeguarding securities, that we consider to
be material weaknesses as defined above as of October 31, 2014.
This report is intended solely for the information and use of management and
the Board of Trustees of AIM International Mutual Funds (Invesco International
Mutual Funds) and the Securities and Exchange Commission and is not intended to
be and should not be used by anyone other than these specified parties.
/s/PricewaterhouseCoopers LLP
Houston, TX
December 23, 2014
2
EX-99.77Q1E
3
d827055dex9977q1e.txt
EX-99.77Q1E
Sub-Item 77Q1(e)
MEMORANDUM OF AGREEMENT
(ADVISORY FEE WAIVERS)
This Memorandum of Agreement is entered into as of the effective date on the
attached Exhibit A and B (each an "Exhibit" or, collectively the "Exhibits"),
between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity
Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth
Series (Invesco Growth Series), AIM International Mutual Funds (Invesco
International Mutual Funds), AIM Investment Funds (Invesco Investment Funds),
AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM
Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt
Funds), AIM Treasurer's Series Trust (Invesco Treasurer's Series Trust), AIM
Variable Insurance Funds (Invesco Variable Insurance Funds), Invesco Management
Trust, Invesco Municipal Income Opportunities Trust, Invesco Quality Municipal
Income Trust, Invesco Securities Trust and Invesco Value Municipal Income Trust
(each a "Trust" or, collectively, the "Trusts"), on behalf of the funds listed
on the Exhibits to this Memorandum of Agreement (the "Funds"), and Invesco
Advisers, Inc. ("Invesco"). Invesco shall and hereby agrees to waive fees of
the Funds, on behalf of their respective classes as applicable, severally and
not jointly, as indicated in the Exhibits.
For and in consideration of the mutual terms and agreements set forth herein
and other good and valuable consideration, the receipt and sufficiency of which
is hereby acknowledged, Invesco agrees that until at least the expiration date
set forth on Exhibit A (the "Expiration Date") and with respect to those Funds
listed on the Exhibit, Invesco will waive its advisory fees at the rate set
forth on the Exhibit.
For and in consideration of the mutual terms and agreements set forth herein
and other good and valuable consideration, the receipt and sufficiency of which
is hereby acknowledged, the Trusts and Invesco agree as follows:
1. Invesco agrees that until the expiration date, if any, of the
commitment set forth on the attached Exhibit B occurs, as such Exhibit
B is amended from time to time, Invesco will waive advisory fees
payable by an Investing Fund (defined below) in an amount equal to 100%
of the net advisory fee Invesco receives on the Uninvested Cash
(defined below) from the Affiliated Money Market Fund (defined below)
in which the Investing Fund invests (the "Waiver").
i. Invesco's Fund Accounting Group will calculate, and apply, the
Waiver monthly, based upon the average investment of Uninvested
Cash made by the Investing Fund during the previous month in an
Affiliated Money Market Fund.
ii. The Waiver will not apply to those Investing Funds that do not
charge an advisory fee, either due to the terms of their advisory
agreement, or as a result of contractual or voluntary fee waivers.
iii. The Waiver will not apply to cash collateral for securities
lending.
For purposes of the paragraph above, the following terms shall have the
following meanings:
(a) "Affiliated Money Market Fund" - any existing or future Trust that
holds itself out as a money market fund and complies with Rule
2a-7 under the Investment Company Act of 1940, as amended;
(b) "Investing Fund" - any Fund investing Cash Balances and/or Cash
Collateral in an Affiliated Money Market Fund; and
(c) "Uninvested Cash" - cash available and uninvested by a Trust that
may result from a variety of sources, including dividends or
interest received on portfolio securities, unsettled securities
transactions, strategic reserves, matured investments, proceeds
from liquidation of investment securities, dividend payments, or
new investor capital.
2. Neither a Trust nor Invesco may remove or amend the Waiver to a Trust's
detriment prior to the Expiration Date without requesting and receiving
the approval of the Board of Trustee of the applicable Fund's Trust to
remove or amend such Waiver. Invesco will not have any right to
reimbursement of any amount so waived.
The Boards of Trustees and Invesco may terminate or modify this Memorandum
of Agreement prior to the Expiration Date only by mutual written consent.
Invesco will not have any right to reimbursement of any amount so waived or
reimbursed.
Subject to the foregoing paragraphs, Invesco agrees to review the
then-current waivers for each class of the Funds listed on the Exhibits on a
date prior to the Expiration Date to determine whether such waivers should be
amended, continued or terminated. The waivers will expire upon the Expiration
Date unless Invesco has agreed to continue them. The Exhibits will be amended
to reflect any such agreement.
It is expressly agreed that the obligations of the Trusts hereunder shall
not be binding upon any of the Trustees, shareholders, nominees, officers,
agents or employees of the Trusts personally, but shall only bind the assets
and property of the Funds, as provided in each Trust's Agreement and
Declaration of Trust. The execution and delivery of this Memorandum of
Agreement have been authorized by the Trustees of each Trust, and this
Memorandum of Agreement has been executed and delivered by an authorized
officer of each Trust acting as such; neither such authorization by such
Trustees nor such execution and delivery by such officer shall be deemed to
have been made by any of them individually or to impose any liability on any of
them personally, but shall bind only the assets and property of the Funds, as
provided in each Trust's Agreement and Declaration of Trust.
IN WITNESS WHEREOF, each of the Trusts, on behalf of itself and its Funds
listed in Exhibit A and B to this Memorandum of Agreement, and Invesco have
entered into this Memorandum of Agreement as of the Effective Date on the
attached Exhibits.
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S SERIES TRUST)
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
INVESCO MANAGEMENT TRUST
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
INVESCO QUALITY MUNICIPAL INCOME TRUST
INVESCO SECURITIES TRUST
INVESCO VALUE MUNICIPAL INCOME TRUST
on behalf of the Funds listed in the Exhibit
to this Memorandum of Agreement
By: /s/ John M. Zerr
---------------------------
Title: Senior Vice President
INVESCO ADVISERS, INC.
By: /s/ John M. Zerr
---------------------------
Title: Senior Vice President
EXHIBIT A TO ADVISORY FEE MOA
AIM COUNSELOR
SERIES TRUST
(INVESCO COUNSELOR EXPIRATION
SERIES TRUST) WAIVER DESCRIPTION EFFECTIVE DATE DATE
------------------ ------------------------------------- -------------- -----------
Invesco Strategic Invesco will waive advisory fees in 4/30/2014 06/30/2016
Real Return Fund an amount equal to the advisory fees
earned on underlying affiliated
investments
AIM INVESTMENT
FUNDS (INVESCO EXPIRATION
INVESTMENT FUNDS WAIVER DESCRIPTION EFFECTIVE DATE DATE
------------------- ------------------------------------- -------------- -----------
Invesco Global Invesco will waive advisory fees in 12/17/2013 06/30/2016
Targeted Returns an amount equal to the advisory fees
Fund earned on underlying affiliated
investments
Invesco Strategic Invesco will waive advisory fees in 5/2/2014 06/30/2016
Income Fund an amount equal to the advisory fees
earned on underlying affiliated
investments
Invesco Invesco will waive advisory fees in 10/14/2014 06/30/2016
Unconstrained Bond an amount equal to the advisory fees
Fund earned on underlying affiliated
investments
AIM TREASURER'S
SERIES TRUST
(INVESCO TREASURER'S EXPIRATION
SERIES TRUST) WAIVER DESCRIPTION EFFECTIVE DATE DATE
-------------------- ------------------------------------- -------------- -----------
Premier Portfolio Invesco will waive advisory fees in 2/1/2011 12/31/2014
the amount of 0.07% of the Fund's
average daily net assets
Premier U.S. Invesco will waive advisory fees in 2/1/2011 12/31/2014
Government Money the amount of 0.07% of the Fund's
Portfolio average daily net assets
EXHIBIT "B"
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL
--------- ----------------- ---------------
Invesco American Franchise Fund February 12, 2010 June 30, 2016
Invesco California Tax-Free Income Fund February 12, 2010 June 30, 2016
Invesco Core Plus Bond Fund June 2, 2009 June 30, 2016
Invesco Equally-Weighted S&P 500 Fund February 12, 2010 June 30, 2016
Invesco Equity and Income Fund February 12, 2010 June 30, 2016
Invesco Floating Rate Fund July 1, 2007 June 30, 2016
Invesco Global Real Estate Income Fund July 1, 2007 June 30, 2016
Invesco Growth and Income Fund February 12, 2010 June 30, 2016
Invesco Low Volatility Equity Yield Fund July 1, 2007 June 30, 2016
Invesco Pennsylvania Tax Free Income Fund February 12, 2010 June 30, 2016
Invesco S&P 500 Index Fund February 12, 2010 June 30, 2016
Invesco Small Cap Discovery Fund February 12, 2010 June 30, 2016
Invesco Strategic Real Return Fund April 30, 2014 June 30, 2016
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL
--------- -------------- ---------------
Invesco Charter Fund July 1, 2007 June 30, 2016
Invesco Diversified Dividend Fund July 1, 2007 June 30, 2016
Invesco Summit Fund July 1, 2007 June 30, 2016
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
FUND EFFECTIVE DATE COMMITTED UNTIL
---- -------------- ---------------
Invesco European Small Company Fund July 1, 2007 June 30, 2016
Invesco Global Core Equity Fund July 1, 2007 June 30, 2016
Invesco International Small Company Fund July 1, 2007 June 30, 2016
Invesco Small Cap Equity Fund July 1, 2007 June 30, 2016
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
FUND EFFECTIVE DATE COMMITTED UNTIL
---- ----------------- ---------------
Invesco Alternative Strategies Fund October 14, 2014 June 30, 2016
Invesco Convertible Securities Fund February 12, 2010 June 30, 2016
Invesco Global Low Volatility Equity Yield Fund July 1, 2007 June 30, 2016
Invesco Mid Cap Core Equity Fund July 1, 2007 June 30, 2016
Invesco Multi-Assets Inflation Fund October 14, 2014 June 30, 2016
Invesco Small Cap Growth Fund July 1, 2007 June 30, 2016
Invesco U.S. Mortgage Fund February 12, 2010 June 30, 2016
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---- -------------- ---------------
Invesco Asia Pacific Growth Fund July 1, 2007 June 30, 2016
Invesco European Growth Fund July 1, 2007 June 30, 2016
Invesco Global Growth Fund July 1, 2007 June 30, 2016
Invesco Global Opportunities Fund August 3, 2012 June 30, 2016
Invesco Global Small & Mid Cap Growth Fund July 1, 2007 June 30, 2016
Invesco International Core Equity Fund July 1, 2007 June 30, 2016
Invesco International Growth Fund July 1, 2007 June 30, 2016
Invesco Select Opportunities Fund August 3, 2012 June 30, 2016
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---- ------------------ ---------------
Invesco All Cap Market Neutral Fund December 17, 2013 June 30, 2016
Invesco Balanced-Risk Allocation Fund/1/ May 29, 2009 June 30, 2016
Invesco Balanced-Risk Commodity Strategy Fund/2/ November 29, 2010 June 30, 2016
Invesco China Fund July 1, 2007 June 30, 2016
Invesco Developing Markets Fund July 1, 2007 June 30, 2016
Invesco Emerging Markets Equity Fund May 11, 2011 June 30, 2016
Invesco Emerging Market Local Currency Debt Fund June 14, 2010 June 30, 2016
Invesco Endeavor Fund July 1, 2007 June 30, 2016
Invesco Global Health Care Fund July 1, 2007 June 30, 2016
Invesco Global Infrastructure Fund May 2, 2014 June 30, 2016
Invesco Global Market Neutral Fund December 17, 2013 June 30, 2016
Invesco Global Markets Strategy Fund/3/ September 25, 2012 June 30, 2016
Invesco Global Targeted Returns Fund/4/ December 17, 2013 June 30, 2016
Invesco International Total Return Fund July 1, 2007 June 30, 2016
Invesco Long/Short Equity Fund December 17, 2013 June 30, 2016
Invesco Low Volatility Emerging Markets Fund December 17, 2013 June 30, 2016
Invesco Macro International Equity Fund December 17, 2013 June 30, 2016
Invesco Macro Long/Short Fund December 17, 2013 June 30, 2016
Invesco MLP Fund August 29, 2014 June 30, 2016
Invesco Pacific Growth Fund February 12, 2010 June 30, 2016
Invesco Premium Income Fund December 13, 2011 June 30, 2016
Invesco Select Companies Fund July 1, 2007 June 30, 2016
Invesco Strategic Income Fund May 2, 2014 June 30, 2016
Invesco Unconstrained Bond Fund October 14, 2014 June 30, 2016
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---- ----------------- ---------------
Invesco Corporate Bond Fund February 12, 2010 June 30, 2016
Invesco Global Real Estate Fund July 1, 2007 June 30, 2016
Invesco High Yield Fund July 1, 2007 June 30, 2016
Invesco Limited Maturity Treasury Fund July 1, 2007 June 30, 2016
Invesco Money Market Fund July 1, 2007 June 30, 2016
Invesco Real Estate Fund July 1, 2007 June 30, 2016
Invesco Short Term Bond Fund July 1, 2007 June 30, 2016
Invesco U.S. Government Fund July 1, 2007 June 30, 2016
/1/ Advisory fees to be waived by Invesco for Invesco Balanced-Risk Allocation
Fund also include advisory fees that Invesco receives on the Uninvested
Cash from the Affiliated Money Market Fund in which Invesco Cayman
Commodity Fund I, Ltd. invests.
/2/ Advisory fees to be waived by Invesco for Invesco Balanced-Risk Commodity
Strategy Fund also include advisory fees that Invesco receives on the
Uninvested Cash from the Affiliated Money Market Fund in which Invesco
Cayman Commodity Fund III, Ltd. invests.
/3/ Advisory fees to be waived by Invesco for Invesco Global Markets Strategy
Fund also include advisory fees that Invesco receives on the Uninvested
Cash from the Affiliated Money Market Fund in which Invesco Cayman
Commodity Fund V, Ltd. invests.
/4/ Advisory fees to be waived by Invesco for Invesco Global Targeted Returns
Fund also include advisory fees that Invesco receives on the Uninvested
Cash from the Affiliated Money Market Fund in which Invesco Cayman
Commodity Fund VII, Ltd. invests.
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---- ----------------- ---------------
Invesco American Value Fund February 12, 2010 June 30, 2016
Invesco Comstock Fund February 12, 2010 June 30, 2016
Invesco Energy Fund July 1, 2007 June 30, 2016
Invesco Dividend Income Fund July 1, 2007 June 30, 2016
Invesco Gold & Precious Metals Fund July 1, 2007 June 30, 2016
Invesco Mid Cap Growth Fund February 12, 2010 June 30, 2016
Invesco Small Cap Value Fund February 12, 2010 June 30, 2016
Invesco Technology Fund July 1, 2007 June 30, 2016
Invesco Technology Sector Fund February 12, 2010 June 30, 2016
Invesco Value Opportunities Fund February 12, 2010 June 30, 2016
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---- ----------------- ---------------
Invesco High Yield Municipal Fund February 12, 2010 June 30, 2016
Invesco Intermediate Term Municipal Income Fund February 12, 2010 June 30, 2016
Invesco Municipal Income Fund February 12, 2010 June 30, 2016
Invesco New York Tax Free Income Fund February 12, 2010 June 30, 2016
Invesco Tax-Exempt Cash Fund July 1, 2007 June 30, 2016
Invesco Tax-Free Intermediate Fund July 1, 2007 June 30, 2016
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL
---- ----------------- ---------------
Invesco V.I. American Franchise Fund February 12, 2010 June 30, 2016
Invesco V.I. American Value Fund February 12, 2010 June 30, 2016
Invesco V.I. Balanced-Risk Allocation Fund/5/ December 22, 2010 June 30, 2016
Invesco V.I. Comstock Fund February 12, 2010 June 30, 2016
Invesco V.I. Core Equity Fund July 1, 2007 June 30, 2016
Invesco V.I. Diversified Dividend Fund February 12, 2010 June 30, 2016
Invesco V.I. Diversified Income Fund July 1, 2007 June 30, 2016
Invesco V.I. Equally-Weighted S&P 500 Fund February 12, 2010 June 30, 2016
Invesco V.I. Equity and Income Fund February 12, 2010 June 30, 2016
Invesco V.I. Global Core Equity Fund February 12, 2010 June 30, 2016
Invesco V.I. Global Health Care Fund July 1, 2007 June 30, 2016
Invesco V.I. Global Real Estate Fund July 1, 2007 June 30, 2016
Invesco V.I. Government Securities Fund July 1, 2007 June 30, 2016
Invesco V.I. Growth and Income Fund February 12, 2010 June 30, 2016
Invesco V.I. High Yield Fund July 1, 2007 June 30, 2016
Invesco V.I. International Growth Fund July 1, 2007 June 30, 2016
Invesco V.I. Managed Volatility Fund July 1, 2007 June 30, 2016
Invesco V.I. Mid Cap Core Equity Fund July 1, 2007 June 30, 2016
Invesco V.I. Mid Cap Growth Fund February 12, 2010 June 30, 2016
Invesco V.I. Money Market Fund July 1, 2007 June 30, 2016
Invesco V.I. S&P 500 Index Fund February 12, 2010 June 30, 2016
Invesco V.I. Small Cap Equity Fund July 1, 2007 June 30, 2016
Invesco V.I. Technology Fund July 1, 2007 June 30, 2016
Invesco V.I. Value Opportunities Fund July 1, 2007 June 30, 2016
/5/ Advisory fees to be waived by Invesco for Invesco V.I. Balanced-Risk
Allocation Fund also include advisory fees that Invesco receives on the
Uninvested Cash from the Affiliated Money Market Fund in which Invesco
Cayman Commodity Fund IV, Ltd. invests.
INVESCO SECURITIES TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL
---- ---------------- ---------------
Invesco Balanced-Risk Aggressive Allocation Fund January 16, 2013 June 30, 2016
INVESCO MANAGEMENT TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL
---- -------------- ---------------
Invesco Conservative Income Fund July 1, 2014 June 30, 2016
CLOSED-END FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL
---- -------------- ---------------
Invesco Municipal Income Opportunities Trust June 1, 2010 June 30, 2016
Invesco Quality Municipal Income Trust June 1, 2010 June 30, 2016
Invesco Value Municipal Income Trust June 1, 2010 June 30, 2016
Sub-Item 77Q1(e)
MEMORANDUM OF AGREEMENT
(EXPENSE LIMITATIONS)
This Memorandum of Agreement is entered into as of the Effective Date on the
attached exhibits (the "Exhibits"), between AIM Counselor Series Trust (Invesco
Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds
Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM
International Mutual Funds (Invesco International Mutual Funds), AIM Investment
Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco
Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM
Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Variable Insurance Funds
(Invesco Variable Insurance Funds), Invesco Management Trust, Invesco Municipal
Income Opportunities Trust, Invesco Quality Municipal Income Trust, Invesco
Securities Trust, Invesco Value Municipal Income Trust and Short-Term
Investments Trust (each a "Trust" or, collectively, the "Trusts"), on behalf of
the funds listed on the Exhibits to this Memorandum of Agreement (the "Funds"),
and Invesco Advisers, Inc. ("Invesco"). Invesco shall and hereby agrees to
waive fees or reimburse expenses of each Fund, on behalf of its respective
classes as applicable, severally and not jointly, as indicated in the attached
Exhibits.
For and in consideration of the mutual terms and agreements set forth herein
and other good and valuable consideration, the receipt and sufficiency of which
is hereby acknowledged, the Trusts and Invesco agree as follows:
For the Contractual Limits (listed in Exhibits A - D), Invesco agrees until
at least the expiration date set forth on the attached Exhibits A - D (the
"Expiration Date") that Invesco will waive its fees or reimburse expenses to
the extent that expenses of a class of a Fund (excluding (i) interest;
(ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or
non-routine items, including litigation expenses; and (v) expenses that each
Fund has incurred but did not actually pay because of an expense offset
arrangement, if applicable) exceed the rate, on an annualized basis, set forth
on the Exhibits of the average daily net assets allocable to such class.
Acquired fund fees and expenses are not fees or expenses incurred by a fund
directly but are expenses of the investment companies in which a fund invests.
These fees and expenses are incurred indirectly through the valuation of a
fund's investment in these investment companies. Acquired fund fees and
expenses are required to be disclosed and included in the total annual fund
operating expenses in the prospectus fee table. As a result, the net total
annual fund operating expenses shown in the prospectus fee table may exceed the
expense limits reflected in Exhibits A--D. With regard to the Contractual
Limits, the Board of Trustees of the Trust and Invesco may terminate or modify
this Memorandum of Agreement prior to the Expiration Date only by mutual
written consent. Invesco will not have any right to reimbursement of any amount
so waived or reimbursed.
For the Contractual Limits, Invesco agrees to review the then-current
expense limitations for each class of each Fund listed on the Exhibits on a
date prior to the Expiration Date to determine whether such limitations should
be amended, continued or terminated. The expense limitations will expire upon
the Expiration Date unless Invesco has agreed to continue them. The Exhibits
will be amended to reflect any such agreement.
For the Voluntary Limits (listed in Exhibits A - D), Invesco agrees that
these are not contractual in nature and that Invesco may establish, amend
and/or terminate such expense limitations at any time in its sole discretion.
Any delay or failure by Invesco to update this Memorandum of Agreement with
regards to the terminations, extensions, or expirations of the Voluntary Limits
shall have no effect on the term of such Voluntary Limitations; the Voluntary
Limitations are listed herein for informational purposes only.
It is expressly agreed that the obligations of each Trust hereunder shall
not be binding upon any of the Trustees, shareholders, nominees, officers,
agents or employees of the Trusts personally, but shall only bind the assets
and property of each Fund, as provided in each Trust's Agreement and
Declaration of Trust. The execution and delivery of this Memorandum of
Agreement have been authorized by the Trustees of the Trusts, and this
Memorandum of Agreement has been executed and delivered by an authorized
officer of the Trusts acting as such; neither such authorization by such
Trustees nor such
execution and delivery by such officer shall be deemed to have been made by any
of them individually or to impose any liability on any of them personally, but
shall bind only the assets and property of the Funds, as provided in each
Trust's Agreement and Declaration of Trust.
IN WITNESS WHEREOF, each of the Trusts and Invesco have entered into this
Memorandum of Agreement as of the Effective Dates on the attached Exhibits.
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
INVESCO MANAGEMENT TRUST
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
INVESCO QUALITY MUNICIPAL INCOME TRUST
INVESCO SECURITIES TRUST
INVESCO VALUE MUNICIPAL INCOME TRUST
SHORT-TERM INVESTMENTS TRUST
on behalf of the Funds listed in the Exhibits
to this Memorandum of Agreement
By: /s/ John M. Zerr
-----------------------------
Title: Senior Vice President
INVESCO ADVISERS, INC.
By: /s/ John M. Zerr
-----------------------------
Title: Senior Vice President
2
as of October 14, 2014
EXHIBIT "A" - RETAIL FUNDS/1/
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco American Franchise Fund
Class A Shares Contractual 2.00% July 1, 2013 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2013 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2013 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2013 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2013 June 30, 2015
Class R6 Shares Contractual 1.75% July 1, 2013 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2013 June 30, 2015
Invesco California Tax-Free Income Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco Core Plus Bond Fund
Class A Shares Contractual 0.84% January 1, 2014 December 31, 2014
Class B Shares Contractual 1.59% January 1, 2014 December 31, 2014
Class C Shares Contractual 1.59% January 1, 2014 December 31, 2014
Class R Shares Contractual 1.09% January 1, 2014 December 31, 2014
Class R5 Shares Contractual 0.59% January 1, 2014 December 31, 2014
Class R6 Shares Contractual 0.59% January 1, 2014 December 31, 2014
Class Y Shares Contractual 0.59% January 1, 2014 December 31, 2014
Invesco Equally-Weighted S&P 500 Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Invesco Equity and Income Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class R6 Shares Contractual 1.25% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco Floating Rate Fund
Class A Shares Contractual 1.50% April 14, 2006 June 30, 2015
Class C Shares Contractual 2.00% April 14, 2006 June 30, 2015
Class R Shares Contractual 1.75% April 14, 2006 June 30, 2015
Class R5 Shares Contractual 1.25% April 14, 2006 June 30, 2015
Class R6 Shares Contractual 1.25% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.25% October 3, 2008 June 30, 2015
Invesco Global Real Estate Income Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
See page 16 for footnotes to Exhibit A.
3
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ --------------
Invesco Growth and Income Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Invesco Low Volatility Equity Yield Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Investor Class Shares Contractual 2.00% July 1, 2012 June 30, 2015
Invesco Pennsylvania Tax Free Income Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco S&P 500 Index Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Invesco Small Cap Discovery Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Invesco Strategic Real Return Fund
Class A Shares Contractual 0.78% April 30, 2014 April 30, 2015
Class C Shares Contractual 1.53% April 30, 2014 April 30, 2015
Class R Shares Contractual 1.03% April 30, 2014 April 30, 2015
Class R5 Shares Contractual 0.53% April 30, 2014 April 30, 2015
Class R6 Shares Contractual 0.53% April 30, 2014 April 30, 2015
Class Y Shares Contractual 0.53% April 30, 2014 April 30, 2015
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -------------
Invesco Charter Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class S Shares Contractual 1.90% September 25, 2009 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
See page 16 for footnotes to Exhibit A.
4
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -------------
Invesco Diversified Dividend Fund
Class A Shares Contractual 2.00% July 1, 2013 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2013 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2013 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2013 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2013 June 30, 2015
Class R6 Shares Contractual 1.75% July 1, 2013 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2013 June 30, 2015
Investor Class Shares Contractual 2.00% July 1, 2013 June 30, 2015
Invesco Summit Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class P Shares Contractual 1.85% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class S Shares Contractual 1.90% September 25, 2009 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -------------
Invesco European Small Company Fund
Class A Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2015
Invesco Global Core Equity Fund
Class A Shares Contractual 2.25% July 1, 2013 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2013 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2013 June 30, 2015
Class R Shares Contractual 2.50% July 1, 2013 June 30, 2015
Class R5 Shares Contractual 2.00% July 1, 2013 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2013 June 30, 2015
Invesco International Small Company Fund
Class A Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class R6 Shares Contractual 2.00% September 24, 2012 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2015
Invesco Small Cap Equity Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
See page 16 for footnotes to Exhibit A.
5
as of October 14, 2014
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ ----------------
Invesco Alternative Strategies Fund
Class A Shares Contractual 0.52% October 14, 2014 October 31, 2016
Class C Shares Contractual 1.27% October 14, 2014 October 31, 2016
Class R Shares Contractual 0.77% October 14, 2014 October 31, 2016
Class R5 Shares Contractual 0.27% October 14, 2014 October 31, 2016
Class R6 Shares Contractual 0.27% October 14, 2014 October 31, 2016
Class Y Shares Contractual 0.27% October 14, 2014 October 31, 2016
Invesco Balanced-Risk Retirement 2020 Fund
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2015
Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2015
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2015
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2015
Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2015
Class R6 Shares Contractual 0.00% September 24, 2012 April 30, 2015
Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2015
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2015
Invesco Balanced-Risk Retirement 2030 Fund
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2015
Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2015
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2015
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2015
Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2015
Class R6 Shares Contractual 0.00% September 24, 2012 April 30, 2015
Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2015
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2015
Invesco Balanced-Risk Retirement 2040 Fund
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2015
Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2015
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2015
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2015
Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2015
Class R6 Shares Contractual 0.00% September 24, 2012 April 30, 2015
Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2015
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2015
Invesco Balanced-Risk Retirement 2050 Fund
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2015
Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2015
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2015
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2015
Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2015
Class R6 Shares Contractual 0.00% September 24, 2012 April 30, 2015
Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2015
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2015
See page 16 for footnotes to Exhibit A.
6
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ --------------
Invesco Balanced-Risk Retirement Now Fund
Class A Shares Contractual 0.25% November 4, 2009 April 30, 2015
Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2015
Class B Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class C Shares Contractual 1.00% November 4, 2009 April 30, 2015
Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2015
Class R Shares Contractual 0.50% November 4, 2009 April 30, 2015
Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2015
Class R6 Shares Contractual 0.00% September 24, 2012 April 30, 2015
Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2015
Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2015
Invesco Conservative Allocation Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class S Shares Contractual 1.40% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco Convertible Securities Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class R6 Shares Contractual 1.25% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco Global Low Volatility Equity Yield
Fund
Class A Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.50% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2015
Invesco Growth Allocation Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class S Shares Contractual 1.90% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Invesco Income Allocation Fund
Class A Shares Contractual 0.25% May 1, 2012 April 30, 2015
Class B Shares Contractual 1.00% May 1, 2012 April 30, 2015
Class C Shares Contractual 1.00% May 1, 2012 April 30, 2015
Class R Shares Contractual 0.50% May 1, 2012 April 30, 2015
Class R5 Shares Contractual 0.00% May 1, 2012 April 30, 2015
Class Y Shares Contractual 0.00% May 1, 2012 April 30, 2015
Invesco International Allocation Fund
Class A Shares Contractual 2.25% May 1, 2012 June 30, 2015
Class B Shares Contractual 3.00% May 1, 2012 June 30, 2015
Class C Shares Contractual 3.00% May 1, 2012 June 30, 2015
Class R Shares Contractual 2.50% May 1, 2012 June 30, 2015
Class R5 Shares Contractual 2.00% May 1, 2012 June 30, 2015
Class Y Shares Contractual 2.00% May 1, 2012 June 30, 2015
See page 16 for footnotes to Exhibit A.
7
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ ----------------
Invesco Mid Cap Core Equity Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
Invesco Moderate Allocation Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class S Shares Contractual 1.40% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco Multi-Asset Inflation Fund
Class A Shares Contractual 0.73% October 14, 2014 October 31, 2015
Class C Shares Contractual 1.48% October 14, 2014 October 31, 2015
Class R Shares Contractual 0.98% October 14, 2014 October 31, 2015
Class R5 Shares Contractual 0.48% October 14, 2014 October 31, 2015
Class R6 Shares Contractual 0.48% October 14, 2014 October 31, 2015
Class Y Shares Contractual 0.48% October 14, 2014 October 31, 2015
Invesco Small Cap Growth Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2015
Invesco U.S. Mortgage Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- -------------
Invesco Asia Pacific Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2015
Invesco European Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.50% July 1, 2009 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2015
Investor Class Shares Contractual 2.25% July 1, 2009 June 30, 2015
See page 16 for footnotes to Exhibit A.
8
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Global Growth Fund
Class A Shares Contractual 2.25% January 1, 2013 June 30, 2015
Class B Shares Contractual 3.00% January 1, 2013 June 30, 2015
Class C Shares Contractual 3.00% January 1, 2013 June 30, 2015
Class R5 Shares Contractual 2.00% January 1, 2013 June 30, 2015
Class R6 Shares Contractual 2.00% January 1, 2013 June 30, 2015
Class Y Shares Contractual 2.00% January 1, 2013 June 30, 2015
Invesco Global Opportunities Fund
Class A Shares Contractual 1.36% August 1, 2012 February 28, 2015
Class C Shares Contractual 2.11% August 1, 2012 February 28, 2015
Class R Shares Contractual 1.61% August 1, 2012 February 28, 2015
Class R5 Shares Contractual 1.11% August 1, 2012 February 28, 2015
Class R6 Shares Contractual 1.11% September 24, 2012 February 28, 2015
Class Y Shares Contractual 1.11% August 1, 2012 February 28, 2015
Invesco Global Small & Mid Cap Growth Fund
Class A Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2015
Invesco International Core Equity Fund
Class A Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.50% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class R6 Shares Contractual 2.00% September 24, 2012 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2015
Investor Class Shares Contractual 2.25% July 1, 2009 June 30, 2015
Invesco International Growth Fund
Class A Shares Contractual 2.25% July 1, 2013 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2013 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2013 June 30, 2015
Class R Shares Contractual 2.50% July 1, 2013 June 30, 2015
Class R5 Shares Contractual 2.00% July 1, 2013 June 30, 2015
Class R6 Shares Contractual 2.00% July 1, 2013 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2013 June 30, 2015
Invesco Select Opportunities Fund
Class A Shares Contractual 1.51% August 1, 2012 February 28, 2015
Class C Shares Contractual 2.26% August 1, 2012 February 28, 2015
Class R Shares Contractual 1.76% August 1, 2012 February 28, 2015
Class R5 Shares Contractual 1.26% August 1, 2012 February 28, 2015
Class R6 Shares Contractual 1.26% September 24, 2012 February 28, 2015
Class Y Shares Contractual 1.26% August 1, 2012 February 28, 2015
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- -----------------
Invesco All Cap Market Neutral Fund
Class A Shares Contractual 1.62% December 17, 2013 December 31, 2015
Class C Shares Contractual 2.37% December 17, 2013 December 31, 2015
Class R Shares Contractual 1.87% December 17, 2013 December 31, 2015
Class R5 Shares Contractual 1.37% December 17, 2013 December 31, 2015
Class R6 Shares Contractual 1.37% December 17, 2013 December 31, 2015
Class Y Shares Contractual 1.37% December 17, 2013 December 31, 2015
See page 16 for footnotes to Exhibit A.
9
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Balanced-Risk Allocation Fund/3/
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Invesco Balanced-Risk Commodity Strategy
Fund/4/
Class A Shares Contractual 2.00% July 1, 2014 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2014 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2014 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2014 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2014 June 30, 2015
Class R6 Shares Contractual 1.75% July 1, 2014 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2014 June 30, 2015
Invesco China Fund
Class A Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2015
Invesco Developing Markets Fund
Class A Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2012 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class R6 Shares Contractual 2.00% September 24, 2012 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2012 June 30, 2015
Invesco Emerging Markets Equity Fund
Class A Shares Contractual 1.85% May 11, 2011 February 28, 2015
Class C Shares Contractual 2.60% May 11, 2011 February 28, 2015
Class R Shares Contractual 2.10% May 11, 2011 February 28, 2015
Class R5 Shares Contractual 1.60% May 11, 2011 February 28, 2015
Class R6 Shares Contractual 1.60% September 24, 2012 February 28, 2015
Class Y Shares Contractual 1.60% May 11, 2011 February 28, 2015
Invesco Emerging Market Local Currency Debt
Fund
Class A Shares Contractual 1.24% June 14, 2010 February 28, 2015
Class B Shares Contractual 1.99% June 14, 2010 February 28, 2015
Class C Shares Contractual 1.99% June 14, 2010 February 28, 2015
Class R Shares Contractual 1.49% June 14, 2010 February 28, 2015
Class Y Shares Contractual 0.99% June 14, 2010 February 28, 2015
Class R5 Shares Contractual 0.99% June 14, 2010 February 28, 2015
Class R6 Shares Contractual 0.99% September 24, 2012 February 28, 2015
Invesco Endeavor Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
See page 16 for footnotes to Exhibit A.
10
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco Global Health Care Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Investor Class Shares Contractual 2.00% July 1, 2012 June 30, 2015
Invesco Global Infrastructure Fund
Class A Shares Contractual 1.40% May 2, 2014 May 31, 2015
Class C Shares Contractual 2.15% May 2, 2014 May 31, 2015
Class R Shares Contractual 1.65% May 2, 2014 May 31, 2015
Class Y Shares Contractual 1.15% May 2, 2014 May 31, 2015
Class R5 Shares Contractual 1.15% May 2, 2014 May 31, 2015
Class R6 Shares Contractual 1.15% May 2, 2014 May 31, 2015
Invesco Global Markets Strategy Fund/5/
Class A Shares Contractual 1.80% December 17, 2013 February 28, 2015
Class C Shares Contractual 2.55% December 17, 2013 February 28, 2015
Class R Shares Contractual 2.05% December 17, 2013 February 28, 2015
Class R5 Shares Contractual 1.55% December 17, 2013 February 28, 2015
Class R6 Shares Contractual 1.55% December 17, 2013 February 28, 2015
Class Y Shares Contractual 1.55% December 17, 2013 February 28, 2015
Invesco Global Market Neutral Fund
Class A Shares Contractual 1.62% December 17, 2013 December 31, 2015
Class C Shares Contractual 2.37% December 17, 2013 December 31, 2015
Class R Shares Contractual 1.87% December 17, 2013 December 31, 2015
Class R5 Shares Contractual 1.37% December 17, 2013 December 31, 2015
Class R6 Shares Contractual 1.37% December 17, 2013 December 31, 2015
Class Y Shares Contractual 1.37% December 17, 2013 December 31, 2015
Invesco Global Targeted Returns Fund/6/
Class A Shares Contractual 1.71% December 17, 2013 December 31, 2015
Class C Shares Contractual 2.46% December 17, 2013 December 31, 2015
Class R Shares Contractual 1.96% December 17, 2013 December 31, 2015
Class R5 Shares Contractual 1.46% December 17, 2013 December 31, 2015
Class R6 Shares Contractual 1.46% December 17, 2013 December 31, 2015
Class Y Shares Contractual 1.46% December 17, 2013 December 31, 2015
Invesco International Total Return Fund
Class A Shares Contractual 1.10% March 31, 2006 February 28, 2015
Class B Shares Contractual 1.85% March 31, 2006 February 28, 2015
Class C Shares Contractual 1.85% March 31, 2006 February 28, 2015
Class R5 Shares Contractual 0.85% October 3, 2008 February 28, 2015
Class R6 Shares Contractual 0.85% September 24, 2012 February 28, 2015
Class Y Shares Contractual 0.85% March 31, 2006 February 28, 2015
Invesco Long/Short Equity Fund
Class A Shares Contractual 1.87% December 17, 2013 December 31, 2015
Class C Shares Contractual 2.62% December 17, 2013 December 31, 2015
Class R Shares Contractual 2.12% December 17, 2013 December 31, 2015
Class R5 Shares Contractual 1.62% December 17, 2013 December 31, 2015
Class R6 Shares Contractual 1.62% December 17, 2013 December 31, 2015
Class Y Shares Contractual 1.62% December 17, 2013 December 31, 2015
Invesco Low Volatility Emerging Markets Fund
Class A Shares Contractual 1.72% December 17, 2013 December 31, 2015
Class C Shares Contractual 2.47% December 17, 2013 December 31, 2015
Class R Shares Contractual 1.97% December 17, 2013 December 31, 2015
Class R5 Shares Contractual 1.47% December 17, 2013 December 31, 2015
Class R6 Shares Contractual 1.47% December 17, 2013 December 31, 2015
Class Y Shares Contractual 1.47% December 17, 2013 December 31, 2015
See page 16 for footnotes to Exhibit A.
11
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -----------------
Invesco MLP Fund
Class A Shares Contractual 1.50% August 29, 2014 May 31, 2015
Class C Shares Contractual 2.25% August 29, 2014 May 31, 2015
Class R Shares Contractual 1.75% August 29, 2014 May 31, 2015
Class R5 Shares Contractual 1.25% August 29, 2014 May 31, 2015
Class R6 Shares Contractual 1.25% August 29, 2014 May 31, 2015
Class Y Shares Contractual 1.25% August 29, 2014 May 31, 2015
Invesco Macro International Equity Fund
Class A Shares Contractual 1.43% December 17, 2013 December 31, 2015
Class C Shares Contractual 2.18% December 17, 2013 December 31, 2015
Class R Shares Contractual 1.68% December 17, 2013 December 31, 2015
Class R5 Shares Contractual 1.18% December 17, 2013 December 31, 2015
Class R6 Shares Contractual 1.18% December 17, 2013 December 31, 2015
Class Y Shares Contractual 1.18% December 17, 2013 December 31, 2015
Invesco Macro Long/Short Fund
Class A Shares Contractual 1.87% December 17, 2013 December 31, 2015
Class C Shares Contractual 2.62% December 17, 2013 December 31, 2015
Class R Shares Contractual 2.12% December 17, 2013 December 31, 2015
Class R5 Shares Contractual 1.62% December 17, 2013 December 31, 2015
Class R6 Shares Contractual 1.62% December 17, 2013 December 31, 2015
Class Y Shares Contractual 1.62% December 17, 2013 December 31, 2015
Invesco Pacific Growth Fund
Class A Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class B Shares Contractual 3.00% July 1, 2012 June 30, 2015
Class C Shares Contractual 3.00% July 1, 2012 June 30, 2015
Class R Shares Contractual 2.50% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class Y Shares Contractual 2.00% July 1, 2012 June 30, 2015
Invesco Premium Income Fund
Class A Shares Contractual 0.89% December 13, 2011 February 28, 2015
Class C Shares Contractual 1.64% December 13, 2011 February 28, 2015
Class R Shares Contractual 1.14% December 13, 2011 February 28, 2015
Class R5 Shares Contractual 0.64% December 13, 2011 February 28, 2015
Class R6 Shares Contractual 0.64% September 24, 2012 February 28, 2015
Class Y Shares Contractual 0.64% December 13, 2011 February 28, 2015
Invesco Select Companies Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
Invesco Strategic Income Fund
Class A Shares Contractual 0.82% May 2, 2014 May 31, 2015
Class C Shares Contractual 1.57% May 2, 2014 May 31, 2015
Class R Shares Contractual 1.07% May 2, 2014 May 31, 2015
Class Y Shares Contractual 0.57% May 2, 2014 May 31, 2015
Class R5 Shares Contractual 0.57% May 2, 2014 May 31, 2015
Class R6 Shares Contractual 0.57% May 2, 2014 May 31, 2015
Invesco Unconstrained Bond Fund
Class A Shares Contractual 1.03% October 14, 2014 October 31, 2015
Class C Shares Contractual 1.78% October 14, 2014 October 31, 2015
Class R Shares Contractual 1.28% October 14, 2014 October 31, 2015
Class Y Shares Contractual 0.78% October 14, 2014 October 31, 2015
Class R5 Shares Contractual 0.78% October 14, 2014 October 31, 2015
Class R6 Shares Contractual 0.78% October 14, 2014 October 31, 2015
See page 16 for footnotes to Exhibit A.
12
as of October 14, 2014
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ -------------
Invesco Corporate Bond Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class R6 Shares Contractual 1.25% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco Global Real Estate Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
Invesco High Yield Fund
Class A Shares Contractual 1.50% July 1, 2013 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2013 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2013 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2013 June 30, 2015
Class R6 Shares Contractual 1.25% July 1, 2013 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2013 June 30, 2015
Investor Class Shares Contractual 1.50% July 1, 2013 June 30, 2015
Invesco Limited Maturity Treasury Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class A2 Shares Contractual 1.40% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco Real Estate Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Investor Class Shares Contractual 2.00% July 1, 2012 June 30, 2015
Invesco Short Term Bond Fund
Class A Shares Contractual 1.40% July 1, 2013 June 30, 2015
Class C Shares Contractual 1.75%/2/ July 1, 2013 June 30, 2015
Class R Shares Contractual 1.75% July 1, 2013 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2013 June 30, 2015
Class R6 Shares Contractual 1.25% July 1, 2013 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2013 June 30, 2015
Invesco U.S. Government Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Investor Class Shares Contractual 1.50% July 1, 2012 June 30, 2015
See page 16 for footnotes to Exhibit A.
13
as of October 14, 2014
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ------------------ ---------------
Invesco American Value Fund
Class A Shares Contractual 2.00% July 1, 2013 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2013 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2013 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2013 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2013 June 30, 2015
Class R6 Shares Contractual 1.75% July 1, 2013 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2013 June 30, 2015
Invesco Comstock Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class R6 Shares Contractual 1.75% September 24, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Invesco Energy Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2015
Invesco Dividend Income Fund
Class A Shares Contractual 1.14% September 1, 2014 August 31, 2015
Class B Shares Contractual 1.89% September 1, 2014 August 31, 2015
Class C Shares Contractual 1.89% September 1, 2014 August 31, 2015
Class R5 Shares Contractual 0.89% September 1, 2014 August 31, 2015
Class R6 Shares Contractual 0.89% September 1, 2014 August 31, 2015
Class Y Shares Contractual 0.89% September 1, 2014 August 31, 2015
Investor Class Shares Contractual 1.14% September 1, 2014 August 31, 2015
Invesco Gold & Precious Metals Fund
Class A Shares Contractual 2.00% July 1, 2009 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2009 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2015
Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2015
Invesco Mid Cap Growth Fund
Class A Shares Contractual 1.15% July 15, 2013 July 31, 2015
Class B Shares Contractual 1.90% July 15, 2013 July 31, 2015
Class C Shares Contractual 1.90% July 15, 2013 July 31, 2015
Class R Shares Contractual 1.40% July 15, 2013 July 31, 2015
Class R5 Shares Contractual 0.90% July 15, 2013 July 31, 2015
Class R6 Shares Contractual 0.90% July 15, 2013 July 31, 2015
Class Y Shares Contractual 0.90% July 15, 2013 July 31, 2015
Invesco Small Cap Value Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
See page 16 for footnotes to Exhibit A.
14
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- -------------
Invesco Technology Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
Investor Class Shares Contractual 2.00% July 1, 2012 June 30, 2015
Invesco Technology Sector Fund
Class A Shares Contractual 2.00% February 12, 2010 June 30, 2015
Class B Shares Contractual 2.75% February 12, 2010 June 30, 2015
Class C Shares Contractual 2.75% February 12, 2010 June 30, 2015
Class Y Shares Contractual 1.75% February 12, 2010 June 30, 2015
Invesco Value Opportunities Fund
Class A Shares Contractual 2.00% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.75% July 1, 2012 June 30, 2015
Class R Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2015
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- -------------
Invesco High Yield Municipal Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco Intermediate Term Municipal Income
Fund
Class A Shares Contractual 0.80% July 1, 2013 June 30, 2015
Class B Shares Contractual 1.55% July 1, 2013 June 30, 2015
Class C Shares Contractual 1.55% July 1, 2013 June 30, 2015
Class Y Shares Contractual 0.55% July 1, 2013 June 30, 2015
Invesco Municipal Income Fund
Class A Shares Contractual 1.50% July 1, 2013 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2013 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2013 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2013 June 30, 2015
Investor Class Contractual 1.50% July 15, 2013 June 30, 2015
Invesco New York Tax Free Income Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class B Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
Invesco Tax-Free Intermediate Fund
Class A Shares Contractual 1.50% July 1, 2012 June 30, 2015
Class A2 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class C Shares Contractual 2.25% June 30, 2013 June 30, 2015
Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2015
Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2015
See page 16 for footnotes to Exhibit A.
15
as of October 14, 2014
INVESCO MANAGEMENT TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- -------------
Invesco Conservative Income Fund
Institutional Class Contractual 0.28% July 1, 2014 June 30, 2015
INVESCO SECURITIES TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- -----------------
Invesco Balanced-Risk Aggressive
Allocation Fund Contractual 1.15% January 16, 2013 February 28, 2015
See page 16 for footnotes to Exhibit A.
/1/ The total operating expenses of any class of shares established after the
date of this Memorandum of Agreement will be limited to the amount
established for Class A Shares plus the difference between the new class
12b-1 rate and the Class A 12b-1 rate.
/2/ The expense limit shown is the expense limit after Rule 12b-1 fee waivers
by Invesco Distributors, Inc.
/3/ Includes waived fees or reimbursed expenses that Invesco receives from
Invesco Cayman Commodity Fund I, Ltd.
/4/ Includes waived fees or reimbursed expenses that Invesco receives from
Invesco Cayman Commodity Fund III, Ltd.
/5/ Includes waived fees or reimbursed expenses that Invesco receives from
Invesco Cayman Commodity Fund V, Ltd.
/6/ Includes waived fees or reimbursed expenses that Invesco receives from
Invesco Cayman Commodity Fund VII, Ltd.
16
as of October 14, 2014
EXHIBIT "B" - INSTITUTIONAL MONEY MARKET FUNDS/1,2/
SHORT-TERM INVESTMENTS TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- -----------------
Government & Agency Portfolio
Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2014
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2014
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2014
Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2014
Private Investment Class Contractual 0.44%/2/ July 1, 2009 December 31, 2014
Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2014
Resource Class Contractual 0.30%/2/ July 1, 2009 December 31, 2014
Government TaxAdvantage Portfolio
Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2014
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2014
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2014
Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2014
Private Investment Class Contractual 0.39%/2/ July 1, 2009 December 31, 2014
Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2014
Resource Class Contractual 0.30%/2/ July 1, 2009 December 31, 2014
Liquid Assets Portfolio
Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2014
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2014
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2014
Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2014
Private Investment Class Contractual 0.44%/2/ July 1, 2009 December 31, 2014
Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2014
Resource Class Contractual 0.34% July 1, 2009 December 31, 2014
STIC Prime Portfolio
Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2014
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2014
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2014
Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2014
Private Investment Class Contractual 0.44%/2/ July 1, 2009 December 31, 2014
Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2014
Resource Class Contractual 0.30%/2/ July 1, 2009 December 31, 2014
Tax-Free Cash Reserve Portfolio/3/
Cash Management Class Contractual 0.33%/2/ July 1, 2009 December 31, 2014
Corporate Class Contractual 0.28% July 1, 2009 December 31, 2014
Institutional Class Contractual 0.25% July 1, 2009 December 31, 2014
Personal Investment Class Contractual 0.80%/2/ July 1, 2009 December 31, 2014
Private Investment Class Contractual 0.50%/2/ July 1, 2009 December 31, 2014
Reserve Class Contractual 1.12%/2/ July 1, 2009 December 31, 2014
Resource Class Contractual 0.41%/2/ July 1, 2009 December 31, 2014
Treasury Portfolio
Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2014
Corporate Class Contractual 0.17% July 1, 2009 December 31, 2014
Institutional Class Contractual 0.14% July 1, 2009 December 31, 2014
Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2014
Private Investment Class Contractual 0.44%/2/ July 1, 2009 December 31, 2014
Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2014
Resource Class Contractual 0.30%/2/ July 1, 2009 December 31, 2014
/1/ The expense rate excluding 12b-1 fees of any class of shares established
after the date of this Memorandum of Agreement will be the same as
existing classes.
/2/ The expense limit shown is the expense limit after Rule 12b-1 fee waivers
by Invesco Distributors, Inc.
/3/ The expense limitation also excludes Trustees' fees and federal
registration expenses.
17
as of October 14, 2014
EXHIBIT "C" - VARIABLE INSURANCE FUNDS
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- --------------
Invesco V.I. American Franchise Fund
Series I Shares Contractual 2.00% July 1, 2014 June 30, 2015
Series II Shares Contractual 2.25% July 1, 2014 June 30, 2015
Invesco V.I. American Value Fund
Series I Shares Contractual 2.00% July 1, 2012 June 30, 2015
Series II Shares Contractual 2.25% July 1, 2012 June 30, 2015
Invesco V.I. Balanced-Risk Allocation Fund/1/
Series I Shares Contractual 0.76% May 1, 2014 April 30, 2015
Series II Shares Contractual 1.01% May 1, 2014 April 30, 2015
Invesco V.I. Comstock Fund
Series I Shares Contractual 0.78% May 1, 2013 April 30, 2015
Series II Shares Contractual 1.03% May 1, 2013 April 30, 2015
Invesco V.I. Core Equity Fund
Series I Shares Contractual 2.00% May 1, 2013 June 30, 2015
Series II Shares Contractual 2.25% May 1, 2013 June 30, 2015
Invesco V.I. Diversified Dividend Fund
Series I Shares Contractual 2.00% May 1, 2013 June 30, 2015
Series II Shares Contractual 2.25% May 1, 2013 June 30, 2015
Invesco V.I. Diversified Income Fund
Series I Shares Contractual 0.75% July 1, 2005 April 30, 2015
Series II Shares Contractual 1.00% July 1, 2005 April 30, 2015
Invesco V.I. Equally-Weighted S&P 500 Fund
Series I Shares Contractual 2.00% July 1, 2012 June 30, 2015
Series II Shares Contractual 2.25% July 1, 2012 June 30, 2015
Invesco V.I. Equity and Income Fund
Series I Shares Contractual 1.50% July 1, 2012 June 30, 2015
Series II Shares Contractual 1.75% July 1, 2012 June 30, 2015
Invesco V.I. Global Core Equity Fund
Series I Shares Contractual 2.25% July 1, 2012 June 30, 2015
Series II Shares Contractual 2.50% July 1, 2012 June 30, 2015
/1/ Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity
Fund IV, Ltd.
Invesco V.I. Global Health Care Fund
Series I Shares Contractual 2.00% May 1, 2013 June 30, 2015
Series II Shares Contractual 2.25% May 1, 2013 June 30, 2015
Invesco V.I. Global Real Estate Fund
Series I Shares Contractual 2.00% May 1, 2013 June 30, 2015
Series II Shares Contractual 2.25% May 1, 2013 June 30, 2015
18
as of October 14, 2014
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- --------------
Invesco V.I. Government Securities Fund
Series I Shares Contractual 1.50% May 1, 2013 June 30, 2015
Series II Shares Contractual 1.75% May 1, 2013 June 30, 2015
Invesco V.I. Growth and Income Fund
Series I Shares Contractual 0.78% May 1, 2013 April 30, 2015
Series II Shares Contractual 1.03% May 1, 2013 April 30, 2015
Invesco V.I. High Yield Fund
Series I Shares Contractual 1.50% May 1, 2014 June 30, 2015
Series II Shares Contractual 1.75% May 1, 2014 June 30, 2015
Invesco V.I. International Growth Fund
Series I Shares Contractual 2.25% July 1, 2012 June 30, 2015
Series II Shares Contractual 2.50% July 1, 2012 June 30, 2015
Invesco V.I. Managed Volatility Fund
Series I Shares Contractual 1.03% April 30, 2014 April 30, 2015
Series II Shares Contractual 1.28% April 30, 2014 April 30, 2015
Invesco V.I. Mid Cap Core Equity Fund
Series I Shares Contractual 2.00% May 1, 2013 June 30, 2015
Series II Shares Contractual 2.25% May 1, 2013 June 30, 2015
Invesco V.I. Mid Cap Growth Fund
Series I Shares Contractual 2.00% July 1, 2014 June 30, 2015
Series II Shares Contractual 2.25% July 1, 2014 June 30, 2015
Invesco V.I. Money Market Fund
Series I Shares Contractual 1.50% May 1, 2013 June 30, 2015
Series II Shares Contractual 1.75% May 1, 2013 June 30, 2015
Invesco V.I. S&P 500 Index Fund
Series I Shares Contractual 2.00% July 1, 2012 June 30, 2015
Series II Shares Contractual 2.25% July 1, 2012 June 30, 2015
Invesco V.I. Small Cap Equity Fund
Series I Shares Contractual 2.00% May 1, 2013 June 30, 2015
Series II Shares Contractual 2.25% May 1, 2013 June 30, 2015
Invesco V.I. Technology Fund
Series I Shares Contractual 2.00% May 1, 2013 June 30, 2015
Series II Shares Contractual 2.25% May 1, 2013 June 30, 2015
Invesco V.I. Value Opportunities Fund
Series I Shares Contractual 2.00% May 1, 2013 June 30, 2015
Series II Shares Contractual 2.25% May 1, 2013 June 30, 2015
19
as of October 14, 2014
EXHIBIT "D" - CLOSED-END FUNDS
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- ---------------
Invesco Municipal Income Opportunities Trust Contractual 0.67% August 27, 2012 August 31, 2014
INVESCO QUALITY MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- ----------------
Invesco Quality Municipal Income Trust Contractual 0.50% October 15, 2012 October 31, 2014
INVESCO VALUE MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION
FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE
---- ------------ ---------- ----------------- ----------------
Invesco Value Municipal Income Trust Contractual 0.46% October 15, 2012 October 31, 2014
20
Sub-Item 77Q1(e)
EIGHTH AMENDED AND RESTATED
MEMORANDUM OF AGREEMENT
(SECURITIES LENDING ADMINISTRATIVE FEE WAIVER)
This Eighth Amended and Restated Memorandum of Agreement is entered into as
of the dates indicated on Exhibit "A" between AIM Counselor Series Trust
(Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds),
AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth
Series), AIM International Mutual Funds (Invesco International Mutual Funds),
AIM Investment Funds (Invesco Investment Funds), AIM Investment Securities
Funds (Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector
Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Treasurer's Series
Trust (Invesco Treasurer's Series Trust), AIM Variable Insurance Funds (Invesco
Variable Insurance Funds), Invesco Management Trust, Invesco Securities Trust
and Short-Term Investments Trust (each a "Fund" and collectively, the "Funds"),
on behalf of the portfolios listed on Exhibit "A" to this Memorandum of
Agreement (the "Portfolios"), and Invesco Advisers, Inc. ("Invesco").
For and in consideration of the mutual terms and agreements set forth herein
and other good and valuable consideration, the receipt and sufficiency of which
is hereby acknowledged, the Funds and Invesco agree as follows:
1. Invesco agrees that until the expiration date, if any, of the commitment
set forth on the attached Exhibit "A" occurs, as such Exhibit "A" is
amended from time to time, Invesco will not charge any administrative
fee under each Portfolio's advisory agreement in connection with
securities lending activities without prior approval from the
Portfolio's Board (such agreement is referred to as the "Waiver").
2. Neither a Fund nor Invesco may remove or amend the Waiver to a Fund's
detriment prior to requesting and receiving the approval of the
Portfolio's Board to remove or amend the Waiver. Invesco will not have
any right to reimbursement of any amount so waived.
Unless a Fund, by vote of its Board of Trustees terminates the Waiver, or a
Fund and Invesco are unable to reach an agreement on the amount of the Waiver
to which the Fund and Invesco desire to be bound, the Waiver will continue
indefinitely with respect to such Fund. Exhibit "A" will be amended to reflect
the new date through which a Fund and Invesco agree to be bound.
It is expressly agreed that the obligations of the Trusts hereunder shall
not be binding upon any of the Trustees, shareholders, nominees, officers,
agents or employees of the Trusts personally, but shall only bind the assets
and property of the Funds, as provided in each Trust's Agreement and
Declaration of Trust. The execution and delivery of this Memorandum of
Agreement have been authorized by the Trustees of each Trust, and this
Memorandum of Agreement has been executed and delivered by an authorized
officer of each Trust acting as such; neither such authorization by such
Trustees nor such execution and delivery by such officer shall be deemed to
have been made by any of them individually or to impose any liability on any of
them personally, but shall bind only the assets and property of the Funds, as
provided in each Trust's Agreement and Declaration of Trust.
Nothing in this Memorandum of Agreement is intended to affect any other
memorandum of agreement executed by any Fund or Invesco with respect to any
other fee waivers, expense reimbursements and/or expense limitations.
IN WITNESS WHEREOF, each Fund, on behalf of itself and its Portfolios listed
in Exhibit "A" to this Memorandum of Agreement, and Invesco have entered into
this Memorandum of Agreement as of the dates indicated on Exhibit "A".
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S SERIES FUNDS)
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
INVESCO MANAGEMENT TRUST
INVESCO SECURITIES TRUST
SHORT-TERM INVESTMENTS TRUST
By: /s/ John M. Zerr
---------------------------
Title: Senior Vice President
INVESCO ADVISERS, INC.
By: /s/ John M. Zerr
---------------------------
Title: Senior Vice President
2
EXHIBIT "A"
AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL*
--------- ----------------- ----------------
Invesco American Franchise Fund February 12, 2010
Invesco California Tax-Free Income Fund February 12, 2010
Invesco Core Plus Bond Fund June 2, 2009
Invesco Equally-Weighted S&P 500 Fund February 12, 2010
Invesco Equity and Income Fund February 12, 2010
Invesco Floating Rate Fund April 14, 2006
Invesco Global Real Estate Income Fund March 9, 2007
Invesco Growth and Income Fund February 12, 2010
Invesco Low Volatility Equity Yield Fund March 31, 2006
Invesco Pennsylvania Tax Free Income Fund February 12, 2010
Invesco S&P 500 Index Fund February 12, 2010
Invesco Small Cap Discovery Fund February 12, 2010
Invesco Strategic Real Return Fund April 30, 2014
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL*
--------- ----------------- ----------------
Invesco Charter Fund June 21, 2000
Invesco Diversified Dividend Fund December 28, 2001
Invesco Summit Fund July 24, 2000
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ----------------- ----------------
Invesco European Small Company Fund August 30, 2000
Invesco Global Core Equity Fund December 27, 2000
Invesco International Small Company Fund August 30, 2000
Invesco Small Cap Equity Fund August 30, 2000
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
Invesco Convertible Securities Fund February 12, 2010
Invesco Global Low Volatility Equity Yield Fund September 1, 2001
Invesco Mid Cap Core Equity Fund September 1, 2001
Invesco Small Cap Growth Fund September 11, 2000
Invesco U.S. Mortgage Fund February 12, 2010
* Committed until the Fund or Invesco requests and receives the approval of
the Fund's Board to remove or amend such fee waiver. Such commitments are
evergreen until amended and apply to each Portfolio of a Fund.
A-1
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ----------------- ----------------
Invesco Asia Pacific Growth Fund June 21, 2000
Invesco European Growth Fund June 21, 2000
Invesco Global Growth Fund June 21, 2000
Invesco Global Opportunities Fund August 1, 2012
Invesco Global Small & Mid Cap Growth Fund June 21, 2000
Invesco International Core Equity Fund November 25, 2003
Invesco International Growth Fund June 21, 2000
Invesco Select Opportunities Fund August 1, 2012
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
Invesco All Cap Market Neutral Fund December 17, 2013
Invesco Balanced-Risk Allocation Fund May 29, 2009
Invesco Balanced-Risk Commodities Strategy Fund November 29, 2010
Invesco China Fund March 31, 2006
Invesco Developing Markets Fund September 1, 2001
Invesco Emerging Market Local Currency Debt Fund June 14, 2010
Invesco Emerging Markets Equity Fund May 11, 2011
Invesco Endeavor Fund November 4, 2003
Invesco Global Health Care Fund September 1, 2001
Invesco Global Infrastructure Fund May 2, 2014
Invesco Global Market Neutral Fund December 17, 2013
Invesco Global Markets Strategy Fund September 26, 2012
Invesco Global Targeted Returns Fund December 17, 2013
Invesco International Total Return Fund March 31, 2006
Invesco Long/Short Equity Fund December 17, 2013
Invesco Low Volatility Emerging Markets Fund December 17, 2013
Invesco MLP Fund April 30, 2014
Invesco Macro International Equity Fund December 17, 2013
Invesco Macro Long/Short Fund December 17, 2013
Invesco Pacific Growth Fund February 12, 2010
Invesco Premium Income Fund December 13, 2011
Invesco Select Companies Fund November 4, 2003
Invesco Strategic Income Fund May 2, 2014
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ------------------ ----------------
Invesco Corporate Bond Fund February 12, 2010
Invesco Global Real Estate Fund April 29, 2005
Invesco High Yield Fund June 1, 2000
Invesco Limited Maturity Treasury Fund June 1, 2000
Invesco Money Market Fund June 1, 2000
Invesco Real Estate Fund September 11, 2000
Invesco Short Term Bond Fund August 29, 2002
Invesco U.S. Government Fund June 1, 2000
* Committed until the Fund or Invesco requests and receives the approval of
the Fund's Board to remove or amend such fee waiver. Such commitments are
evergreen until amended and apply to each Portfolio of a Fund.
A-2
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ----------------- ----------------
Invesco American Value Fund February 12, 2010
Invesco Comstock Fund February 12, 2010
Invesco Dividend Income Fund November 25, 2003
Invesco Energy Fund November 25, 2003
Invesco Gold & Precious Metals Fund November 25, 2003
Invesco Mid Cap Growth Fund February 12, 2010
Invesco Small Cap Value Fund February 12, 2010
Invesco Technology Fund November 25, 2003
Invesco Technology Sector Fund February 12, 2010
Invesco Value Opportunities Fund February 12, 2010
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ----------------- ----------------
Invesco High Yield Municipal Fund February 12, 2010
Invesco Intermediate Term Municipal Income Fund February 12, 2010
Invesco Municipal Income Fund February 12, 2010
Invesco New York Tax Free Income Fund February 12, 2010
Invesco Tax-Exempt Cash Fund June 1, 2000
Invesco Tax-Free Intermediate Fund June 1, 2000
AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S SERIES TRUST)
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ----------------- ----------------
Premier Portfolio November 25, 2003
Premier Tax-Exempt Portfolio November 25, 2003
Premier U.S. Government Money Portfolio November 25, 2003
AIM VARIABLE INSURANCE FUNDS (INVESCO INSURANCE FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ----------------- ----------------
Invesco V.I. American Franchise Fund February 12, 2010
Invesco V.I. American Value Fund February 12, 2010
Invesco V.I. Balanced-Risk Allocation Fund May 1, 2000
Invesco V.I. Comstock Fund February 12, 2010
Invesco V.I. Core Equity Fund May 1, 2000
Invesco V.I. Diversified Dividend Fund February 9, 2010
Invesco V.I. Diversified Income Fund May 1, 2000
Invesco V.I. Equally-Weighted S&P 500 Fund February 12, 2010
Invesco V.I. Equity and Income Fund February 12, 2010
Invesco V.I. Global Core Equity Fund February 10, 2010
Invesco V.I. Global Health Care Fund April 30, 2004
Invesco V.I. Global Real Estate Fund April 30, 2004
Invesco V.I. Government Securities Fund May 1, 2000
Invesco V.I. Growth and Income Fund February 12, 2010
* Committed until the Fund or Invesco requests and receives the approval of
the Fund's Board to remove or amend such fee waiver. Such commitments are
evergreen until amended and apply to each Portfolio of a Fund.
A-3
Invesco V.I. High Yield Fund May 1, 2000
Invesco V.I. International Growth Fund May 1, 2000
Invesco V.I. Managed Volatility Fund April 30, 2004
Invesco V.I. Mid Cap Core Equity Fund September 10, 2001
Invesco V.I. Mid Cap Growth Fund February 12, 2010
Invesco V.I. Money Market Fund May 1, 2000
Invesco V.I. S&P 500 Index Fund February 12, 2010
Invesco V.I. Small Cap Equity Fund September 1, 2003
Invesco V.I. Technology Fund April 30, 2004
Invesco V.I. Value Opportunities Fund September 10, 2001
INVESCO MANAGEMENT TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- -------------- ----------------
Invesco Conservative Income Fund June 26, 2014
INVESCO SECURITIES TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- ---------------- ----------------
Invesco Balanced-Risk Aggressive Allocation Fund January 16, 2013
SHORT-TERM INVESTMENTS TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL*
---- -------------- ----------------
Government & Agency Portfolio June 1, 2000
Government TaxAdvantage Portfolio June 1, 2000
Liquid Assets Portfolio June 1, 2000
STIC Prime Portfolio June 1, 2000
Tax-Free Cash Reserve Portfolio June 1, 2000
Treasury Portfolio June 1, 2000
* Committed until the Fund or Invesco requests and receives the approval of
the Fund's Board to remove or amend such fee waiver. Such commitments are
evergreen until amended and apply to each Portfolio of a Fund.
A-4
SUB ITEM 77Q1(e)
AMENDMENT NO. 6
TO
SUB-ADVISORY CONTRACT
This Amendment dated as of June 26, 2014, amends the Sub-Advisory Contract
(the "Contract") between Invesco Advisers, Inc. (the "Advisor") and Invesco
PowerShares Capital Management LLC (the "Sub-Advisor").
WHEREAS, the parties agree to amend the Contract to add Invesco Management
Trust, on behalf of its series portfolio, Invesco Conservative Income Fund (the
"Fund");
NOW THEREFORE, in consideration of the promises and the mutual covenants
herein contained, it is agreed between the parties hereto as follows:
1. The Contract is hereby amended to add Invesco Management Trust to the
Contract and the Fund as a recipient of the sub-advisory services by
revising recital A) at the beginning of the Agreement to read as follows:
The Advisor has entered into an investment advisory agreement with AIM
Counselor Series Trust (Invesco Counselor Series Trust) ("ACST"), AIM
Investment Funds (Invesco Investment Funds) ("AIF"), AIM International
Mutual Funds (Invesco International Mutual Funds) ("AIMF"), Invesco
Management Trust ("IMT") and Invesco Securities Trust ("IST")
(collectively, the "Trusts"), open-end management investment companies
registered under the Investment Company Act of 1940, as amended (the
"1940 Act"), with respect to, among others, the Invesco Strategic Real
Return (a series portfolio of ACST), Invesco Premium Income Fund, Invesco
Global Markets Strategy Fund, Invesco Macro International Equity Fund,
Invesco Macro Long/Short Fund, Invesco Global Market Neutral Fund,
Invesco Global Targeted Returns Fund, Invesco Low Volatility Emerging
Markets Fund, Invesco All Cap Market Neutral Fund, Invesco Long/Short
Equity Fund, Invesco Global Infrastructure Fund, Invesco MLP Fund and
Invesco Strategic Income Fund (series portfolios of AIF), the Invesco
Global Opportunities Fund and the Invesco Select Opportunities Fund
(series portfolios of AIMF), Invesco Balanced-Risk Aggressive Allocation
Fund (a series portfolio of IST) and the Invesco Conservative Income Fund
(a series portfolio of IMT) (collectively, the "Funds"); and
2. All other terms and provisions of the Contract not amended shall remain
in full force and effect.
1
IN WITNESS WHEREOF, the parties hereto have caused this Contract to be
executed by their officers designated as of the day and year first above
written.
INVESCO ADVISERS, INC.
Advisor
By: /s/ John M. Zerr
--------------------------
Name: John M. Zerr
Title: Senior Vice President
2
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC
Sub-Advisor
By: /s/ Andrew Schlossberg
--------------------------
Name: Andrew Schlossberg
Title: Managing Director of US
Strategy and Marketing
3
SUB ITEM 77Q1(e)
AMENDMENT NO. 7
TO
SUB-ADVISORY CONTRACT
This Amendment dated as of October 14, 2014, amends the Sub-Advisory
Contract (the "Contract") between Invesco Advisers, Inc. (the "Advisor") and
Invesco PowerShares Capital Management LLC (the "Sub-Advisor").
WHEREAS, the parties agree to amend the Contract to add Invesco
Unconstrained Bond Fund, a series portfolio of AIM Investment Funds (Invesco
Investment Funds) Invesco Alternative Strategies Fund and Invesco Multi-Asset
Inflation Fund, series portfolios of AIM Growth Series (Invesco Growth Series)
(the "Funds");
NOW THEREFORE, in consideration of the promises and the mutual covenants
herein contained, it is agreed between the parties hereto as follows:
1. The Contract is hereby amended to add the Funds to the Contract as a
recipient of the sub-advisory services by revising recital A) at the
beginning of the Agreement to read as follows:
The Advisor has entered into an investment advisory agreement with AIM
Counselor Series Trust (Invesco Counselor Series Trust) ("ACST"), AIM
Growth Series (Invesco Growth Series) ("AGS"), AIM Investment Funds
(Invesco Investment Funds) ("AIF"), AIM International Mutual Funds
(Invesco International Mutual Funds) ("AIMF"), Invesco Management Trust
("IMT") and Invesco Securities Trust ("IST") (collectively, the
"Trusts"), open-end management investment companies registered under the
Investment Company Act of 1940, as amended (the "1940 Act"), with respect
to, among others, the Invesco Strategic Real Return (a series portfolio
of ACST), Invesco Alternative Strategies Fund and Invesco Multi-Asset
Inflation Fund, series portfolios of AGS, Invesco Premium Income Fund,
Invesco Global Markets Strategy Fund, Invesco Macro International Equity
Fund, Invesco Macro Long/Short Fund, Invesco Global Market Neutral Fund,
Invesco Global Targeted Returns Fund, Invesco Low Volatility Emerging
Markets Fund, Invesco All Cap Market Neutral Fund, Invesco Long/Short
Equity Fund, Invesco Global Infrastructure Fund, Invesco MLP Fund,
Invesco Strategic Income Fund and Invesco Unconstrained Bond Fund (series
portfolios of AIF), the Invesco Global Opportunities Fund and the Invesco
Select Opportunities Fund (series portfolios of AIMF), Invesco
Balanced-Risk Aggressive Allocation Fund (a series portfolio of IST) and
the Invesco Conservative Income Fund (a series portfolio of IMT)
(collectively, the "Funds"); and
2. All other terms and provisions of the Contract not amended shall remain
in full force and effect.
1
IN WITNESS WHEREOF, the parties hereto have caused this Contract to be
executed by their officers designated as of the day and year first above
written.
INVESCO ADVISERS, INC.
Advisor
By: /s/ John M. Zerr
--------------------------
Name: John M. Zerr
Title: Senior Vice President
2
INVESCO POWERSHARES CAPITAL MANAGEMENT LLC
Sub-Advisor
By: /s/ Andrew Schlossberg
--------------------------
Name: Andrew Schlossberg
Title: Managing Director of US
Strategy and Marketing
3
EX-99.77Q3
4
d827055dex9977q3.txt
EX-99.77Q3
INVESCO INTERNATIONAL GROWTH FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 10/31/2014
FILE NUMBER : 811-6463
SERIES NO.: 1
72DD. 1 Total income dividends for which record date passed during the
period. (000's Omitted)
Class A $28,925
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class B $ 183
Class C $ 760
Class R $ 918
Class Y $29,610
Class R5 $25,891
Class R6 $ 4,443
73A. Payments per share outstanding during the entire current period:
(form nnn.nnnn)
1 Dividends from net investment income
Class A $0.3627
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class B $0.1485
Class C $0.1485
Class R $0.2903
Class Y $0.4434
Class R5 $0.4783
Class R6 $0.5030
74U. 1 Number of shares outstanding (000's Omitted)
Class A 82,079
2 Number of shares outstanding of a second class of open-end
company shares (000's Omitted)
Class B 884
Class C 5,759
Class R 3,019
Class Y 90,737
Class R5 56,141
Class R6 10,789
74V. 1 Net asset value per share (to nearest cent)
Class A $ 34.24
2 Net asset value per share of a second class of open-end company
shares (to nearest cent)
Class B $ 31.51
Class C $ 31.55
Class R $ 33.83
Class Y $ 34.37
Class R5 $ 34.80
Class R6 $ 34.80
INVESCO GLOBAL SMALL & MID CAP GROWTH FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 10/31/2014
FILE NUMBER : 811-6463
SERIES NO.: 3
72DD. 1 Total income dividends for which record date passed during the
period. (000's Omitted)
Class A $ 4,340
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class B $ 31
Class C $ 59
Class Y $ 107
Class R5 $ 264
73A. Payments per share outstanding during the entire current period:
(form nnn.nnnn)
1 Dividends from net investment income
Class A $0.1754
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class B $0.0395
Class C $0.0395
Class Y $0.2264
Class R5 $0.2600
74U. 1 Number of shares outstanding (000's Omitted)
Class A 25,814
2 Number of shares outstanding of a second class of open-end
company shares (000's Omitted)
Class B 635
Class C 1,629
Class Y 823
Class R5 602
74V. 1 Net asset value per share (to nearest cent)
Class A $ 21.59
2 Net asset value per share of a second class of open-end company
shares (to nearest cent)
Class B $ 18.44
Class C $ 18.46
Class Y $ 21.66
Class R5 $ 21.55
INVESCO GLOBAL GROWTH FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 10/31/2014
FILE NUMBER : 811-6463
SERIES NO.: 5
72DD. 1 Total income dividends for which record date passed during the
period. (000's Omitted)
Class A $ 2,140
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class B $ 5
Class C $ 16
Class Y $ 30
Class R5 $ 9
Class R6 $ 0
73A. Payments per share outstanding during the entire current period:
(form nnn.nnnn)
1 Dividends from net investment income
Class A $0.1999
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class B $0.0176
Class C $0.0176
Class Y $0.2799
Class R5 $0.3443
Class R6 $0.3445
74U. 1 Number of shares outstanding (000's Omitted)
Class A 10,082
2 Number of shares outstanding of a second class of open-end
company shares (000's Omitted)
Class B 192
Class C 891
Class Y 139
Class R5 36
Class R6 1
74V. 1 Net asset value per share (to nearest cent)
Class A $ 31.21
2 Net asset value per share of a second class of open-end company
shares (to nearest cent)
Class B $ 29.04
Class C $ 29.05
Class Y $ 31.30
Class R5 $ 31.17
Class R6 $ 31.16
INVESCO ASIA PACIFIC GROWTH FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 10/31/2014
FILE NUMBER : 811-6463
SERIES NO.: 9
72DD. 1 Total income dividends for which record date passed during the
period. (000's Omitted)
Class A $ 4,577
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class B $ 30
Class C $ 134
Class Y $ 1,265
73A. Payments per share outstanding during the entire current period:
(form nnn.nnnn)
1 Dividends from net investment income
Class A $0.2769
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class B $0.0435
Class C $0.0435
Class Y $0.3556
74U. 1 Number of shares outstanding (000's Omitted)
Class A 16,500
2 Number of shares outstanding of a second class of open-end
company shares (000's Omitted)
Class B 472
Class C 3,077
Class Y 7,705
74V. 1 Net asset value per share (to nearest cent)
Class A $ 33.43
2 Net asset value per share of a second class of open-end company
shares (to nearest cent)
Class B $ 31.15
Class C $ 30.96
Class Y $ 33.55
INVESCO EUROPEAN GROWTH FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 10/31/2014
FILE NUMBER : 811-6463
SERIES NO.: 10
72DD. 1 Total income dividends for which record date passed during the
period. (000's Omitted)
Class A $ 5,989
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class B $ 83
Class C $ 439
Class R $ 162
Class Y $ 9,199
Investor Class $ 2,331
73A. Payments per share outstanding during the entire current period:
(form nnn.nnnn)
1 Dividends from net investment income
Class A $0.4556
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class B $0.2504
Class C $0.2504
Class R $0.3849
Class Y $0.5345
Investor Class $0.4586
74U. 1 Number of shares outstanding (000's Omitted)
Class A 14,228
2 Number of shares outstanding of a second class of open-end
company shares (000's Omitted)
Class B 245
Class C 2,673
Class R 434
Class Y 21,272
Investor Class 4,681
74V. 1 Net asset value per share (to nearest cent)
Class A $ 37.50
2 Net asset value per share of a second class of open-end company
shares (to nearest cent)
Class B $ 35.01
Class C $ 35.04
Class R $ 37.33
Class Y $ 37.62
Investor Class $ 37.42
INVESCO INTERNATIONAL CORE EQUITY FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 10/31/2014
FILE NUMBER : 811-6463
SERIES NO.: 11
72DD. 1 Total income dividends for which record date passed during the
period. (000's Omitted)
Class A $ 700
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class B $ 22
Class C $ 119
Class R $ 29
Class Y $ 26
Investor Class $ 235
Class R5 $ 68
Class R6 $ 1,303
73A. Payments per share outstanding during the entire current period:
(form nnn.nnnn)
1 Dividends from net investment income
Class A $0.1896
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class B $0.1073
Class C $0.1073
Class R $0.1623
Class Y $0.2175
Investor Class $0.1896
Class R5 $0.2582
Class R6 $0.2597
74U. 1 Number of shares outstanding (000's Omitted)
Class A 3,529
2 Number of shares outstanding of a second class of open-end
company shares (000's Omitted)
Class B 143
Class C 978
Class R 164
Class Y 136
Investor Class 1,111
Class R5 275
Class R6 5,000
74V. 1 Net asset value per share (to nearest cent)
Class A $ 11.37
2 Net asset value per share of a second class of open-end company
shares (to nearest cent)
Class B $ 11.38
Class C $ 11.08
Class R $ 11.38
Class Y $ 11.56
Investor Class $ 11.54
Class R5 $ 11.35
Class R6 $ 11.35
INVESCO GLOBAL OPPORTUNITIES FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 10/31/2014
FILE NUMBER : 811-6463
SERIES NO.: 12
72DD. 1 Total income dividends for which record date passed during the
period. (000's Omitted)
Class A $ 52
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class C $ 7
Class R $ 0
Class Y $ 27
Class R5 $ 0
Class R6 $ 0
73A. Payments per share outstanding during the entire current period:
(form nnn.nnnn)
1 Dividends from net investment income
Class A $0.0597
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class C $0.0439
Class R $0.0544
Class Y $0.0724
Class R5 $0.0724
Class R6 $0.0724
74U. 1 Number of shares outstanding (000's Omitted)
Class A 754
2 Number of shares outstanding of a second class of open-end
company shares (000's Omitted)
Class C 162
Class R 11
Class Y 197
Class R5 1
Class R6 1
74V. 1 Net asset value per share (to nearest cent)
Class A $ 14.74
2 Net asset value per share of a second class of open-end company
shares (to nearest cent)
Class C $ 14.51
Class R $ 14.67
Class Y $ 14.81
Class R5 $ 14.81
Class R6 $ 14.81
INVESCO SELECT OPPORTUNITIES FUND SUB-ITEM 77Q3
DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF
INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL
INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V.
FOR PERIOD ENDING: 10/31/2014
FILE NUMBER : 811-6463
SERIES NO.: 13
72DD. 1 Total income dividends for which record date passed during the
period. (000's Omitted)
Class A $ 27
2 Dividends for a second class of open-end company shares (000's
Omitted)
Class C $ 2
Class R $ 1
Class Y $ 24
Class R5 $ 0
Class R6 $ 0
73A. Payments per share outstanding during the entire current period:
(form nnn.nnnn)
1 Dividends from net investment income
Class A $0.0678
2 Dividends for a second class of open-end company shares (form
nnn.nnnn)
Class C $0.0425
Class R $0.0590
Class Y $0.0837
Class R5 $0.0837
Class R6 $0.0837
74U. 1 Number of shares outstanding (000's Omitted)
Class A 1,488
2 Number of shares outstanding of a second class of open-end
company shares (000's Omitted)
Class C 302
Class R 9
Class Y 1,565
Class R5 1
Class R6 1
74V. 1 Net asset value per share (to nearest cent)
Class A $ 14.55
2 Net asset value per share of a second class of open-end company
shares (to nearest cent)
Class C $ 14.35
Class R $ 14.49
Class Y $ 14.61
Class R5 $ 14.62
Class R6 $ 14.61