-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EEQyTnV87hFRy5KEge1WYTP4MO/gA1uGgI7vFJ6AmX6RyseCsBgF9nNCmb1Ks/Qf 5puN1h+oGC8moN2RgTE2Kg== 0000950129-08-005113.txt : 20081007 0000950129-08-005113.hdr.sgml : 20081007 20081007165735 ACCESSION NUMBER: 0000950129-08-005113 CONFORMED SUBMISSION TYPE: 40-17G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081007 DATE AS OF CHANGE: 20081007 EFFECTIVENESS DATE: 20081007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM Core Allocation Portfolio Series CENTRAL INDEX KEY: 0001335263 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21792 FILM NUMBER: 081112656 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-629-1919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM COUNSELOR SERIES TRUST CENTRAL INDEX KEY: 0001112996 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-09913 FILM NUMBER: 081112657 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-626-1919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM COUNSELOR SERIES FUNDS DATE OF NAME CHANGE: 20031126 FORMER COMPANY: FORMER CONFORMED NAME: AIM COUNSELOR SERIES FUNDS INC DATE OF NAME CHANGE: 20031001 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO COUNSELOR SERIES FUNDS INC DATE OF NAME CHANGE: 20001121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM VARIABLE INSURANCE FUNDS CENTRAL INDEX KEY: 0000896435 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07452 FILM NUMBER: 081112659 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7132141785 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM VARIABLE INSURANCE FUNDS INC DATE OF NAME CHANGE: 19930714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM INVESTMENT SECURITIES FUNDS CENTRAL INDEX KEY: 0000842790 IRS NUMBER: 760343427 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05686 FILM NUMBER: 081112661 BUSINESS ADDRESS: STREET 1: ELEVEN GREENWAY PLZ STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM INVESTMENT SECURITIES FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AIM PRIME RATE PREMIUM INCOME FUND INC DATE OF NAME CHANGE: 19910320 FORMER COMPANY: FORMER CONFORMED NAME: AIM PRIME RATE PLUS FUND INC DATE OF NAME CHANGE: 19891206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM INVESTMENT FUNDS CENTRAL INDEX KEY: 0000826644 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05426 FILM NUMBER: 081112663 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: G T INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: G T GLOBAL INCOME SERIES INC DATE OF NAME CHANGE: 19890521 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM FUNDS GROUP CENTRAL INDEX KEY: 0000019034 IRS NUMBER: 060841973 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01540 FILM NUMBER: 081112668 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLZ STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: AIM FUNDS GROUP STREET 2: 11 GREENWAY PLZ STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM FUNDS GROUP/DE DATE OF NAME CHANGE: 19940718 FORMER COMPANY: FORMER CONFORMED NAME: AIM FUNDS GROUP DATE OF NAME CHANGE: 19921016 FORMER COMPANY: FORMER CONFORMED NAME: CIGNA GROWTH FUND INC DATE OF NAME CHANGE: 19860227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM SECTOR FUNDS CENTRAL INDEX KEY: 0000725781 IRS NUMBER: 840933032 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-03826 FILM NUMBER: 081112664 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-626-1919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM SECTOR FUNDS INC DATE OF NAME CHANGE: 20031001 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO SECTOR FUNDS INC DATE OF NAME CHANGE: 19990330 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO STRATEGIC PORTFOLIOS INC DATE OF NAME CHANGE: 19940107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM EQUITY FUNDS CENTRAL INDEX KEY: 0000105377 IRS NUMBER: 132576643 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-01424 FILM NUMBER: 081112667 BUSINESS ADDRESS: STREET 1: ELEVEN GREENWAY PLZ STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM EQUITY FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WEINGARTEN EQUITY FUND INC DATE OF NAME CHANGE: 19880929 FORMER COMPANY: FORMER CONFORMED NAME: COMPUFUND INC DATE OF NAME CHANGE: 19880616 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS CENTRAL INDEX KEY: 0000880859 IRS NUMBER: 760352823 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06463 FILM NUMBER: 081112660 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: AIM INTERNATIONAL FUNDS INC STREET 2: 11 GREENWAY PLAZA SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM INTERNATIONAL FUNDS INC /MD/ DATE OF NAME CHANGE: 20000620 FORMER COMPANY: FORMER CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS DATE OF NAME CHANGE: 20000323 FORMER COMPANY: FORMER CONFORMED NAME: AIM INTERNATIONAL FUNDS INC DATE OF NAME CHANGE: 19920909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM TAX EXEMPT FUNDS CENTRAL INDEX KEY: 0000909466 IRS NUMBER: 766035958 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07890 FILM NUMBER: 081112658 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM TAX EXEMPT FUNDS INC/NEW DATE OF NAME CHANGE: 19940718 FORMER COMPANY: FORMER CONFORMED NAME: AIM TAX FREE FUNDS INC DATE OF NAME CHANGE: 19930721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHORT TERM INVESTMENTS TRUST CENTRAL INDEX KEY: 0000205007 IRS NUMBER: 741093914 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02729 FILM NUMBER: 081112665 BUSINESS ADDRESS: STREET 1: C/O AIM ADVISORS INC STREET 2: 11 GREENWAY PLAZA SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: SHORT TERM INVESTMENTS CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AIM BOND SHARES INC DATE OF NAME CHANGE: 19800909 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM TREASURERS SERIES TRUST CENTRAL INDEX KEY: 0000828806 IRS NUMBER: 586213968 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05460 FILM NUMBER: 081112662 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 713-626-1919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM TREASURERS SERIES FUNDS DATE OF NAME CHANGE: 20031126 FORMER COMPANY: FORMER CONFORMED NAME: AIM TREASURERS SERIES FUNDS INC DATE OF NAME CHANGE: 20031001 FORMER COMPANY: FORMER CONFORMED NAME: INVESCO TREASURERS SERIES FUNDS INC DATE OF NAME CHANGE: 19990524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM GROWTH SERIES CENTRAL INDEX KEY: 0000202032 IRS NUMBER: 942362417 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-17G/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-02699 FILM NUMBER: 081112666 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7036261919 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: G T GLOBAL GROWTH SERIES DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: G T GLOBAL GROWTH FUNDS DATE OF NAME CHANGE: 19870617 FORMER COMPANY: FORMER CONFORMED NAME: GT GLOBAL GROWTH SERIES DATE OF NAME CHANGE: 19870419 40-17G/A 1 h64458a1e40v17gza.txt AMENDMENT TO FORM 40-17G JOINT INSURANCE AGREEMENT THIS JOINT INSURANCE AGREEMENT, dated as of June 30, 2008, is by and among (i) the AIM Funds (the "Funds"), which Funds represent series portfolios of the Delaware statutory trusts ("Trusts") listed on Schedule A hereto and in which the Funds are respectively housed, and (ii) each of the entities ("Invesco Aim Entities") listed on Schedule A, which Invesco Aim Entities are also named as insureds under the ICI Mutual Insurance Company Investment Blanket Bond. BACKGROUND THIS AGREEMENT is entered into with the following background: A. Section 17(g) of the Investment Company Act of 1940 (the "Act") authorizes the Securities and Exchange Commission ("SEC") to require that the officers and employees of registered management investment companies be bonded against larceny and embezzlement, and the SEC has promulgated Rule 17g-1 requiring such coverage in specified minimum amounts. B. The Funds have obtained and maintain the bonds and policies of insurance providing coverage against larceny and embezzlement by their officers and the employees of certain of the Invesco Aim Entities named as insureds under Schedule A hereto (the "Joint Bonds"). C. The Board of Trustees of each Fund, by vote of a majority of its members and a majority of those members of the Board of each Fund who are not "interested persons" as defined by Section 2 (a) (19) of the Act, has given due consideration to all factors relevant to the amount, type, form, coverage and apportionment of recoveries and 1 premiums on the Joint Bonds and has approved the form, term and amount of the Joint Bonds, the portion of the premiums payable by each Fund, and the manner in which recovery on the Joint Bonds ("Joint Bond Proceeds"), if any, shall be shared by and among the parties hereto as hereinafter set forth. NOW, THEREFORE, IT IS HEREBY AGREED by and among the parties hereto as follows: 1. ALLOCATION OF PROCEEDS a. In the event a single party suffers a loss or losses covered under the Joint Bonds, the party suffering such loss or losses shall be entitled to be indemnified up to the full amount of the Joint Bond Proceeds. b. If more than one party is damaged in a single loss for which Joint Bond Proceeds are received, each such party shall receive that portion of the Joint Bond Proceeds which represents the loss sustained by that party, unless the recovery is inadequate to indemnify fully each such party. If the recovery is inadequate to indemnify fully each such party sustaining a loss, the Joint Bond Proceeds shall be allocated among such parties as set forth in (1) through (3) of this provision 1.b below. Any party not fully indemnified for its insurable losses as a result of this allocation is hereafter referred to as an "Unindemnified Party". (1) Each Trust sustaining a loss shall be allocated an amount equal to the lesser of its actual loss or the minimum amount of bond coverage allocated to such party specified on Schedule B hereto. 2 (2) Each Invesco Aim Entity sustaining a loss shall be allocated an amount equal to the lesser of its actual loss or its proportionate share of the minimum amount of the aggregate bond coverage allocable to the Invesco Aim Entities, as set forth Schedule B hereto. (3) The remaining portion of the Joint Bond Proceeds, if any, shall be allocated to each Unindemnified Party in the same proportion as such party's allocation of minimum bond coverage on Schedule B hereto bears to the aggregate of the minimum bond coverage amounts set forth on Schedule B for all Unindemnified Parties, provided that no party shall receive Joint Bond Proceeds in excess of its actual insurable losses. 2. ALLOCATION OF PREMIUMS a. Each party hereto has agreed that the premiums payable with respect to the Joint Bonds ("Premiums") shall be shared (the "Sharing Arrangement") between the Funds and the Invesco Aim Entities, with the Funds paying, in the aggregate, seventy percent (70%) thereof ("Fund Premiums") and the Invesco Aim Entities paying, in the aggregate, thirty percent (30%) thereof ("Invesco Aim Premiums"). b. After giving effect to the Sharing Arrangement, Fund Premiums shall be further allocated among each of the Funds by calculating, on an annual basis (and, in the event any increased or additional premium is required to be paid during the year, as of the date such increased or additional premium is due), each 3 Fund's proportionate share thereof, based on dividing each Fund's total net assets by the aggregate net assets of all of the Funds. 3. BOND COVERAGE REQUIREMENTS AND CHANGES a. Each party hereto has determined that the minimum amount of fidelity bond coverage deemed appropriate to be maintained by it is as set forth opposite its name in Schedule B. Each of the Trusts represents and warrants to each of the other parties hereto that the minimum amount of coverage required of it under Rule 17g-1 (d) (1) as of the date hereof is the amount reflected opposite its name in Schedule B. Each of the Trusts further agrees that it's Treasurer will promptly take such steps as may be necessary, from time to time, to increase its minimum coverage as set forth in Schedule B (and, if necessary, the face amount of the Joint Bonds) so that its minimum coverage as therein set forth shall at no time be less than the minimum coverage required of it under Rule 17g-l(d)(1). b. The parties hereto may, from time to time hereafter, agree to modify Schedule B to reflect changes in coverage both among the Trusts and the Invesco Aim Entities, so long as the amount of the change does not result in any Trust's minimum coverage becoming less than the minimum coverage required of it under Rule 17g-1(d)(1). All references in this Agreement to "Schedule B" shall be to such Schedule as amended as of the relevant date on which premiums are to be allocated or losses are sustained. 4 4. ADDITION OF NEW FUNDS AND SERIES The parties to this Agreement contemplate that additional trusts, funds or other related entities permitted by Rule 17g-1 ("Additional Entities") may be added from time to time after the date of this Agreement. In the event an Additional Entity is organized, such Entity may be included as an additional party to this Agreement if the Board of Trustees of each of the Trusts (including the Additional Entity Trust if it is being added) approve such addition and establish a revised minimum allocation of bond coverage. The inclusion of an additional Trust as a party to this Agreement shall be evidenced by such Trust's execution of the Addendum to this Agreement and all references herein to the "Trust" shall include any such Additional Entity Trusts. 5. TERM OF AGREEMENT This Agreement shall apply to the present fidelity bond coverage and any renewals or replacements thereof and shall continue thereafter until terminated by any party hereto upon the giving of not less than sixty days written notice to the other parties. 6. DISPUTES Any dispute arising under this Agreement shall be submitted to arbitration in the City of Houston, Texas under the Rules of the American Arbitration Association, and the decision rendered therein shall be final and binding upon the parties hereto. 7. GOVERNING LAW This Agreement shall be governed by, and construed in accordance with the laws of the State of Texas, to the extent not inconsistent with applicable provisions of the Act and the rules and regulations promulgated thereunder by the SEC. 5 IN WITNESS WHEREOF, the parties hereto, intending to be legally bound hereby, have caused this Agreement to be executed by a duly authorized officer or representative on the date first written above. AT INVESTOR SERVICES, INC. By: /s/ Hubbard Scott Caven, Jr. ---------------------------------------- Name: Hubbard Scott Caven, Jr. -------------------------------------- Title: President -------------------------------------- INVESCO AIM ADVISORS, INC. as sole shareholder of FUND MANAGEMENT COMPANY By: /s/ Todd L. Spillane ---------------------------------------- Name: Todd L. Spillane -------------------------------------- Title: Chief Compliance Officer -------------------------------------- INVESCO AIM ADVISORS, INC. By: /s/ Todd L. Spillane ---------------------------------------- Name: Todd L. Spillane -------------------------------------- Title: Chief Compliance Officer -------------------------------------- INVESCO AIM CAPITAL MANAGEMENT, INC. By: /s/ Todd L. Spillane ---------------------------------------- Name: Todd L. Spillane -------------------------------------- Title: Chief Compliance Officer -------------------------------------- INVESCO AIM DISTRIBUTORS, INC. By: /s/ Rebecca Starling-Klatt ---------------------------------------- Name: Rebecca Starling-Klatt -------------------------------------- Title: Chief Compliance Officer -------------------------------------- INVESCO AIM INVESTMENT SERVICES, INC. By: /s/ Rebecca Starling-Klatt ---------------------------------------- Name: Rebecca Starling-Klatt -------------------------------------- Title: Chief Compliance Officer -------------------------------------- 6 INVESCO AIM PRIVATE ASSET MANAGEMENT, INC. By: /s/ Todd L. Spillane ---------------------------------------- Name: Todd L. Spillane -------------------------------------- Title: Chief Compliance Officer -------------------------------------- INVESCO GLOBAL ASSET MANAGEMENT (N.A.), INC. By: /s/ Todd L. Spillane ---------------------------------------- Name: Todd L. Spillane -------------------------------------- Title: Chief Compliance Officer -------------------------------------- INVESCO INSTITUTIONAL (N.A.), INC. By: /s/ Todd L. Spillane ---------------------------------------- Name: Todd L. Spillane -------------------------------------- Title: Chief Compliance Officer -------------------------------------- INVESCO SENIOR SECURED MANAGEMENT, INC. By: /s/ Todd L. Spillane ---------------------------------------- Name: Todd L. Spillane -------------------------------------- Title: Chief Compliance Officer -------------------------------------- 7 AIM FUNDS MANAGEMENT INC. By: /s/ Graham Anderson ---------------------------------------- Name: Graham Anderson -------------------------------------- Title: Chief Investment Officer -------------------------------------- 8 INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH By: /s/ Karl Georg Bayer ---------------------------------------- Name: Karl Georg Bayer -------------------------------------- Title: Managing Director -------------------------------------- By: /s/ Christian Puschmann ---------------------------------------- Name: Christian Puschmann -------------------------------------- Title: Managing Director -------------------------------------- 9 INVESCO ASSET MANAGEMENT (JAPAN) LIMITED By: /s/ Masakazu Hasegawa ---------------------------------------- Name: Masakazu Hasegawa -------------------------------------- Title: Managing Director -------------------------------------- 10 INVESCO ASSET MANAGEMENT LIMITED By: /s/ Michelle Moran ---------------------------------------- Name: Michelle Moran -------------------------------------- Title: Head of Legal for UK and Ireland -------------------------------------- 11 INVESCO AUSTRALIA LIMITED By: /s/ Ian Coltman ---------------------------------------- Name: Ian Coltman -------------------------------------- Title: Head of Legal -------------------------------------- 12 INVESCO HONG KONG LIMITED By: /s/ Anna Tong ---------------------------------------- Name: Anna Tong -------------------------------------- Title: Director -------------------------------------- By: /s/ Fanny Lee ---------------------------------------- Name: Fanny Lee -------------------------------------- Title: Director -------------------------------------- 13 AIM CORE ALLOCATION PORTFOLIO SERIES By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM COUNSELOR SERIES TRUST By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM EQUITY FUNDS By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM FUNDS GROUP By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM GROWTH SERIES By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM INTERNATIONAL MUTUAL FUNDS By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM INVESTMENT FUNDS By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM INVESTMENT SECURITIES FUNDS By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- 14 AIM SECTOR FUNDS By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM TAX-EXEMPT FUNDS By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM TREASURER'S SERIES TRUST By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- AIM VARIABLE INSURANCE FUNDS By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- SHORT-TERM INVESTMENTS TRUST By: /s/ Sidney M. Dilgren ---------------------------------------- Name: Sidney M. Dilgren -------------------------------------- Title: Vice President & Treasurer -------------------------------------- 15 SCHEDULE A INVESCO AIM ENTITIES AIM FUNDS MANAGEMENT INC. AT INVESTOR SERVICES, INC. FUND MANAGEMENT COMPANY INVESCO AIM ADVISORS, INC. INVESCO AIM CAPITAL MANAGEMENT, INC. INVESCO AIM DISTRIBUTORS, INC. INVESCO AIM INVESTMENT SERVICES, INC. INVESCO AIM PRIVATE ASSET MANAGEMENT, INC. INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH INVESCO ASSET MANAGEMENT (JAPAN) LIMITED INVESCO ASSET MANAGEMENT LIMITED INVESCO AUSTRALIA LIMITED INVESCO GLOBAL ASSET MANAGEMENT (N.A.), INC. INVESCO HONG KONG LIMITED INVESCO INSTITUTIONAL (N.A.), INC. INVESCO SENIOR SECURED MANAGEMENT, INC. AIM FUNDS AIM CORE ALLOCATION PORTFOLIO SERIES AIM COUNSELOR SERIES TRUST AIM EQUITY FUNDS AIM FUNDS GROUP AIM GROWTH SERIES AIM INTERNATIONAL MUTUAL FUNDS AIM INVESTMENT FUNDS AIM INVESTMENT SECURITIES FUNDS AIM SECTOR FUNDS AIM TAX-EXEMPT FUNDS AIM TREASURER'S SERIES TRUST AIM VARIABLE INSURANCE FUNDS SHORT-TERM INVESTMENTS TRUST 16 SCHEDULE B ALLOCATION OF MINIMUM BOND COVERAGE
- ---------------------------------------------------------------------- -------------------------------------- INSURED MINIMUM BOND COVERAGE - ---------------------------------------------------------------------- -------------------------------------- INVESCO AIM ENTITIES N/A - ---------------------------------------------------------------------- -------------------------------------- AIM CORE ALLOCATION PORTFOLIO SERIES $225,000 - ---------------------------------------------------------------------- -------------------------------------- AIM COUNSELOR SERIES TRUST $1,500,000 - ---------------------------------------------------------------------- -------------------------------------- AIM EQUITY FUNDS $2,500,000 - ---------------------------------------------------------------------- -------------------------------------- AIM FUNDS GROUP $2,100,000 - ---------------------------------------------------------------------- -------------------------------------- AIM GROWTH SERIES $2,500,000 - ---------------------------------------------------------------------- -------------------------------------- AIM INTERNATIONAL MUTUAL FUNDS $2,500,000 - ---------------------------------------------------------------------- -------------------------------------- AIM INVESTMENT FUNDS $2,100,000 - ---------------------------------------------------------------------- -------------------------------------- AIM INVESTMENT SECURITIES FUNDS $2,500,000 - ---------------------------------------------------------------------- -------------------------------------- AIM SECTOR FUNDS $2,500,000 - ---------------------------------------------------------------------- -------------------------------------- AIM TAX-EXEMPT FUNDS $1,000,000 - ---------------------------------------------------------------------- -------------------------------------- AIM TREASURER'S SERIES TRUST $2,500,000 - ---------------------------------------------------------------------- -------------------------------------- AIM VARIABLE INSURANCE FUNDS $2,500,000 - ---------------------------------------------------------------------- -------------------------------------- SHORT-TERM INVESTMENTS TRUST $2,500,000 - ---------------------------------------------------------------------- --------------------------------------
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