0000950123-12-014191.txt : 20121228 0000950123-12-014191.hdr.sgml : 20121228 20121228131651 ACCESSION NUMBER: 0000950123-12-014191 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20121228 DATE AS OF CHANGE: 20121228 EFFECTIVENESS DATE: 20121228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) CENTRAL INDEX KEY: 0000880859 IRS NUMBER: 760352823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06463 FILM NUMBER: 121289966 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STE 2500 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: AIM INTERNATIONAL FUNDS INC STREET 2: 11 GREENWAY PLAZA SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS DATE OF NAME CHANGE: 20031126 FORMER COMPANY: FORMER CONFORMED NAME: AIM INTERNATIONAL FUNDS INC /MD/ DATE OF NAME CHANGE: 20000620 FORMER COMPANY: FORMER CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS DATE OF NAME CHANGE: 20000323 0000880859 S000000226 INVESCO Asia Pacific Growth Fund C000000537 Class A ASIAX C000000538 Class B ASIBX C000000539 Class C ASICX C000071235 Class Y ASIYX 0000880859 S000000227 INVESCO European Growth Fund C000000540 Class A AEDAX C000000541 Class B AEDBX C000000542 Class C AEDCX C000000543 Class R AEDRX C000000544 Investor Class EGINX C000071236 Class Y AEDYX 0000880859 S000000228 INVESCO Global Small & Mid Cap Growth Fund C000000545 Class A AGAAX C000000546 Class B AGABX C000000547 Class C AGACX C000053091 CLASS R5 GAIIX C000071237 Class Y AGAYX 0000880859 S000000229 INVESCO Global Growth Fund C000000548 Class A AGGAX C000000549 Class B AGGBX C000000550 Class C AGGCX C000053092 CLASS R5 GGAIX C000071238 Class Y AGGYX C000120686 Class R6 0000880859 S000000230 INVESCO International Growth Fund C000000551 Class 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001100 0 033 001200 0 033 001300 0 034 000100 Y 034 000300 Y 034 000500 Y 034 000900 Y 034 001000 Y 034 001100 Y 034 001200 Y 034 001300 Y 035 000100 82 035 000300 21 035 000500 12 035 000900 39 035 001000 32 035 001100 4 035 001200 0 035 001300 0 036 A000100 N 036 B000100 0 036 A000300 N 036 B000300 0 036 A000500 N 036 B000500 0 036 A000900 N 036 B000900 0 036 A001000 N 036 B001000 0 036 A001100 N 036 B001100 0 036 A001200 N 036 B001200 0 036 A001300 N 036 B001300 0 037 000100 Y 037 000300 Y 037 000500 Y 037 000900 Y 037 001000 Y 037 001100 Y 037 001200 N 037 001300 N 038 000100 0 038 000300 1 038 000500 0 038 000900 11 038 001000 1 038 001100 0 PAGE 12 038 001200 0 038 001300 0 039 000100 N 039 000300 N 039 000500 N 039 000900 N 039 001000 N 039 001100 N 039 001200 N 039 001300 N 040 000100 Y 040 000300 Y 040 000500 Y 040 000900 Y 040 001000 Y 040 001100 Y 040 001200 Y 040 001300 Y 041 000100 Y 041 000300 Y 041 000500 Y 041 000900 Y 041 001000 Y 041 001100 Y 041 001200 Y 041 001300 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000900 0 PAGE 13 042 B000900 0 042 C000900 100 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 0 042 A001000 0 042 B001000 0 042 C001000 100 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 042 A001200 0 042 B001200 0 042 C001200 100 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 0 042 A001300 0 042 B001300 0 042 C001300 100 042 D001300 0 042 E001300 0 042 F001300 0 042 G001300 0 042 H001300 0 043 000100 7513 043 000300 1660 043 000500 981 043 000900 2060 043 001000 1793 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048 C020300 0.760 048 D010300 1500000 048 D020300 0.740 048 E010300 2500000 048 E020300 0.720 048 F010300 2500000 048 F020300 0.700 048 G010300 2500000 048 G020300 0.680 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 10000000 048 K020300 0.660 048 000500 0.000 048 A010500 250000 048 A020500 0.800 048 B010500 250000 048 B020500 0.780 048 C010500 500000 048 C020500 0.760 048 D010500 1500000 048 D020500 0.740 048 E010500 2500000 048 E020500 0.720 048 F010500 2500000 048 F020500 0.700 048 G010500 2500000 048 G020500 0.680 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 10000000 048 K020500 0.660 048 000900 0.000 048 A010900 250000 048 A020900 0.935 048 B010900 250000 048 B020900 0.910 PAGE 16 048 C010900 500000 048 C020900 0.885 048 D010900 1500000 048 D020900 0.860 048 E010900 2500000 048 E020900 0.835 048 F010900 2500000 048 F020900 0.810 048 G010900 2500000 048 G020900 0.785 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 10000000 048 K020900 0.760 048 001000 0.000 048 A011000 250000 048 A021000 0.935 048 B011000 250000 048 B021000 0.910 048 C011000 500000 048 C021000 0.885 048 D011000 1500000 048 D021000 0.860 048 E011000 2500000 048 E021000 0.835 048 F011000 2500000 048 F021000 0.810 048 G011000 2500000 048 G021000 0.785 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 10000000 048 K021000 0.760 048 001100 0.000 048 A011100 500000 048 A021100 0.750 048 B011100 500000 048 B021100 0.650 048 C011100 1000000 048 C021100 0.550 048 D011100 2000000 048 D021100 0.450 048 E011100 4000000 PAGE 17 048 E021100 0.400 048 F011100 6000000 048 F021100 0.375 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 8000000 048 K021100 0.350 048 001200 0.000 048 A011200 250000 048 A021200 0.800 048 B011200 250000 048 B021200 0.780 048 C011200 500000 048 C021200 0.760 048 D011200 1500000 048 D021200 0.740 048 E011200 2500000 048 E021200 0.720 048 F011200 2500000 048 F021200 0.700 048 G011200 2500000 048 G021200 0.680 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 10000000 048 K021200 0.660 048 001300 0.000 048 A011300 250000 048 A021300 0.800 048 B011300 250000 048 B021300 0.780 048 C011300 500000 048 C021300 0.760 048 D011300 1500000 048 D021300 0.740 048 E011300 2500000 048 E021300 0.720 048 F011300 2500000 048 F021300 0.700 048 G011300 2500000 048 G021300 0.680 PAGE 18 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 10000000 048 K021300 0.660 049 000100 N 049 000300 N 049 000500 N 049 000900 N 049 001000 N 049 001100 N 049 001200 N 049 001300 N 050 000100 N 050 000300 N 050 000500 N 050 000900 N 050 001000 N 050 001100 N 050 001200 N 050 001300 N 051 000100 N 051 000300 N 051 000500 N 051 000900 N 051 001000 N 051 001100 N 051 001200 N 051 001300 N 052 000100 N 052 000300 N 052 000500 N 052 000900 N 052 001000 N 052 001100 N 052 001200 N 052 001300 N 053 A000100 Y 053 B000100 Y 053 C000100 N 053 A000300 Y 053 B000300 Y 053 C000300 N 053 A000500 Y 053 B000500 Y 053 C000500 N 053 A000900 Y 053 B000900 Y PAGE 19 053 C000900 N 053 A001000 Y 053 B001000 Y 053 C001000 N 053 A001100 Y 053 B001100 Y 053 C001100 N 053 A001200 Y 053 B001200 Y 053 C001200 N 053 A001300 Y 053 B001300 Y 053 C001300 N 054 A00AA00 Y 054 B00AA00 N 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A000100 N 055 B000100 N 055 A000300 N 055 B000300 N 055 A000500 N 055 B000500 N 055 A000900 N 055 B000900 N 055 A001000 N 055 B001000 N 055 A001100 N 055 B001100 N 055 A001200 N 055 B001200 N 055 A001300 N 055 B001300 N 056 000100 Y 056 000300 Y 056 000500 Y 056 000900 Y 056 001000 Y 056 001100 Y 056 001200 Y PAGE 20 056 001300 Y 057 000100 N 057 000300 N 057 000500 N 057 000900 N 057 001000 N 057 001100 N 057 001200 N 057 001300 N 058 A000100 N 058 A000300 N 058 A000500 N 058 A000900 N 058 A001000 N 058 A001100 N 058 A001200 N 058 A001300 N 059 000100 Y 059 000300 Y 059 000500 Y 059 000900 Y 059 001000 Y 059 001100 Y 059 001200 Y 059 001300 Y 060 A000100 Y 060 B000100 Y 060 A000300 Y 060 B000300 Y 060 A000500 Y 060 B000500 Y 060 A000900 Y 060 B000900 Y 060 A001000 Y 060 B001000 Y 060 A001100 Y 060 B001100 Y 060 A001200 Y 060 B001200 Y 060 A001300 Y 060 B001300 Y 061 000100 50 061 000300 50 061 000500 50 061 000900 50 061 001000 50 061 001100 50 061 001200 50 061 001300 50 062 A000100 N 062 B000100 0.0 PAGE 21 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 PAGE 22 062 R000500 0.0 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 PAGE 23 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 062 A001300 N 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 0.0 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 063 A000100 0 063 B000100 0.0 063 A000300 0 063 B000300 0.0 063 A000500 0 063 B000500 0.0 063 A000900 0 063 B000900 0.0 063 A001000 0 063 B001000 0.0 063 A001100 0 PAGE 24 063 B001100 0.0 063 A001200 0 063 B001200 0.0 063 A001300 0 063 B001300 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 066 A000900 Y 066 B000900 N 066 C000900 Y 066 D000900 N 066 E000900 N 066 F000900 N 066 G000900 N 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 066 A001100 Y 066 B001100 N 066 C001100 N 066 D001100 Y 066 E001100 N 066 F001100 N 066 G001100 N 066 A001200 Y 066 B001200 N 066 C001200 N 066 D001200 Y PAGE 25 066 E001200 N 066 F001200 N 066 G001200 N 066 A001300 Y 066 B001300 N 066 C001300 Y 066 D001300 N 066 E001300 N 066 F001300 N 066 G001300 N 067 000100 N 067 000300 N 067 000500 N 067 000900 N 067 001000 N 067 001100 N 067 001200 N 067 001300 N 068 A000100 N 068 B000100 Y 068 A000300 N 068 B000300 Y 068 A000500 N 068 B000500 Y 068 A000900 N 068 B000900 Y 068 A001000 N 068 B001000 Y 068 A001100 N 068 B001100 Y 068 A001200 N 068 B001200 Y 068 A001300 N 068 B001300 Y 069 000100 N 069 000300 N 069 000500 N 069 000900 N 069 001000 N 069 001100 N 069 001200 N 069 001300 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y PAGE 26 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y PAGE 27 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010900 Y 070 A020900 N 070 B010900 Y PAGE 28 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 Y 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 Y 070 N010900 Y 070 N020900 N 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 N 070 Q020900 N 070 R010900 Y 070 R020900 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N PAGE 29 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 Y 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 Y 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N PAGE 30 070 Q021100 N 070 R011100 Y 070 R021100 N 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 Y 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 N 070 P021200 N 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 070 A011300 Y 070 A021300 N 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 N 070 F011300 Y 070 F021300 N PAGE 31 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N 070 I011300 N 070 I021300 N 070 J011300 Y 070 J021300 N 070 K011300 Y 070 K021300 Y 070 L011300 Y 070 L021300 Y 070 M011300 Y 070 M021300 Y 070 N011300 Y 070 N021300 N 070 O011300 Y 070 O021300 N 070 P011300 Y 070 P021300 N 070 Q011300 N 070 Q021300 N 070 R011300 Y 070 R021300 N 071 A000100 1355122 071 B000100 925594 071 C000100 4512327 071 D000100 21 071 A000300 195865 071 B000300 257275 071 C000300 532422 071 D000300 37 071 A000500 76305 071 B000500 70183 071 C000500 212551 071 D000500 33 071 A000900 81386 071 B000900 111604 071 C000900 493474 071 D000900 16 071 A001000 105668 071 B001000 192534 071 C001000 731005 071 D001000 14 071 A001100 54920 071 B001100 56720 071 C001100 371033 071 D001100 15 071 A001200 3248 071 B001200 289 071 C001200 3093 PAGE 32 071 D001200 9 071 A001300 1630 071 B001300 121 071 C001300 1631 071 D001300 7 072 A000100 12 072 B000100 15 072 C000100 117680 072 D000100 0 072 E000100 0 072 F000100 42771 072 G000100 0 072 H000100 0 072 I000100 8159 072 J000100 1449 072 K000100 0 072 L000100 544 072 M000100 280 072 N000100 180 072 O000100 0 072 P000100 0 072 Q000100 642 072 R000100 60 072 S000100 57 072 T000100 7513 072 U000100 0 072 V000100 0 072 W000100 124 072 X000100 61779 072 Y000100 666 072 Z000100 56582 072AA000100 215464 072BB000100 149899 072CC010100 237734 072CC020100 0 072DD010100 24795 072DD020100 38836 072EE000100 0 072 A000300 12 072 B000300 0 072 C000300 13675 072 D000300 0 072 E000300 0 072 F000300 4453 072 G000300 0 072 H000300 0 072 I000300 1454 072 J000300 262 072 K000300 0 072 L000300 68 072 M000300 52 PAGE 33 072 N000300 0 072 O000300 65 072 P000300 0 072 Q000300 164 072 R000300 55 072 S000300 13 072 T000300 1660 072 U000300 0 072 V000300 0 072 W000300 32 072 X000300 8278 072 Y000300 53 072 Z000300 5450 072AA000300 47770 072BB000300 39434 072CC010300 28821 072CC020300 0 072DD010300 6820 072DD020300 803 072EE000300 35697 072 A000500 12 072 B000500 0 072 C000500 6579 072 D000500 0 072 E000500 0 072 F000500 2395 072 G000500 0 072 H000500 0 072 I000500 1028 072 J000500 94 072 K000500 0 072 L000500 71 072 M000500 35 072 N000500 65 072 O000500 0 072 P000500 0 072 Q000500 103 072 R000500 56 072 S000500 10 072 T000500 981 072 U000500 73 072 V000500 0 072 W000500 22 072 X000500 4933 072 Y000500 667 072 Z000500 2313 072AA000500 28579 072BB000500 10301 072CC010500 14406 072CC020500 0 072DD010500 1135 PAGE 34 072DD020500 18 072EE000500 0 072 A000900 12 072 B000900 0 072 C000900 13435 072 D000900 0 072 E000900 0 072 F000900 5076 072 G000900 0 072 H000900 0 072 I000900 1204 072 J000900 456 072 K000900 0 072 L000900 85 072 M000900 51 072 N000900 68 072 O000900 0 072 P000900 0 072 Q000900 152 072 R000900 51 072 S000900 12 072 T000900 2060 072 U000900 0 072 V000900 0 072 W000900 27 072 X000900 9242 072 Y000900 70 072 Z000900 4263 072AA000900 34909 072BB000900 22287 072CC010900 71935 072CC020900 0 072DD010900 3532 072DD020900 501 072EE000900 38604 072 A001000 12 072 B001000 0 072 C001000 27158 072 D001000 0 072 E001000 0 072 F001000 7236 072 G001000 0 072 H001000 0 072 I001000 1696 072 J001000 268 072 K001000 0 072 L001000 108 072 M001000 68 072 N001000 77 072 O001000 0 072 P001000 0 PAGE 35 072 Q001000 225 072 R001000 50 072 S001000 13 072 T001000 1793 072 U001000 0 072 V001000 0 072 W001000 39 072 X001000 11573 072 Y001000 86 072 Z001000 15671 072AA001000 68391 072BB001000 25333 072CC011000 34601 072CC021000 0 072DD011000 11239 072DD021000 14274 072EE001000 0 072 A001100 12 072 B001100 15 072 C001100 9696 072 D001100 0 072 E001100 0 072 F001100 2109 072 G001100 0 072 H001100 0 072 I001100 340 072 J001100 78 072 K001100 0 072 L001100 26 072 M001100 37 072 N001100 77 072 O001100 0 072 P001100 0 072 Q001100 115 072 R001100 43 072 S001100 8 072 T001100 320 072 U001100 0 072 V001100 0 072 W001100 24 072 X001100 3177 072 Y001100 12 072 Z001100 6546 072AA001100 13242 072BB001100 22872 072CC011100 9253 072CC021100 0 072DD011100 1195 072DD021100 8125 072EE001100 0 072 A001200 3 PAGE 36 072 B001200 0 072 C001200 17 072 D001200 0 072 E001200 0 072 F001200 6 072 G001200 0 072 H001200 0 072 I001200 0 072 J001200 3 072 K001200 0 072 L001200 4 072 M001200 6 072 N001200 22 072 O001200 0 072 P001200 0 072 Q001200 12 072 R001200 30 072 S001200 1 072 T001200 1 072 U001200 0 072 V001200 0 072 W001200 2 072 X001200 87 072 Y001200 77 072 Z001200 7 072AA001200 17 072BB001200 33 072CC011200 201 072CC021200 0 072DD011200 0 072DD021200 0 072EE001200 0 072 A001300 3 072 B001300 0 072 C001300 7 072 D001300 0 072 E001300 0 072 F001300 4 072 G001300 0 072 H001300 0 072 I001300 0 072 J001300 2 072 K001300 0 072 L001300 4 072 M001300 6 072 N001300 22 072 O001300 0 072 P001300 0 072 Q001300 12 072 R001300 30 072 S001300 1 PAGE 37 072 T001300 1 072 U001300 0 072 V001300 0 072 W001300 0 072 X001300 82 072 Y001300 75 072 Z001300 0 072AA001300 21 072BB001300 11 072CC011300 114 072CC021300 0 072DD011300 0 072DD021300 0 072EE001300 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 073 A010300 0.0000 073 A020300 0.0000 073 B000300 1.0947 073 C000300 0.0000 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010900 0.0000 073 A020900 0.0000 073 B000900 2.1008 073 C000900 0.0000 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 073 A011300 0.0000 073 A021300 0.0000 073 B001300 0.0000 073 C001300 0.0000 074 A000100 5056 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 PAGE 38 074 F000100 4915042 074 G000100 0 074 H000100 0 074 I000100 466411 074 J000100 15581 074 K000100 0 074 L000100 21412 074 M000100 233 074 N000100 5423735 074 O000100 27223 074 P000100 2432 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 18120 074 S000100 0 074 T000100 5375960 074 U010100 76270 074 U020100 115591 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 813192 074 Y000100 0 074 A000300 27 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 519349 074 G000300 0 074 H000300 0 074 I000300 32361 074 J000300 2171 074 K000300 0 074 L000300 1848 074 M000300 105 074 N000300 555861 074 O000300 2478 074 P000300 411 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 3103 074 S000300 0 074 T000300 549869 074 U010300 26975 074 U020300 4124 074 V010300 0.00 PAGE 39 074 V020300 0.00 074 W000300 0.0000 074 X000300 93136 074 Y000300 0 074 A000500 185 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 303411 074 G000500 0 074 H000500 0 074 I000500 8235 074 J000500 899 074 K000500 20 074 L000500 975 074 M000500 102 074 N000500 313827 074 O000500 1384 074 P000500 454 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 745 074 S000500 0 074 T000500 311244 074 U010500 11449 074 U020500 1490 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 70040 074 Y000500 0 074 A000900 9263 074 B000900 0 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 545522 074 G000900 0 074 H000900 0 074 I000900 65347 074 J000900 284 074 K000900 0 074 L000900 9806 074 M000900 76 074 N000900 630298 074 O000900 521 074 P000900 444 074 Q000900 0 PAGE 40 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 5456 074 S000900 0 074 T000900 623877 074 U010900 14940 074 U020900 5655 074 V010900 0.00 074 V020900 0.00 074 W000900 0.0000 074 X000900 89040 074 Y000900 0 074 A001000 116 074 B001000 0 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 757595 074 G001000 0 074 H001000 0 074 I001000 101399 074 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1651 076 000100 0.00 076 000300 0.00 076 000500 0.00 076 000900 0.00 PAGE 43 076 001000 0.00 076 001100 0.00 076 001200 0.00 076 001300 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 Y 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 Y 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE CO. 080 C00AA00 55000 081 A00AA00 Y 081 B00AA00 139 082 A00AA00 Y 082 B00AA00 100 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 Y 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE KELLI GALLEGOS TITLE ASSISTANT VP & ASSISTANT TREASURER EX-99.77B ACCT LTTR 2 dex99.txt EX-99.77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Trustees and Shareholders of AIM International Mutual Funds (Invesco International Mutual Funds): In planning and performing our audits of the financial statements of Invesco Asia Pacific Growth Fund, Invesco European Growth Fund, Invesco Global Small & Mid Cap Growth Fund, Invesco International Core Equity Fund, Invesco International Growth Fund, Invesco Global Growth Fund, Invesco Select Opportunities Fund and Invesco Global Opportunities Fund (hereafter referred to as the "Funds"), as of and for the year ended October 31, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. Management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of October 31, 2012. This report is intended solely for the information and use of management and the Board of Trustees of AIM International Mutual Funds (Invesco International Mutual Funds) and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ PricewaterhouseCoopers LLP Houston, Texas December 21, 2012 2 EX-99.77E LEGAL 3 dex991.txt EX-99.77E Sub-Item 77E AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) LEGAL PROCEEDINGS On August 30, 2005, the West Virginia Securities Commissioner (WVSC) issued a Summary Order to Cease and Desist and Notice of Right to Hearing to AIM Advisors, Inc. and AIM Distributors, Inc. (predecessors to Invesco Advisers, Inc. and Invesco Distributors, Inc., respectively) (collectively, "Invesco") (Order No. 05-1318). The WVSC alleged that Invesco entered into certain arrangements permitting market timing and failed to disclose these arrangements in violation of the West Virginia securities laws. The WVSC ordered Invesco to cease any further violations and sought to impose monetary sanctions, including restitution to affected investors, disgorgement of fees, reimbursement of investigatory, administrative and legal costs and an "administrative assessment" to be determined by the Commissioner. On October 27, 2011, a hearing examiner was appointed to this matter. This matter continues to be indefinitely suspended. Management of Invesco and the Trust believe that the outcome of the proceedings described above will not have a material adverse effect on the Trust or on the ability of Invesco to provide ongoing services to the Trust. EX-99.77I NEW SECUR 4 dex992.txt EX-99.77I SUB-ITEM 77I TERMS OF NEW OR AMENDED SECURITIES AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) INVESCO GLOBAL GROWTH FUND, INVESCO GLOBAL OPPORTUNITIES FUND, INVESCO INTERNATIONAL CORE EQUITY FUND, INVESCO INTERNATIONAL GROWTH FUND AND INVESCO SELECT OPPORTUNITIES FUND On September 24, 2012, AIM International Mutual Funds (Invesco International Mutual Funds) (the "Trust") commenced operations of Class R6 shares for the following funds: Invesco Global Growth Fund, Invesco Global Opportunities Fund, Invesco International Core Equity Fund, Invesco International Growth Fund and Invesco Select Opportunities Fund (each a "Fund" and collectively the "Funds"). Class R6 shares are sold at net asset value, and are not subject to an initial sales charge or to a CDSC. Shares of beneficial interest of the Trust are redeemable at their net asset value at the option of the shareholder or at the option of the Trust in certain circumstances, subject in certain circumstances to a contingent deferred sales charge. Each class of shares represents an interest in the same portfolio of investments. Differing sales charges and expenses will result in differing net asset values and dividends and distributions. Each share of a Fund generally has the same voting, dividend, liquidation and other rights; however, each class of shares of a Fund is subject to different sales loads, conversion features, exchange privileges and class-specific expenses. Only shareholders of a specific class may vote on matters relating to that class's distribution plan. Shareholders of each Fund are entitled to one vote per share (with proportionate voting for fractional shares), irrespective of the relative net asset value of the shares of a Fund. However, on matters affecting an individual Fund or class of shares, a separate vote of shareholders of that Fund or class is required. Shareholders of a Fund or class are not entitled to vote on any matter which does not affect that Fund or class but that requires a separate vote of another Fund or class. When issued, shares of each Fund are fully paid and nonassessable, have no preemptive or subscription rights, and are freely transferable. Class R6 shares do not have conversion rights. Class R6 shares do not have cumulative voting rights, which means that when shareholders elect trustees, holders of more than 50% of the shares voting for the election of trustees can elect all of the trustees of the Trust, and the holders of fewer than 50% of the shares voting for the election of trustees will not be able to elect any trustees. Upon any liquidation of the Trust, shareholders of each class are entitled to share pro rata in the net assets belonging to the applicable Fund allocable to such class available for distribution after satisfaction of outstanding liabilities of the Fund allocable to such class. Under Delaware law, shareholders of a Delaware statutory trust shall be entitled to the same limitation of personal liability extended to shareholders of private for-profit corporations organized under Delaware law. There is a remote possibility, however, that shareholders could, under certain circumstances, be held liable for the obligations of the Trust to the extent the courts of another state, which does not recognize such limited liability, were to apply the laws of such state to a controversy involving such obligations. The Trust Agreement disclaims shareholder liability for acts or obligations of the Trust and requires that notice of such disclaimer be given in each agreement, obligation or instrument entered into or executed by the Trust or the trustees to all parties. The Trust Agreement provides for indemnification out of the property of the Fund for all losses and expenses of any shareholder of such Fund held liable on account of being or having been a shareholder. Thus, the risk of a shareholder incurring financial loss due to shareholder liability is limited to circumstances in which the Fund is unable to meet its obligations and the complaining party is not held to be bound by the disclaimer. EX-99.77Q1 OTHR EXHB 5 dex993.txt EX-99.77Q1A Sub-Item 77Q1(a) AMENDMENT NO. 10 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) This Amendment No.10 (the "Amendment") to the Amended and Restated Agreement and Declaration of Trust of AIM International Mutual Funds (the "Trust") amends, effective September 24, 2012, the Amended and Restated Agreement and Declaration of Trust of the Trust dated as of September 14, 2005, as amended (the "Agreement"). Under Section 9.7 of the Agreement, this Amendment may be executed by a duly authorized officer of the Trust. WHEREAS, the Trust desires to amend the Agreement to (i) add Class R6 Shares to select funds and (ii) change the name of Institutional Class Shares to Class R5 Shares; NOW, THEREFORE, the Agreement is hereby amended as follows: 1. Schedule A of the Agreement is hereby amended and restated to read in its entirety as set forth on Exhibit 1 to this Amendment. 2. All references in the Agreement to "this Agreement" shall mean the Agreement as amended by this Amendment. 3. Except as specifically amended by this Amendment, the Agreement is hereby confirmed and remains in full force and effect. IN WITNESS WHEREOF, the undersigned, a duly authorized officer of the Trust, has executed this Amendment as of July 16, 2012. By: /s/ John M. Zerr ------------------------------ Name: John M. Zerr Title: Senior Vice President EXHIBIT 1 "SCHEDULE A AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) PORTFOLIOS AND CLASSES THEREOF
PORTFOLIO CLASSES OF EACH PORTFOLIO --------- ------------------------- Invesco Asia Pacific Growth Fund Class A Shares Class B Shares Class C Shares Class R5 Shares Class Y Shares Invesco European Growth Fund Class A Shares Class B Shares Class C Shares Class R Shares Class R5 Shares Class Y Shares Investor Class Shares Invesco Global Growth Fund Class A Shares Class B Shares Class C Shares Class R5 Shares Class R6 Shares Class Y Shares Invesco Global Opportunities Fund Class A Shares Class C Shares Class R Shares Class R5 Shares Class R6 Shares Class Y Shares Invesco Global Small & Mid Cap Growth Fund Class A Shares Class B Shares Class C Shares Class R5 Shares Class Y Shares
PORTFOLIO CLASSES OF EACH PORTFOLIO --------- ------------------------- Invesco Global Select Companies Fund Class A Shares Class C Shares Class R Shares Class R5 Shares Class R6 Shares Class Y Shares Invesco International Core Equity Fund Class A Shares Class B Shares Class C Shares Class R Shares Class R5 Shares Class R6 Shares Class Y Shares Investor Class Shares Invesco International Growth Fund Class A Shares Class B Shares Class C Shares Class R Shares Class R5 Shares Class R6 Shares Class Y Shares"
Sub-Item 77Q1(a) AMENDMENT NO. 11 TO AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) This Amendment No.11 (the "Amendment") to the Amended and Restated Agreement and Declaration of Trust of AIM International Mutual Funds (the "Trust") amends, effective July 27, 2012, the Amended and Restated Agreement and Declaration of Trust of the Trust dated as of September 14, 2005, as amended (the "Agreement"). Under Section 9.7 of the Agreement, this Amendment may be executed by a duly authorized officer of the Trust. WHEREAS, the Trust desires to amend the Agreement to change the name of Invesco Global Select Companies Fund to Invesco Select Opportunities Fund; NOW, THEREFORE, the Agreement is hereby amended as follows: 1. Schedule A of the Agreement is hereby amended and restated to read in its entirety as set forth on Exhibit 1 to this Amendment. 2. All references in the Agreement to "this Agreement" shall mean the Agreement as amended by this Amendment. 3. Except as specifically amended by this Amendment, the Agreement is hereby confirmed and remains in full force and effect. IN WITNESS WHEREOF, the undersigned, a duly authorized officer of the Trust, has executed this Amendment as of July 27, 2012. By: /s/ John M. Zerr ------------------------------ Name: John M. Zerr Title: Senior Vice President EXHIBIT 1 "SCHEDULE A AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) PORTFOLIOS AND CLASSES THEREOF
PORTFOLIO CLASSES OF EACH PORTFOLIO --------- --------------------------- Invesco Asia Pacific Growth Fund Class A Shares Class B Shares Class C Shares Class Y Shares Institutional Class Shares Invesco European Growth Fund Class A Shares Class B Shares Class C Shares Class R Shares Class Y Shares Institutional Class Shares Investor Class Shares Invesco Global Growth Fund Class A Shares Class B Shares Class C Shares Class Y Shares Institutional Class Shares Invesco Global Opportunities Fund Class A Shares Class C Shares Class R Shares Class Y Shares Institutional Class Shares Invesco Global Small & Mid Cap Growth Fund Class A Shares Class B Shares Class C Shares Class Y Shares Institutional Class Shares Invesco Select Opportunities Fund Class A Shares Class C Shares Class R Shares Class Y Shares Institutional Class Shares Invesco International Core Equity Fund Class A Shares Class B Shares Class C Shares Class R Shares Class Y Shares Institutional Class Shares Investor Class Shares
PORTFOLIO CLASSES OF EACH PORTFOLIO --------- ---------------------------- Invesco International Growth Fund Class A Shares Class B Shares Class C Shares Class R Shares Class Y Shares Institutional Class Shares"
EX-99.77Q1 OTHR EXHB 6 dex994.txt EX-99.77Q1E Sub-Item 77Q1(e) MEMORANDUM OF AGREEMENT (ADVISORY FEE WAIVERS) This Memorandum of Agreement is entered into as of the effective date on the attached Exhibit A and B (each an "Exhibit" or, collectively the "Exhibits"), between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM International Mutual Funds (Invesco International Mutual Funds), AIM Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Treasurer's Series Trust (Invesco Treasurer's Series Trust), AIM Variable Insurance Funds (Invesco Variable Insurance Funds), Invesco Municipal Income Opportunities Trust, Invesco, Invesco Municipal Premium Income Trust, Invesco Quality Municipal Income Trust, Invesco Quality Municipal Investment Trust, Invesco Quality Municipal Securities, Invesco Value Municipal Bond Trust, Invesco Value Municipal Income Trust, Invesco Value Municipal Securities, Invesco Value Municipal Trust, and Short-Term Investments Trust (each a "Trust" or, collectively, the "Trusts"), on behalf of the funds listed on the Exhibits to this Memorandum of Agreement (the "Funds"), and Invesco Advisers, Inc. ("Invesco"). Invesco shall and hereby agrees to waive fees of the Funds, on behalf of their respective classes as applicable, severally and not jointly, as indicated in the Exhibits. For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, Invesco agrees that until at least the expiration date set forth on Exhibit A (the "Expiration Date") and with respect to those Funds listed on the Exhibit, Invesco will waive its advisory fees at the rate set forth on the Exhibit. For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts and Invesco agree as follows: 1. Invesco agrees that until the expiration date, if any, of the commitment set forth on the attached Exhibit B occurs, as such Exhibit B is amended from time to time, Invesco will waive advisory fees payable by an Investing Fund (defined below) in an amount equal to 100% of the net advisory fee Invesco receives on the Uninvested Cash (defined below) from the Affiliated Money Market Fund (defined below) in which the Investing Fund invests (the "Waiver"). i. Invesco's Fund Accounting Group will calculate, and apply, the Waiver monthly, based upon the average investment of Uninvested Cash made by the Investing Fund during the previous month in an Affiliated Money Market Fund. ii. The Waiver will not apply to those Investing Funds that do not charge an advisory fee, either due to the terms of their advisory agreement, or as a result of contractual or voluntary fee waivers. iii. The Waiver will not apply to cash collateral for securities lending. For purposes of the paragraph above, the following terms shall have the following meanings: (a) "Affiliated Money Market Fund"--any existing or future Trust that holds itself out as a money market fund and complies with Rule 2a-7 under the Investment Company Act of 1940, as amended; (b) "Investing Fund" - any Fund investing Cash Balances and/or Cash Collateral in an Affiliated Money Market Fund; and (c) "Uninvested Cash"--cash available and uninvested by a Trust that may result from a variety of sources, including dividends or interest received on portfolio securities, unsettled securities transactions, strategic reserves, matured investments, proceeds from liquidation of investment securities, dividend payments, or new investor capital. 2. Neither a Trust nor Invesco may remove or amend the Waiver to a Trust's detriment prior to requesting and receiving the approval of the Board of Trustee of the applicable Fund's Trust to remove or amend such Waiver. Invesco will not have any right to reimbursement of any amount so waived. The Boards of Trustees and Invesco may terminate or modify this Memorandum of Agreement prior to the Expiration Date only by mutual written consent. Invesco will not have any right to reimbursement of any amount so waived or reimbursed. Subject to the foregoing paragraphs, Invesco agrees to review the then-current waivers for each class of the Funds listed on the Exhibits on a date prior to the Expiration Date to determine whether such waivers should be amended, continued or terminated. The waivers will expire upon the Expiration Date unless the Trusts and Invesco have agreed to continue them. The Exhibits will be amended to reflect any such agreement. It is expressly agreed that the obligations of the Trusts hereunder shall not be binding upon any of the Trustees, shareholders, nominees, officers, agents or employees of the Trusts personally, but shall only bind the assets and property of the Funds, as provided in each Trust's Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement have been authorized by the Trustees of each Trust, and this Memorandum of Agreement has been executed and delivered by an authorized officer of each Trust acting as such; neither such authorization by such Trustees nor such execution and delivery by such officer shall be deemed to have been made by any of them individually or to impose any liability on any of them personally, but shall bind only the assets and property of the Funds, as provided in each Trust's Agreement and Declaration of Trust. IN WITNESS WHEREOF, each of the Trusts, on behalf of itself and its Funds listed in Exhibit A and B to this Memorandum of Agreement, and Invesco have entered into this Memorandum of Agreement as of the Effective Date on the attached Exhibits. AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) AIM FUNDS GROUP (INVESCO FUNDS GROUP) AIM GROWTH SERIES (INVESCO GROWTH SERIES) AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS) AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST INVESCO MUNICIPAL PREMIUM INCOME TRUST INVESCO QUALITY MUNICIPAL INCOME TRUST INVESCO QUALITY MUNICIPAL INVESTMENT TRUST INVESCO QUALITY MUNICIPAL SECURITIES INVESCO VALUE MUNICIPAL BOND TRUST INVESCO VALUE MUNICIPAL INCOME TRUST INVESCO VALUE MUNICIPAL SECURITIES INVESCO VALUE MUNICIPAL TRUST SHORT-TERM INVESTMENTS TRUST on behalf of the Funds listed in the Exhibit to this Memorandum of Agreement By: /s/ John M. Zerr -------------------------- Title: Senior Vice President INVESCO ADVISERS, INC. By: /s/ John M. Zerr -------------------------- Title: Senior Vice President EXHIBIT A TO ADVISORY FEE MOA
AIM EQUITY FUNDS (INVESCO EQUITY EXPIRATION FUNDS) WAIVER DESCRIPTION EFFECTIVE DATE DATE ------------------------------- --------------------------------------------------------- -------------- ---------- Invesco Constellation Fund Invesco will waive advisory fees to the extent necessary 3/27/2006 12/31/2012 so that advisory fees Invesco receives do not exceed the annualized rates listed below. 0.695% of the first $250M 0.615% of the next $4B 0.595% of the next $750M 0.57% of the next $2.5B 0.545% of the next $2.5B 0.52% of the excess over $10B
AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S EXPIRATION SERIES TRUST) WAIVER DESCRIPTION EFFECTIVE DATE DATE ------------------------------- -------------------------------------------------------- -------------- ---------- Premier Portfolio Invesco will waive advisory fees in the amount of 0.07% 2/1/2011 12/31/2012 of the Fund's average daily net assets Premier U.S. Government Money Invesco will waive advisory fees in the amount of 0.07% 2/1/2011 12/31/2012 Portfolio of the Fund's average daily net assets
EXHIBIT "B" AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL --------- ----------------- --------------- Invesco American Franchise Fund February 12, 2010 June 30, 2013 Invesco California Tax-Free Income Fund February 12, 2010 June 30, 2013 Invesco Core Plus Bond Fund June 2, 2009 June 30, 2013 Invesco Equally-Weighted S&P 500 Fund February 12, 2010 June 30, 2013 Invesco Equity and Income Fund February 12, 2010 June 30, 2013 Invesco Floating Rate Fund July 1, 2007 June 30, 2013 Invesco Global Real Estate Income Fund July 1, 2007 June 30, 2013 Invesco Growth and Income Fund February 12, 2010 June 30, 2013 Invesco Pennsylvania Tax Free Income Fund February 12, 2010 June 30, 2013 Invesco S&P 500 Index Fund February 12, 2010 June 30, 2013 Invesco Small Cap Growth Fund February 12, 2010 June 30, 2013 Invesco U.S. Quantitative Core Fund July 1, 2007 June 30, 2013
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL --------- -------------- --------------- Invesco Charter Fund July 1, 2007 June 30, 2013 Invesco Constellation Fund July 1, 2007 June 30, 2013 Invesco Disciplined Equity Fund July 14, 2009 June 30, 2013 Invesco Diversified Dividend Fund July 1, 2007 June 30, 2013 Invesco Summit Fund July 1, 2007 June 30, 2013
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
FUND EFFECTIVE DATE COMMITTED UNTIL ---- -------------- --------------- Invesco European Small Company Fund July 1, 2007 June 30, 2013 Invesco Global Core Equity Fund July 1, 2007 June 30, 2013 Invesco International Small Company Fund July 1, 2007 June 30, 2013 Invesco Small Cap Equity Fund July 1, 2007 June 30, 2013
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
FUND EFFECTIVE DATE COMMITTED UNTIL ---- ----------------- --------------- Invesco Convertible Securities Fund February 12, 2010 June 30, 2013 Invesco Global Quantitative Core Fund July 1, 2007 June 30, 2013 Invesco Leaders Fund February 12, 2010 June 30, 2013 Invesco Mid Cap Core Equity Fund July 1, 2007 June 30, 2013 Invesco Small Cap Growth Fund July 1, 2007 June 30, 2013 Invesco U.S. Mortgage Fund February 12, 2010 June 30, 2013
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---- -------------- --------------- Invesco Asia Pacific Growth Fund July 1, 2007 June 30, 2013 Invesco European Growth Fund July 1, 2007 June 30, 2013 Invesco Global Growth Fund July 1, 2007 June 30, 2013 Invesco Global Opportunities Fund August 1, 2012 June 30, 2013 Invesco Global Select Companies Fund August 1, 2012 June 30, 2013 Invesco Global Small & Mid Cap Growth Fund July 1, 2007 June 30, 2013 Invesco International Growth Fund July 1, 2007 June 30, 2013 Invesco International Core Equity Fund July 1, 2007 June 30, 2013
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---- ------------------ --------------- Invesco Balanced-Risk Allocation Fund* May 29, 2009 June 30, 2013 Invesco Balanced-Risk Commodity Strategy Fund** November 29, 2010 June 30, 2013 Invesco China Fund July 1, 2007 June 30, 2013 Invesco Commodities Strategy Fund*** February 12, 2010 June 30, 2013 Invesco Developing Markets Fund July 1, 2007 June 30, 2013 Invesco Emerging Markets Equity Fund May 11, 2011 June 30, 2013 Invesco Emerging Market Local Currency Debt Fund June 14, 2010 June 30, 2013 Invesco Endeavor Fund July 1, 2007 June 30, 2013 Invesco Global Advantage Fund February 12, 2010 June 30, 2013 Invesco Global Health Care Fund July 1, 2007 June 30, 2013 Invesco Global Markets Strategy Fund September 25, 2012 June 30, 2013 Invesco International Total Return Fund July 1, 2007 June 30, 2013 Invesco Pacific Growth Fund February 12, 2010 June 30, 2013 Invesco Premium Income Fund December 13, 2011 June 30, 2013 Invesco Small Companies Fund July 1, 2007 June 30, 2013
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---- ----------------- --------------- Invesco Corporate Bond Fund February 12, 2010 June 30, 2013 Invesco Dynamics Fund July 1, 2007 June 30, 2013 Invesco Global Real Estate Fund July 1, 2007 June 30, 2013 Invesco High Yield Fund July 1, 2007 June 30, 2013 Invesco High Yield Securities Fund February 12, 2010 June 30, 2013 Invesco Limited Maturity Treasury Fund July 1, 2007 June 30, 2013 Invesco Money Market Fund July 1, 2007 June 30, 2013 Invesco Municipal Bond Fund July 1, 2007 June 30, 2013 Invesco Real Estate Fund July 1, 2007 June 30, 2013 Invesco Short Term Bond Fund July 1, 2007 June 30, 2013 Invesco U.S. Government Fund July 1, 2007 June 30, 2013
-------- * Advisory fees to be waived by Invesco for Invesco Balanced-Risk Allocation Fund also include advisory fees that Invesco receives on the Uninvested Cash from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund I, Ltd. invests. ** Advisory fees to be waived by Invesco for Invesco Balanced-Risk Commodity Strategy Fund also include advisory fees that Invesco receives on the Uninvested Cash from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund III, Ltd. invests. *** Advisory fees to be waived by Invesco for Invesco Commodities Strategy Fund also include advisory fees that Invesco receives on the Uninvested Cash from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund II, Ltd. Invests. Sub-Item 77Q1(e) AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---- ----------------- --------------- Invesco American Value Fund February 12, 2010 June 30, 2013 Invesco Comstock Fund February 12, 2010 June 30, 2013 Invesco Energy Fund July 1, 2007 June 30, 2013 Invesco Gold & Precious Metals Fund July 1, 2007 June 30, 2013 Invesco Leisure Fund July 1, 2007 June 30, 2013 Invesco Mid Cap Growth Fund February 12, 2010 June 30, 2013 Invesco Small Cap Value Fund February 12, 2010 June 30, 2013 Invesco Technology Fund July 1, 2007 June 30, 2013 Invesco Technology Sector Fund February 12, 2010 June 30, 2013 Invesco Utilities Fund July 1, 2007 June 30, 2013 Invesco Value Fund February 12, 2010 June 30, 2013 Invesco Value Opportunities Fund February 12, 2010 June 30, 2013
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---- ----------------- --------------- Invesco High Yield Municipal Fund February 12, 2010 June 30, 2013 Invesco Intermediate Term Municipal Income Fund February 12, 2010 June 30, 2013 Invesco Municipal Income Fund February 12, 2010 June 30, 2013 Invesco New York Tax Free Income Fund February 12, 2010 June 30, 2013 Invesco Tax-Exempt Cash Fund July 1, 2007 June 30, 2013 Invesco Tax-Free Intermediate Fund July 1, 2007 June 30, 2013
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---- ----------------- --------------- Invesco V.I. Balanced-Risk Allocation Fund**** December 22, 2010 June 30, 2013 Invesco V.I. Core Equity Fund July 1, 2007 June 30, 2013 Invesco V.I. Diversified Dividend Fund February 12, 2010 June 30, 2013 Invesco V.I. Diversified Income Fund July 1, 2007 June 30, 2013 Invesco V.I. Equally-Weighted S&P 500 Fund February 12, 2010 June 30, 2013 Invesco V.I. Global Core Equity Fund February 12, 2010 June 30, 2013 Invesco V.I. Global Health Care Fund July 1, 2007 June 30, 2013 Invesco V.I. Global Real Estate Fund July 1, 2007 June 30, 2013 Invesco V.I. Government Securities Fund July 1, 2007 June 30, 2013 Invesco V.I. High Yield Fund July 1, 2007 June 30, 2013 Invesco V.I. High Yield Securities Fund February 12, 2010 June 30, 2013 Invesco V.I. International Growth Fund July 1, 2007 June 30, 2013 Invesco V.I. Mid Cap Core Equity Fund July 1, 2007 June 30, 2013 Invesco V.I. Money Market Fund July 1, 2007 June 30, 2013 Invesco V.I. S&P 500 Index Fund February 12, 2010 June 30, 2013 Invesco V.I. Small Cap Equity Fund July 1, 2007 June 30, 2013 Invesco V.I. Technology Fund July 1, 2007 June 30, 2013 Invesco V.I. Utilities Fund July 1, 2007 June 30, 2013 Invesco Van Kampen V.I. American FranchiseFund February 12, 2010 June 30, 2013 Invesco Van Kampen V.I. American Value Fund February 12, 2010 June 30, 2013 Invesco Van Kampen V.I. Comstock Fund February 12, 2010 June 30, 2013 Invesco Van Kampen V.I. Equity and Income Fund February 12, 2010 June 30, 2013 Invesco Van Kampen V.I. Growth and Income Fund February 12, 2010 June 30, 2013 Invesco Van Kampen V.I. Mid Cap Growth Fund February 12, 2010 June 30, 2013 Invesco Van Kampen V.I. Value Opportunities Fund July 1, 2007 June 30, 2013
-------- **** Advisory fees to be waived by Invesco for Invesco V.I. Balanced-Risk Allocation Fund also include an amount equal to advisory fees that Invesco receives from any money market fund or similarly pooled cash equivalent investment vehicle advised by Invesco and/or Invesco's affiliates in which Invesco Cayman Commodity Fund IV, Ltd. invests. SHORT-TERM INVESTMENTS TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL ---- -------------- --------------- Government TaxAdvantage Portfolio July 1, 2007 June 30, 2013 STIC Prime Portfolio July 1, 2007 June 30, 2013 Treasury Portfolio July 1, 2007 June 30, 2013
CLOSED-END FUNDS
FUND EFFECTIVE DATE COMMITTED UNTIL ---- -------------- --------------- Invesco Municipal Income Opportunities Trust June 1, 2010 June 30, 2013 Invesco Municipal Premium Income Trust June 1, 2010 June 30, 2013 Invesco Quality Municipal Income Trust June 1, 2010 June 30, 2013 Invesco Quality Municipal Investment Trust June 1, 2010 June 30, 2013 Invesco Quality Municipal Securities June 1, 2010 June 30, 2013 Invesco Value Municipal Bond Trust June 1, 2010 June 30, 2013 Invesco Value Municipal Income Trust June 1, 2010 June 30, 2013 Invesco Value Municipal Securities June 1, 2010 June 30, 2013 Invesco Value Municipal Trust June 1, 2010 June 30, 2013
SUB-ITEM 77Q1(e) MEMORANDUM OF AGREEMENT (EXPENSE LIMITATIONS) This Memorandum of Agreement is entered into as of the Effective Date on the attached exhibits (the "Exhibits"), between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM International Mutual Funds (Invesco International Mutual Funds), AIM Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Variable Insurance Funds (Invesco Variable Insurance Funds), Invesco Municipal Income Opportunities Trust I and Short-Term Investments Trust (each a "Trust" or, collectively, the "Trusts"), on behalf of the funds listed on the Exhibits to this Memorandum of Agreement (the "Funds"), and Invesco Advisers, Inc. ("Invesco"). Invesco shall and hereby agrees to waive fees or reimburse expenses of each Fund, on behalf of its respective classes as applicable, severally and not jointly, as indicated in the attached Exhibits. For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts and Invesco agree as follows: For the Contractual Limits (listed in Exhibits A - D), Invesco agrees until at least the expiration date set forth on the attached Exhibits A - D (the "Expiration Date") that Invesco will waive its fees or reimburse expenses to the extent that expenses of a class of a Fund (excluding (i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or non-routine items, including litigation expenses; and (v) expenses that each Fund has incurred but did not actually pay because of an expense offset arrangement, if applicable) exceed the rate, on an annualized basis, set forth on the Exhibits of the average daily net assets allocable to such class. Acquired fund fees and expenses are not fees or expenses incurred by a fund directly but are expenses of the investment companies in which a fund invests. These fees and expenses are incurred indirectly through the valuation of a fund's investment in these investment companies. Acquired fund fees and expenses are required to be disclosed and included in the total annual fund operating expenses in the prospectus fee table. As a result, the net total annual fund operating expenses shown in the prospectus fee table may exceed the expense limits reflected in Exhibits A--D. With regard to the Contractual Limits, the Board of Trustees of the Trust and Invesco may terminate or modify this Memorandum of Agreement prior to the Expiration Date only by mutual written consent. Invesco will not have any right to reimbursement of any amount so waived or reimbursed. For the Contractual Limits, Invesco agrees to review the then-current expense limitations for each class of each Fund listed on the Exhibits on a date prior to the Expiration Date to determine whether such limitations should be amended, continued or terminated. The expense limitations will expire upon the Expiration Date unless the Trusts and Invesco have agreed to continue them. The Exhibits will be amended to reflect any such agreement. For the Voluntary Limits (listed in Exhibits A - D), Invesco agrees that these are not contractual in nature and that Invesco may establish, amend and/or terminate such expense limitations at any time in its sole discretion after consultation with the Funds' Boards of Trustees. Any delay or failure by Invesco to update this Memorandum of Agreement with regards to the terminations, extensions, or expirations of the Voluntary Limits shall have no effect on the term of such Voluntary Limitations; the Voluntary Limitations are listed herein for informational purposes only. It is expressly agreed that the obligations of each Trust hereunder shall not be binding upon any of the Trustees, shareholders, nominees, officers, agents or employees of the Trusts personally, but shall only bind the assets and property of each Fund, as provided in each Trust's Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement have been authorized by the Trustees of the Trusts, and this Memorandum of Agreement has been executed and delivered by an authorized officer of the Trusts acting as such; neither such authorization by such Trustees nor such execution and delivery by such officer shall be deemed to have been made by any of them individually or to impose any liability on any of them personally, but shall bind only the assets and property of the Funds, as provided in each Trust's Agreement and Declaration of Trust. IN WITNESS WHEREOF, each of the Trusts and Invesco have entered into this Memorandum of Agreement as of the Effective Dates on the attached Exhibits. AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) AIM FUNDS GROUP (INVESCO FUNDS GROUP) AIM GROWTH SERIES (INVESCO GROWTH SERIES) AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS) AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST I SHORT-TERM INVESTMENTS TRUST on behalf of the Funds listed in the Exhibits to this Memorandum of Agreement By: /s/ John M. Zerr -------------------------- Title: Senior Vice President INVESCO ADVISERS, INC. By: /s/ John M. Zerr -------------------------- Title: Senior Vice President 2 as of September 25, 2012 EXHIBIT "A" - RETAIL FUNDS/1/ AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco American Franchise Fund Class A Shares Contractual 1.05% May 23, 2011 June 30, 2013 Class B Shares Contractual 1.22%/2/ May 23, 2011 June 30, 2013 Class C Shares Contractual 1.80% May 23, 2011 June 30, 2013 Class R Shares Contractual 1.30% May 23, 2011 June 30, 2013 Class R5 Shares Contractual 0.80% May 23, 2011 June 30, 2013 Class Y Shares Contractual 0.80% May 23, 2011 June 30, 2013 Invesco California Tax-Free Income Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Invesco Core Plus Bond Fund Class A Shares Contractual 0.75% June 6, 2011 June 30, 2013 Class B Shares Contractual 1.50% June 6, 2011 June 30, 2013 Class C Shares Contractual 1.50% June 6, 2011 June 30, 2013 Class R Shares Contractual 1.00% June 6, 2011 June 30, 2013 Class R5 Shares Contractual 0.50% June 6, 2011 June 30, 2013 Class Y Shares Contractual 0.50% June 6, 2011 June 30, 2013 Invesco Equally-Weighted S&P 500 Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Invesco Equity and Income Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Invesco Floating Rate Fund Class A Shares Contractual 1.50% April 14, 2006 June 30, 2013 Class C Shares Contractual 2.00% April 14, 2006 June 30, 2013 Class R Shares Contractual 1.75% April 14, 2006 June 30, 2013 Class R5 Shares Contractual 1.25% April 14, 2006 June 30, 2013 Class Y Shares Contractual 1.25% October 3, 2008 June 30, 2013 Invesco Global Real Estate Income Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Invesco Growth and Income Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013
See page 14 for footnotes to Exhibit A. 3 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco Pennsylvania Tax Free Income Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Invesco S&P 500 Index Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Invesco Small Cap Growth Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Invesco U.S. Quantitative Core Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2012 June 30, 2013
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ------------------ ------------- Invesco Charter Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class S Shares Contractual 1.90% September 25, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Invesco Constellation Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Invesco Disciplined Equity Fund Class Y Shares Contractual 1.75% July 14, 2009 June 30, 2013 Invesco Diversified Dividend Fund Class A Shares Contractual 0.95% July 18, 2011 June 30, 2013 Class B Shares Contractual 1.70% July 18, 2011 June 30, 2013 Class C Shares Contractual 1.70% July 18, 2011 June 30, 2013 Class R Shares Contractual 1.20% July 18, 2011 June 30, 2013 Class R5 Shares Contractual 0.70% July 18, 2011 June 30, 2013 Class Y Shares Contractual 0.70% July 18, 2011 June 30, 2013 Investor Class Shares Contractual 0.95% July 18, 2011 June 30, 2013
See page 14 for footnotes to Exhibit A. 4 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ------------------ ------------- Invesco Summit Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class P Shares Contractual 1.85% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class S Shares Contractual 1.90% September 25, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco European Small Company Fund Class A Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class B Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2013 Invesco Global Core Equity Fund Class A Shares Contractual 1.25% May 23, 2011 June 30, 2013 Class B Shares Contractual 1.52%/2/ May 23, 2011 June 30, 2013 Class C Shares Contractual 2.00% May 23, 2011 June 30, 2013 Class R Shares Contractual 1.50% May 23, 2011 June 30, 2013 Class R5 Shares Contractual 1.00% May 23, 2011 June 30, 2013 Class Y Shares Contractual 1.00% May 23, 2011 June 30, 2013 Invesco International Small Company Fund Class A Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class B Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2013 Invesco Small Cap Equity Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- -------------- Invesco Balanced-Risk Retirement 2020 Fund Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2013 Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013
See page 14 for footnotes to Exhibit A. 5 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- -------------- Invesco Balanced-Risk Retirement 2030 Fund Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2013 Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013 Invesco Balanced-Risk Retirement 2040 Fund Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2013 Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013 Invesco Balanced-Risk Retirement 2050 Fund Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2013 Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013 Invesco Balanced-Risk Retirement Now Fund Class A Shares Contractual 0.25% November 4, 2009 April 30, 2013 Class AX Shares Contractual 0.25% February 12, 2010 April 30, 2013 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2013 Class CX Shares Contractual 1.00% February 12, 2010 April 30, 2013 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2013 Class R5 Shares Contractual 0.00% November 4, 2009 April 30, 2013 Class RX Shares Contractual 0.50% February 12, 2010 April 30, 2013 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2013 Invesco Conservative Allocation Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class S Shares Contractual 1.40% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Invesco Convertible Securities Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013
See page 14 for footnotes to Exhibit A. 6 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- -------------- Invesco Global Quantitative Core Fund Class A Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class B Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.50% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2013 Invesco Growth Allocation Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class S Shares Contractual 1.90% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Invesco Income Allocation Fund Class A Shares Contractual 0.25% May 1, 2012 April 30, 2013 Class B Shares Contractual 1.00% May 1, 2012 April 30, 2013 Class C Shares Contractual 1.00% May 1, 2012 April 30, 2013 Class R Shares Contractual 0.50% May 1, 2012 April 30, 2013 Class R5 Shares Contractual 0.00% May 1, 2012 April 30, 2013 Class Y Shares Contractual 0.00% May 1, 2012 April 30, 2013 Invesco International Allocation Fund Class A Shares Contractual 2.25% May 1, 2012 June 30, 2013 Class B Shares Contractual 3.00% May 1, 2012 June 30, 2013 Class C Shares Contractual 3.00% May 1, 2012 June 30, 2013 Class R Shares Contractual 2.50% May 1, 2012 June 30, 2013 Class R5 Shares Contractual 2.00% May 1, 2012 June 30, 2013 Class Y Shares Contractual 2.00% May 1, 2012 June 30, 2013 Invesco Leaders Fund Class A Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class B Shares Contractual 3.00% July 1, 2012 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2012 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2012 June 30, 2013 Invesco Mid Cap Core Equity Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Invesco Moderate Allocation Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class S Shares Contractual 1.40% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Invesco Small Cap Growth Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2013
See page 14 for footnotes to Exhibit A. 7 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco U.S. Mortgage Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ----------------- Invesco Asia Pacific Growth Fund Class A Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class B Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2013 Invesco European Growth Fund Class A Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class B Shares Contractual 3.00% July 1, 2009 June 30. 2013 Class C Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.50% July 1, 2009 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2013 Investor Class Shares Contractual 2.25% July 1, 2009 June 30, 2013 Invesco Global Growth Fund Class A Shares Contractual 1.32% December 19, 2011 December 31, 2012 Class B Shares Contractual 2.07% December 19, 2011 December 31, 2012 Class C Shares Contractual 2.07% December 19, 2011 December 31, 2012 Class R5 Shares Contractual 1.07% December 19, 2011 December 31, 2012 Class Y Shares Contractual 1.07% December 19, 2011 December 31, 2012 Invesco Global Opportunities Fund Class A Shares Contractual 1.36% August 1, 2012 July 31, 2013 Class C Shares Contractual 2.11% August 1, 2012 July 31, 2013 Class R Shares Contractual 1.61% August 1, 2012 July 31, 2013 Class R5 Shares Contractual 1.11% August 1, 2012 July 31, 2013 Class Y Shares Contractual 1.11% August 1, 2012 July 31, 2013 Invesco Select Opportunities Fund Class A Shares Contractual 1.51% August 1, 2012 July 31, 2013 Class C Shares Contractual 2.26% August 1, 2012 July 31, 2013 Class R Shares Contractual 1.76% August 1, 2012 July 31, 2013 Class R5 Shares Contractual 1.26% August 1, 2012 July 31, 2013 Class Y Shares Contractual 1.26% August 1, 2012 July 31, 2013 Invesco Global Small & Mid Cap Growth Fund Class A Shares Contractual 2.25% July 1, 2009 June 30. 2013 Class B Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2013 Invesco International Core Equity Fund Class A Shares Contractual 2.25% July 1, 2009 June 30. 2013 Class B Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.50% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2013 Investor Class Shares Contractual 2.25% July 1, 2009 June 30, 2013
See page 14 for footnotes to Exhibit A. 8 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco International Growth Fund Class A Shares Contractual 1.40% May 23, 2011 June 30, 2013 Class B Shares Contractual 2.15% May 23, 2011 June 30, 2013 Class C Shares Contractual 2.15% May 23, 2011 June 30, 2013 Class R Shares Contractual 1.65% May 23, 2011 June 30, 2013 Class R5 Shares Contractual 1.15% May 23, 2011 June 30, 2013 Class Y Shares Contractual 1.15% May 23, 2011 June 30, 2013
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ----------------- Invesco Balanced-Risk Allocation Fund/3/ Class A Shares Contractual 2.00% July 1, 2012 June 30. 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Invesco Balanced-Risk Commodity Strategy Fund/4/ Class A Shares Contractual 1.22% November 29, 2010 June 30. 2014 Class B Shares Contractual 1.97% November 29, 2010 June 30, 2014 Class C Shares Contractual 1.97% November 29, 2010 June 30, 2014 Class R Shares Contractual 1.47% November 29, 2010 June 30, 2014 Class R5 Shares Contractual 0.97% November 29, 2010 June 30, 2014 Class Y Shares Contractual 0.97% November 29, 2010 June 30, 2014 Invesco China Fund Class A Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class B Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2009 June 30, 2013 Invesco Developing Markets Fund Class A Shares Contractual 2.25% July 1, 2012 June 30. 2013 Class B Shares Contractual 3.00% July 1, 2012 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2012 June 30, 2013 Invesco Emerging Market Local Currency Debt Fund Class A Shares Contractual 1.24% June 14, 2010 February 28, 2013 Class B Shares Contractual 1.99% June 14, 2010 February 28, 2013 Class C Shares Contractual 1.99% June 14, 2010 February 28, 2013 Class R Shares Contractual 1.49% June 14, 2010 February 28, 2013 Class Y Shares Contractual 0.99% June 14, 2010 February 28, 2013 Class R5 Shares Contractual 0.99% June 14, 2010 February 28, 2013 Invesco Emerging Markets Equity Fund Class A Shares Contractual 1.85% May 11, 2011 February 28, 2013 Class C Shares Contractual 2.60% May 11, 2011 February 28, 2013 Class R Shares Contractual 2.10% May 11, 2011 February 28, 2013 Class R5 Shares Contractual 1.60% May 11, 2011 February 28, 2013 Class Y Shares Contractual 1.60% May 11, 2011 February 28, 2013
See page 14 for footnotes to Exhibit A. 9 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ------------------ ----------------- Invesco Endeavor Fund Class A Shares Contractual 2.00% July 1, 2009 June 30. 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Invesco Global Health Care Fund Class A Shares Contractual 2.00% July 1, 2012 June 30. 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2012 June 30, 2013 Invesco Global Markets Strategy Fund/5/ Class H1 Shares Contractual 2.00% September 25, 2012 October 31, 2013 Invesco International Total Return Fund Class A Shares Contractual 1.10% March 31, 2006 February 28, 2013 Class B Shares Contractual 1.85% March 31, 2006 February 28, 2013 Class C Shares Contractual 1.85% March 31, 2006 February 28, 2013 Class R5 Shares Contractual 0.85% October 3, 2008 February 28, 2013 Class Y Shares Contractual 0.85% March 31, 2006 February 28, 2013 Invesco Pacific Growth Fund Class A Shares Contractual 2.25% July 1, 2012 June 30. 2013 Class B Shares Contractual 3.00% July 1, 2012 June 30, 2013 Class C Shares Contractual 3.00% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.50% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class Y Shares Contractual 2.00% July 1, 2012 June 30, 2013 Invesco Premium Income Fund Class A Shares Contractual 0.89% December 13, 2011 February 28, 2013 Class C Shares Contractual 1.64% December 13, 2011 February 28, 2013 Class R Shares Contractual 1.14% December 13, 2011 February 28, 2013 Class R5 Shares Contractual 0.64% December 13, 2011 February 28, 2013 Class Y Shares Contractual 0.64% December 13, 2011 February 28, 2013 Invesco Select Companies Fund Class A Shares Contractual 2.00% July 1, 2009 June 30. 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco Corporate Bond Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013
See page 14 for footnotes to Exhibit A. 10 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco Dynamics Fund Class A Shares Contractual 2.00% July 1, 2009 June 30. 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2009 June 30. 2013 Invesco Global Real Estate Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Invesco High Yield Fund Class A Shares Contractual 0.89% June 6, 2011 June 30, 2013 Class B Shares Contractual 1.64% June 6, 2011 June 30, 2013 Class C Shares Contractual 1.64% June 6, 2011 June 30, 2013 Class R5 Shares Contractual 0.64% June 6, 2011 June 30, 2013 Class Y Shares Contractual 0.64% June 6, 2011 June 30, 2013 Investor Class Shares Contractual 0.89% June 6, 2011 June 30, 2013 Invesco High Yield Securities Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.10% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Invesco Limited Maturity Treasury Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class A2 Shares Contractual 1.40% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Invesco Municipal Bond Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Investor Class Shares Contractual 1.50% July 1, 2012 June 30, 2013 Invesco Real Estate Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2012 June 30, 2013 Invesco Short Term Bond Fund Class A Shares Contractual 0.56% June 6, 2011 June 30, 2013 Class C Shares Contractual 0.91% March 4, 2009 June 30, 2013 Class R Shares Contractual 0.91% March 4, 2009 June 30, 2013 Class R5 Shares Contractual 0.41% March 4, 2009 June 30, 2013 Class Y Shares Contractual 0.41% March 4, 2009 June 30, 2013
See page 14 for footnotes to Exhibit A. 11 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco U.S. Government Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Investor Class Shares Contractual 1.50% July 1, 2012 June 30, 2013
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco American Value Fund Class A Shares Contractual 1.25% April 30, 2012 June 30, 2013 Class B Shares Contractual 2.00% April 30, 2012 June 30, 2013 Class C Shares Contractual 2.00% April 30, 2012 June 30, 2013 Class R Shares Contractual 1.50% April 30, 2012 June 30, 2013 Class R5 Shares Contractual 1.00% April 30, 2012 June 30, 2013 Class Y Shares Contractual 1.00% April 30, 2012 June 30, 2013 Invesco Comstock Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Invesco Energy Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2013 Invesco Gold & Precious Metals Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2013 Invesco Leisure Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2013 Invesco Mid Cap Growth Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Invesco Small Cap Value Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013
See page 14 for footnotes to Exhibit A. 12 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco Technology Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013 Investor Class Shares Contractual 2.00% July 1, 2012 June 30, 2013 Invesco Technology Sector Fund Class A Shares Contractual 2.00% February 12, 2010 June 30, 2013 Class B Shares Contractual 2.75% February 12, 2010 June 30, 2013 Class C Shares Contractual 2.75% February 12, 2010 June 30, 2013 Class Y Shares Contractual 1.75% February 12, 2010 June 30, 2013 Invesco Utilities Fund Class A Shares Contractual 1.32% May 23, 2011 June 30, 2013 Class B Shares Contractual 2.07% May 23, 2011 June 30, 2013 Class C Shares Contractual 2.07% May 23, 2011 June 30, 2013 Class R5 Shares Contractual 1.07% May 23, 2011 June 30, 2013 Class Y Shares Contractual 1.07% May 23, 2011 June 30, 2013 Investor Class Shares Contractual 1.32% May 23, 2011 June 30, 2013 Invesco Value Opportunities Fund Class A Shares Contractual 2.00% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.75% July 1, 2012 June 30, 2013 Class R Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.75% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.75% July 1, 2012 June 30, 2013
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco High Yield Municipal Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013 Invesco Intermediate Term Municipal Income Fund Class A Shares Contractual 0.75% June 6, 2011 June 30, 2013 Class B Shares Contractual 1.50% June 6, 2011 June 30, 2013 Class C Shares Contractual 1.50% June 6, 2011 June 30, 2013 Class Y Shares Contractual 0.50% June 6, 2011 June 30, 2013 Invesco Municipal Income Fund Class A Shares Contractual 0.83% June 6, 2011 June 30, 2013 Class B Shares Contractual 1.58% June 6, 2011 June 30, 2013 Class C Shares Contractual 1.58% June 6, 2011 June 30, 2013 Class Y Shares Contractual 0.58% June 6, 2011 June 30, 2013 Invesco New York Tax Free Income Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class B Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class C Shares Contractual 2.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013
See page 14 for footnotes to Exhibit A. 13 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------- Invesco Tax-Free Intermediate Fund Class A Shares Contractual 1.50% July 1, 2012 June 30, 2013 Class A2 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class R5 Shares Contractual 1.25% July 1, 2012 June 30, 2013 Class Y Shares Contractual 1.25% July 1, 2012 June 30, 2013
/1/ The total operating expenses of any class of shares established after the date of this Memorandum of Agreement will be limited to the amount established for Class A Shares plus the difference between the new class 12b-1 rate and the Class A 12b-1 rate. /2/ The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. /3/ Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund I, Ltd. /4/ Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund III, Ltd. /5/ Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund V, Ltd. 14 as of September 25, 2012 EXHIBIT "B" - INSTITUTIONAL MONEY MARKET FUNDS/1,2/ SHORT-TERM INVESTMENTS TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ------------------ Government & Agency Portfolio Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.44%/2/ July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2012 Resource Class Contractual 0.30%/2/ July 1, 2009 December 31, 2012 Government TaxAdvantage Portfolio Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.39%/2/ July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2012 Resource Class Contractual 0.30%/2/ July 1, 2009 December 31, 2012 Liquid Assets Portfolio Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.44%/2/ July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2012 Resource Class Contractual 0.34% July 1, 2009 December 31, 2012 STIC Prime Portfolio Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.44%/2/ July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2012 Resource Class Contractual 0.30%/2/ July 1, 2009 December 31, 2012 Tax-Free Cash Reserve Portfolio/3/ Cash Management Class Contractual 0.33%/2/ July 1, 2009 December 31, 2012 Corporate Class Contractual 0.28% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.25% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.80%/2/ July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.50%/2/ July 1, 2009 December 31, 2012 Reserve Class Contractual 1.12%/2/ July 1, 2009 December 31, 2012 Resource Class Contractual 0.41%/2/ July 1, 2009 December 31, 2012 Treasury Portfolio Cash Management Class Contractual 0.22%/2/ July 1, 2009 December 31, 2012 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2012 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2012 Personal Investment Class Contractual 0.69%/2/ July 1, 2009 December 31, 2012 Private Investment Class Contractual 0.44%/2/ July 1, 2009 December 31, 2012 Reserve Class Contractual 1.01%/2/ July 1, 2009 December 31, 2012 Resource Class Contractual 0.30%/2/ July 1, 2009 December 31, 2012
/1/ The expense rate excluding 12b-1 fees of any class of shares established after the date of this Memorandum of Agreement will be the same as existing classes. /2/ The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. /3/ The expense limitation also excludes Trustees' fees and federal registration expenses. 15 as of September 25, 2012 EXHIBIT "C" - VARIABLE INSURANCE FUNDS AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- --------------- Invesco V.I. Balanced-Risk Allocation Fund/1/ Series I Shares Contractual 0.72% May 15, 2012 June 30, 2013 Series II Shares Contractual 0.97% May 15, 2012 June 30, 2013 Invesco V.I. Core Equity Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2013 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2013 Invesco V.I. Diversified Dividend Fund Series I Shares Contractual 0.77% July 1, 2012 April 30, 2013 Series II Shares Contractual 1.02% July 1, 2012 April 30, 2013 Invesco V.I. Diversified Income Fund Series I Shares Contractual 0.75% July 1, 2005 April 30, 2013 Series II Shares Contractual 1.00% July 1, 2005 April 30, 2013 Invesco V.I. Equally-Weighted S&P 500 Fund Series I Shares Contractual 2.00% July 1, 2012 June 30, 2013 Series II Shares Contractual 2.25% July 1, 2012 June 30, 2013 Invesco V.I. Global Core Equity Fund Series I Shares Contractual 2.25% July 1, 2012 June 30, 2013 Series II Shares Contractual 2.50% July 1, 2012 June 30, 2013 Invesco V.I. Global Health Care Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2013 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2013 Invesco V.I. Global Real Estate Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2013 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2013 Invesco V.I. Government Securities Fund Series I Shares Contractual 0.70% July 1, 2012 April 30, 2013 Series II Shares Contractual 0.95% July 1, 2012 April 30, 2013 Invesco V.I. High Yield Fund Series I Shares Contractual 0.80% May 2, 2011 June 30, 2013
-------- /1/ Includes waived fees or reimbursed expenses that Invesco receives from Invesco Cayman Commodity Fund IV, Ltd. 16 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ------------------- --------------- Series II Shares Contractual 1.05% May 2, 2011 June 30, 2013 Invesco V.I. High Yield Securities Fund Series I Shares Contractual 1.50% July 1, 2012 June 30, 2013 Series II Shares Contractual 1.75% July 1, 2012 June 30, 2013 Invesco V.I. International Growth Fund Series I Shares Contractual 2.25% July 1, 2012 June 30, 2013 Series II Shares Contractual 2.50% July 1, 2012 June 30, 2013 Invesco V.I. Mid Cap Core Equity Fund Series I Shares Contractual 1.30% September 10, 2001 April 30, 2013 Series II Shares Contractual 1.45% September 10, 2001 April 30, 2013 Invesco V.I. Money Market Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2013 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2013 Invesco V.I. S&P 500 Index Fund Series I Shares Contractual 2.00% July 1, 2012 June 30, 2013 Series II Shares Contractual 2.25% July 1, 2012 June 30, 2013 Invesco V.I. Small Cap Equity Fund Series I Shares Contractual 1.15% July 1, 2005 April 30, 2013 Series II Shares Contractual 1.40% July 1, 2005 April 30, 2013 Invesco V.I. Technology Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2013 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2013 Invesco V.I. Utilities Fund Series I Shares Contractual 2.00% May 1, 2012 June 30, 2013 Series II Shares Contractual 2.25% May 1, 2012 June 30, 2013 Invesco Van Kampen V.I. American Franchise Fund Series I Shares Contractual 0.90% July 1, 2012 June 30, 2014 Series II Shares Contractual 1.15% July 1, 2012 June 30, 2014 Invesco Van Kampen V.I. American Value Fund Series I Shares Contractual 2.00% July 1, 2012 June 30, 2013 Series II Shares Contractual 2.25% July 1, 2012 June 30, 2013 Invesco Van Kampen V.I. Comstock Fund Series I Shares Contractual 0.72% July 1, 2012 April 30, 2013 Series II Shares Contractual 0.97% July 1, 2012 April 30, 2013
17 as of September 25, 2012
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- --------------- Invesco Van Kampen V.I. Equity and Income Fund Series I Shares Contractual 1.50% July 1, 2012 June 30, 2013 Series II Shares Contractual 1.75% July 1, 2012 June 30, 2013 Invesco Van Kampen V.I. Growth and Income Fund Series I Shares Contractual 0.72% July 1, 2012 April 30, 2013 Series II Shares Contractual 0.97% July 1, 2012 April 30, 2013 Invesco Van Kampen V.I. Mid Cap Growth Fund Series I Shares Contractual 1.09% July 1, 2012 June 30, 2014 Series II Shares Contractual 1.34% July 1, 2012 June 30, 2014 Invesco Van Kampen V.I. Value Opportunities Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2013 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2013
18 as of September 25, 2012 EXHIBIT "D" - CLOSED-END FUNDS INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST I
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---- ------------ ---------- ----------------- ---------------- Invesco Municipal Income Opportunities Trust I Contractual 0.67% August 27, 2012 August 31, 2014
19 Sub-Item 77Q1(e) AMENDMENT NO. 6 TO MASTER INVESTMENT ADVISORY AGREEMENT This Amendment dated as of July 30, 2012, amends the Master Investment Advisory Agreement (the "Agreement"), dated November 25, 2003, between AIM International Mutual Funds (Invesco International Mutual Funds), a Delaware statutory trust, and Invesco Advisers, Inc., a Delaware corporation. W I T N E S S E T H: WHEREAS, the parties agree to amend the Agreement to add Invesco Global Opportunities Fund and the Invesco Global Select Companies Fund; NOW, THEREFORE, the parties agree that; 1. Appendix A and Appendix B to the Agreement are hereby deleted in their entirety and replaced with the following: "APPENDIX A FUNDS AND EFFECTIVE DATES
NAME OF FUND EFFECTIVE DATE OF ADVISORY AGREEMENT ------------ ------------------------------------ Invesco Asia Pacific Growth Fund November 25, 2003 Invesco European Growth Fund November 25, 2003 Invesco Global Growth Fund November 25, 2003 Invesco Global Opportunities Fund July 30, 2012 Invesco Global Select Companies Fund July 30, 2012 Invesco Global Small & Mid Cap Growth Fund November 25, 2003 Invesco International Core Equity Fund November 25, 2003 Invesco International Growth Fund November 25, 2003
APPENDIX B COMPENSATION TO THE ADVISOR The Trust shall pay the Advisor, out of the assets of a Fund, as full compensation for all services rendered, an advisory fee for such Fund set forth below. Such fee shall be calculated by applying the following annual rates to the average daily net assets of such Fund for the calendar year computed in the manner used for the determination of the net asset value of shares of such Fund. INVESCO ASIA PACIFIC GROWTH FUND INVESCO EUROPEAN GROWTH FUND INVESCO INTERNATIONAL GROWTH FUND
NET ASSETS ANNUAL RATE ---------- ----------- First $250 million. 0.935% Next $250 million.. 0.91% Next $500 million.. 0.885% Next $1.5 billion.. 0.86% Next $2.5 billion.. 0.835% Next $2.5 billion.. 0.81% Next $2.5 billion.. 0.785% Over $10 billion... 0.76%
INVESCO GLOBAL GROWTH FUND INVESCO GLOBAL OPPORTUNITIES FUND INVESCO GLOBAL SELECT COMPANIES FUND INVESCO GLOBAL SMALL & MID CAP GROWTH FUND
NET ASSETS ANNUAL RATE ---------- ----------- First $250 million. 0.80% Next $250 million.. 0.78% Next $500 million.. 0.76% Next $1.5 billion.. 0.74% Next $2.5 billion.. 0.72% Next $2.5 billion.. 0.70% Next $2.5 billion.. 0.68% Over $10 billion... 0.66%
INVESCO INTERNATIONAL CORE EQUITY FUND
NET ASSETS ANNUAL RATE ---------- ----------- First $500 million. 0.75% Next $500 million.. 0.65% From $1 billion.... 0.55% From $2 billion.... 0.45% From $4 billion.... 0.40% From $6 billion.... 0.375% From $8 billion.... 0.35%"
2. In all other respects, the Agreement is hereby confirmed and remains in full force and effect. 2 IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective officers on the date first written above. AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) Attest: /s/ Peter A. Davidson By: /s/ John M. Zerr ----------------------- ------------------------------------ Assistant Secretary John M. Zerr Senior Vice President (SEAL) INVESCO ADVISERS, INC. Attest: /s/ Peter A. Davidson By: /s/ John M. Zerr ----------------------- ----------------------------------- Assistant Secretary John M. Zerr Senior Vice President (SEAL) 3 77Q1(e) AMENDMENT NO. 7 TO MASTER INVESTMENT ADVISORY AGREEMENT This Amendment dated as of September 24, 2012, amends the Master Investment Advisory Agreement (the "Agreement"), dated November 25, 2003, between AIM International Mutual Funds (Invesco International Mutual Funds), a Delaware statutory trust, and Invesco Advisers, Inc., a Delaware corporation. W I T N E S S E T H: WHEREAS, the parties agree to amend the Agreement to change the name of Invesco Global Select Companies Fund to Invesco Select Opportunities Fund; NOW, THEREFORE, the parties agree that; 1. Appendix A and Appendix B to the Agreement are hereby deleted in their entirety and replaced with the following: "APPENDIX A FUNDS AND EFFECTIVE DATES
NAME OF FUND EFFECTIVE DATE OF ADVISORY AGREEMENT ------------ ------------------------------------ Invesco Asia Pacific Growth Fund November 25, 2003 Invesco European Growth Fund November 25, 2003 Invesco Global Growth Fund November 25, 2003 Invesco Global Opportunities Fund July 30, 2012 Invesco Global Small & Mid Cap Growth Fund November 25, 2003 Invesco International Core Equity Fund November 25, 2003 Invesco International Growth Fund November 25, 2003 Invesco Select Opportunities Fund July 30, 2012
APPENDIX B COMPENSATION TO THE ADVISOR The Trust shall pay the Advisor, out of the assets of a Fund, as full compensation for all services rendered, an advisory fee for such Fund set forth below. Such fee shall be calculated by applying the following annual rates to the average daily net assets of such Fund for the calendar year computed in the manner used for the determination of the net asset value of shares of such Fund. INVESCO ASIA PACIFIC GROWTH FUND INVESCO EUROPEAN GROWTH FUND INVESCO INTERNATIONAL GROWTH FUND
NET ASSETS ANNUAL RATE ---------- ----------- First $250 million. 0.935% Next $250 million.. 0.91% Next $500 million.. 0.885% Next $1.5 billion.. 0.86% Next $2.5 billion.. 0.835% Next $2.5 billion.. 0.81% Next $2.5 billion.. 0.785% Over $10 billion... 0.76%
INVESCO GLOBAL GROWTH FUND INVESCO GLOBAL OPPORTUNITIES FUND INVESCO GLOBAL SMALL & MID CAP GROWTH FUND INVESCO SELECT OPPORTUNITIES FUND
NET ASSETS ANNUAL RATE ---------- ----------- First $250 million. 0.80% Next $250 million.. 0.78% Next $500 million.. 0.76% Next $1.5 billion.. 0.74% Next $2.5 billion.. 0.72% Next $2.5 billion.. 0.70% Next $2.5 billion.. 0.68% Over $10 billion... 0.66%
INVESCO INTERNATIONAL CORE EQUITY FUND
NET ASSETS ANNUAL RATE ---------- ----------- First $500 million. 0.75% Next $500 million.. 0.65% From $1 billion.... 0.55% From $2 billion.... 0.45% From $4 billion.... 0.40% From $6 billion.... 0.375% From $8 billion.... 0.35%"
2 2. In all other respects, the Agreement is hereby confirmed and remains in full force and effect. IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective officers on the date first written above. AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) Attest: Peter A. Davidson By: /s/ John M. Zerr ------------------------------- -------------------------------- Assistant Secretary John M. Zerr Senior Vice President (SEAL) INVESCO ADVISERS, INC. Attest: Peter A. Davidson By: /s/ John M. Zerr ------------------------------- -------------------------------- Assistant Secretary John M. Zerr Senior Vice President (SEAL) 3 Sub-Item 77Q1(e) AMENDMENT NO. 3 TO MASTER INTERGROUP SUB-ADVISORY CONTRACT FOR MUTUAL FUNDS This Amendment dated as of July 30, 2012, amends the Master Intergroup Sub-Advisory Contract for Mutual Funds (the "Contract"), dated May 1, 2008, between Invesco Advisers, Inc. (the "Adviser"), on behalf of AIM International Mutual Funds (Invesco International Mutual Funds), and each of Invesco Canada Ltd., Invesco Asset Management Deutschland GmbH, Invesco Asset Management Limited, Invesco Asset Management (Japan) Ltd., Invesco Australia Limited, Invesco Hong Kong Limited and Invesco Senior Secured Management, Inc. (each a "Sub-Adviser" and, collectively, the "Sub-Advisers"). W I T N E S S E T H: WHEREAS, the parties agree to amend the Agreement to change the name of Invesco Global Select Companies Fund to Invesco Select Opportunities Fund; NOW, THEREFORE, the parties agree that; 1. Exhibit A to the Contract is hereby deleted in its entirety and replaced with the following: "EXHIBIT A FUNDS Invesco Asia Pacific Growth Fund Invesco European Growth Fund Invesco Global Growth Fund Invesco Global Opportunities Fund Invesco Global Small & Mid Cap Growth Fund Invesco International Core Equity Fund Invesco International Growth Fund Invesco Select Opportunities Fund" 2. All other terms and provisions of the Contract not amended shall remain in full force and effect. IN WITNESS WHEREOF, the parties hereto have caused this Contract to be executed by their officers designated as of the day and year first above written. INVESCO ADVISERS, INC. Adviser By: /s/ John M. Zerr ------------------------------ Name: John M. Zerr Title: Senior Vice President 2 INVESCO CANADA LTD. Sub-Adviser By: /s/ Eric Adelson ------------------------------ Name: Eric Adelson Title: Senior Vice President By: /s/ Julianna Ahn ------------------------------ Name: Julianna Ahn Title: Assistant Secretary 3 INVESCO ASSET MANAGEMENT DEUTSCHLAND GMBH Sub-Adviser By: /s/ Michael Ballhausen ------------------------------ Name: Michael Ballhausen Title: Managing Director 4 INVESCO ASSET MANAGEMENT LIMITED Sub-Adviser By: /s/ GJ Proudfoot ------------------------------ Name: GJ Proudfoot Title: Director 5 INVESCO ASSET MANAGEMENT (JAPAN) LTD. Sub-Adviser By: /s/ Masakazu Hasegawa ------------------------------ Name: Masakazu Hasegawa Title: Managing Director 6 INVESCO AUSTRALIA LIMITED Sub-Adviser By: /s/ Nick Burrell / /s/ Mark Yesberg Name: Nick Burrell / Mark Yesberg Title: Director / Company Secretary 7 INVESCO HONG KONG LIMITED Sub-Adviser By: /s/ Desmond Ng / /s/ Gracie Liu Name: Desmond Ng / Gracie Lie Title: Director / Director 8 INVESCO SENIOR SECURED MANAGEMENT, INC. Sub-Adviser By: /s/ Jeffrey H. Kupor Name: Jeffrey H. Kupor Title: Secretary and General Counsel 9 EX-99.77Q1 OTHR EXHB 7 dex995.txt EX-99.77Q3 INVESCO INTERNATIONAL GROWTH FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 10/31/2012 FILE NUMBER: 811-6463 SERIES NO.: 1
72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $24,795 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 297 Class C $ 754 Class R $ 1,094 Class Y $11,923 Class R5 $24,768 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A $0.3233 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B $0.1295 Class C $0.1295 Class R $0.2566 Class Y $0.4015 Class R5 $0.4471 74U. 1 Number of shares outstanding (000's Omitted) Class A 76,270 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 1,739 Class C 5,169 Class R 3,209 Class Y 52,210 Class R5 45,291 Class R6 7,973 74V. 1 Net asset value per share (to nearest cent) Class A $ 27.96 2 Net asset value per share of a second class of open-end company shares (to neare cent) Class B $ 25.81 Class C $ 25.83 Class R $ 27.64 Class Y $ 28.05 Class R5 $ 28.39 Class R6 $ 28.38
INVESCO GLOBAL SMALL & MID CAP GROWTH SUB-ITEM 77Q3 FUND DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 10/31/2012 FILE NUMBER: 811-6463 SERIES NO.: 3
72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 6,820 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 109 Class C $ 112 Class Y $ 127 Class R5 $ 455 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A $0.2433 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B $0.0765 Class C $0.0765 Class Y $0.3016 Class R5 $0.3589 74U. 1 Number of shares outstanding (000's Omitted) Class A 26,975 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 1,126 Class C 1,438 Class Y 413 Class R5 1,147 74V. 1 Net asset value per share (to nearest cent) Class A $ 17.87 2 Net asset value per share of a second class of open-end company shares (to neare cent) Class B $ 15.57 Class C $ 15.58 Class Y $ 17.92 Class R5 $ 17.85
INVESCO GLOBAL GROWTH FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 10/31/2012 FILE NUMBER: 811-6463 SERIES NO.: 5
72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 1,135 2 Dividends for a second class of open-end company shares (000's Omitted) Class Y $ 13 Class R5 $ 5 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A $0.1381 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class Y $0.1998 Class R5 $0.3329 74U. 1 Number of shares outstanding (000's Omitted) Class A 11,449 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 414 Class C 963 Class Y 97 Class R5 16 Class R6 - 74V. 1 Net asset value per share (to nearest cent) Class A $ 24.22 2 Net asset value per share of a second class of open-end company shares (to neare cent) Class B $ 22.64 Class C $ 22.64 Class Y $ 24.29 Class R5 $ 24.18 Class R6 $ 24.17
INVESCO ASIA PACIFIC GROWTH FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 10/31/2012 FILE NUMBER: 811-6463 SERIES NO.: 9
72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 3,532 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 27 Class C $ 67 Class Y $ 407 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A $0.2656 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B $0.0242 Class C $0.0242 Class Y $0.3456 74U. 1 Number of shares outstanding (000's Omitted) Class A 14,940 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 943 Class C 2,798 Class Y 1,914 74V. 1 Net asset value per share (to nearest cent) Class A $ 30.65 2 Net asset value per share of a second class of open-end company shares (to neare cent) Class B $ 28.74 Class C $ 28.58 Class Y $ 30.75
INVESCO EUROPEAN GROWTH FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 10/31/2012 FILE NUMBER: 811-6463 SERIES NO.: 10
72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $11,239 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 459 Class C $ 883 Class R $ 412 Class Y $ 7,627 Investor Class $ 4,893 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A $0.9489 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B $0.6403 Class C $0.6403 Class R $0.8467 Class Y $1.0481 Investor Class $0.9719 74U. 1 Number of shares outstanding (000's Omitted) Class A 11,489 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 489 Class C 1,239 Class R 404 Class Y 7,925 Investor Class 4,746 74V. 1 Net asset value per share (to nearest cent) Class A $ 32.84 2 Net asset value per share of a second class of open-end company shares (to neare cent) Class B $ 30.87 Class C $ 30.90 Class R $ 32.73 Class Y $ 32.92 Investor Class $ 32.78
INVESCO INTERNATIONAL CORE EQUITY FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 10/31/2012 FILE NUMBER: 811-6463 SERIES NO.: 11
72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 1,195 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 85 Class C $ 296 Class R $ 71 Class Y $ 38 Investor Class $ 429 Class R5 $ 7,206 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A $0.2780 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B $0.1901 Class C $0.1901 Class R $0.2484 Class Y $0.3055 Investor Class $0.2780 Class R5 $0.3483 74U. 1 Number of shares outstanding (000's Omitted) Class A 3,956 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 313 Class C 1,237 Class R 204 Class Y 141 Investor Class 1,415 Class R5 774 Class R6 20,622 74V. 1 Net asset value per share (to nearest cent) Class A $ 9.87 2 Net asset value per share of a second class of open-end company shares (to neare cent) Class B $ 9.87 Class C $ 9.61 Class R $ 9.88 Class Y $ 10.03 Investor Class $ 10.02 Class R5 $ 9.89 Class R6 $ 9.88
INVESCO GLOBAL OPPORTUNITIES FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING: 10/31/2012 FILE NUMBER: 811-6463 SERIES NO.: 12
74U. 1 Number of shares outstanding (000's Omitted) Class A 156 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class C 1 Class R 1 Class Y 149 Class R5 1 Class R6 1 74V. 1 Net asset value per share (to nearest cent) Class A $10.64 2 Net asset value per share of a second class of open-end company shares (to neare Class C $10.62 Class R $10.63 Class Y $10.65 Class R5 $10.64 Class R6 $10.64
INVESCO SELECT OPPORTUNITIES FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 74U AND 74V. FOR PERIOD ENDING: 10/31/2012 FILE NUMBER: 811-6463 SERIES NO.: 13
74U. 1 Number of shares outstanding (000's Omitted) Class A 112 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class C 8 Class R 1 Class Y 99 Class R5 1 Class R6 1 74V. 1 Net asset value per share (to nearest cent) Class A $10.63 2 Net asset value per share of a second class of open-end company shares (to neare Class C $10.62 Class R $10.63 Class Y $10.64 Class R5 $10.64 Class R6 $10.64