0000950123-11-061926.txt : 20110627 0000950123-11-061926.hdr.sgml : 20110627 20110627152231 ACCESSION NUMBER: 0000950123-11-061926 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20110430 FILED AS OF DATE: 20110627 DATE AS OF CHANGE: 20110627 EFFECTIVENESS DATE: 20110627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) CENTRAL INDEX KEY: 0000880859 IRS NUMBER: 760352823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06463 FILM NUMBER: 11932998 BUSINESS ADDRESS: STREET 1: 11 GREENWAY PLAZA STE 2500 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7136261919 MAIL ADDRESS: STREET 1: AIM INTERNATIONAL FUNDS INC STREET 2: 11 GREENWAY PLAZA SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS DATE OF NAME CHANGE: 20031126 FORMER COMPANY: FORMER CONFORMED NAME: AIM INTERNATIONAL FUNDS INC /MD/ DATE OF NAME CHANGE: 20000620 FORMER COMPANY: FORMER CONFORMED NAME: AIM INTERNATIONAL MUTUAL FUNDS DATE OF NAME CHANGE: 20000323 0000880859 S000000226 INVESCO Asia Pacific Growth Fund C000000537 Class A ASIAX C000000538 Class B ASIBX C000000539 Class C ASICX C000071235 Class Y ASIYX 0000880859 S000000227 INVESCO European Growth Fund C000000540 Class A AEDAX C000000541 Class B AEDBX C000000542 Class C AEDCX C000000543 Class R AEDRX C000000544 Investor Class EGINX C000071236 Class Y AEDYX 0000880859 S000000228 INVESCO Global Small & Mid Cap Growth Fund C000000545 Class A AGAAX C000000546 Class B AGABX C000000547 Class C AGACX C000053091 INSTITUTIONAL CLASS GAIIX C000071237 Class Y AGAYX 0000880859 S000000229 INVESCO Global Growth Fund C000000548 Class A AGGAX C000000549 Class B AGGBX C000000550 Class C AGGCX C000053092 INSTITUTIONAL CLASS GGAIX C000071238 Class Y AGGYX 0000880859 S000000230 INVESCO International Growth Fund C000000551 Class A AIIEX C000000552 Class B AIEBX C000000553 Class C AIECX C000000554 Class R AIERX C000023043 Institutional Class AIEVX C000071239 Class Y AIIYX 0000880859 S000000231 INVESCO International Core Equity Fund C000000555 Class A IBVAX C000000556 Class B IBVBX C000000557 Class C IBVCX C000000558 Class R IIBRX C000000559 Investor Class IIBCX C000023044 Institutional Class IBVIX C000071240 Class Y IBVYX NSAR-A 1 h83047answer.fil SEMI ANNUAL REPORT PAGE 1 000 A000000 04/30/2011 000 C000000 0000880859 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 AIM INTL MUTUAL FUNDS (INV INTL MUTUAL FUNDS) 001 B000000 811-6463 001 C000000 7136261919 002 A000000 11 GREENWAY PLAZA, SUITE 100 002 B000000 HOUSTON 002 C000000 TX 002 D010000 77046 002 D020000 1173 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 Invesco International Growth Fund 007 C030100 N 007 C010300 3 007 C020300 Invesco Global 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A010300 4608 028 A020300 0 028 A030300 0 028 A040300 9137 028 B010300 7358 028 B020300 2467 028 B030300 0 028 B040300 11808 028 C010300 5543 028 C020300 0 028 C030300 0 028 C040300 10266 028 D010300 5285 028 D020300 0 028 D030300 0 028 D040300 12206 028 E010300 5359 028 E020300 0 028 E030300 0 028 E040300 13119 028 F010300 5732 028 F020300 0 028 F030300 0 028 F040300 12876 028 G010300 33885 028 G020300 2467 028 G030300 0 028 G040300 69412 028 H000300 4212 PAGE 6 028 A010500 1390 028 A020500 0 028 A030500 0 028 A040500 4097 028 B010500 1404 028 B020500 1143 028 B030500 0 028 B040500 4949 028 C010500 1212 028 C020500 0 028 C030500 0 028 C040500 4135 028 D010500 1248 028 D020500 0 028 D030500 0 028 D040500 3830 028 E010500 1376 028 E020500 0 028 E030500 0 028 E040500 3728 028 F010500 1285 028 F020500 0 028 F030500 0 028 F040500 4641 028 G010500 7915 028 G020500 1143 028 G030500 0 028 G040500 25380 028 H000500 1166 028 A010900 25725 028 A020900 0 028 A030900 0 028 A040900 16025 028 B010900 28153 028 B020900 7543 028 B030900 0 028 B040900 22306 028 C010900 23878 028 C020900 0 028 C030900 0 028 C040900 25048 028 D010900 15861 028 D020900 0 028 D030900 0 028 D040900 29307 028 E010900 16382 028 E020900 0 028 E030900 0 028 E040900 19049 028 F010900 20719 028 F020900 0 PAGE 7 028 F030900 0 028 F040900 15438 028 G010900 130718 028 G020900 7543 028 G030900 0 028 G040900 127173 028 H000900 16169 028 A011000 9556 028 A021000 0 028 A031000 0 028 A041000 15416 028 B011000 12508 028 B021000 10150 028 B031000 0 028 B041000 20172 028 C011000 19398 028 C021000 0 028 C031000 0 028 C041000 15696 028 D011000 25922 028 D021000 0 028 D031000 0 028 D041000 14737 028 E011000 16438 028 E021000 0 028 E031000 0 028 E041000 28577 028 F011000 23602 028 F021000 0 028 F031000 0 028 F041000 13771 028 G011000 107424 028 G021000 10150 028 G031000 0 028 G041000 108369 028 H001000 2236 028 A011100 2325 028 A021100 0 028 A031100 0 028 A041100 3719 028 B011100 1179 028 B021100 5227 028 B031100 0 028 B041100 5353 028 C011100 1365 028 C021100 0 028 C031100 0 028 C041100 4984 028 D011100 1132 028 D021100 0 028 D031100 0 PAGE 8 028 D041100 5450 028 E011100 3173 028 E021100 0 028 E031100 0 028 E041100 5043 028 F011100 3999 028 F021100 0 028 F031100 0 028 F041100 2606 028 G011100 13173 028 G021100 5227 028 G031100 0 028 G041100 27155 028 H001100 827 029 000100 Y 029 000300 Y 029 000500 Y 029 000900 Y 029 001000 Y 029 001100 Y 030 A000100 1137 030 B000100 5.50 030 C000100 0.00 030 A000300 177 030 B000300 5.50 030 C000300 0.00 030 A000500 50 030 B000500 5.50 030 C000500 0.00 030 A000900 698 030 B000900 5.50 030 C000900 0.00 030 A001000 97 030 B001000 5.50 030 C001000 0.00 030 A001100 31 030 B001100 5.50 030 C001100 0.00 031 A000100 138 031 B000100 0 031 A000300 23 031 B000300 0 031 A000500 8 031 B000500 0 031 A000900 84 031 B000900 0 031 A001000 13 031 B001000 0 031 A001100 5 031 B001100 0 032 000100 999 PAGE 9 032 000300 154 032 000500 42 032 000900 614 032 001000 84 032 001100 26 033 000100 0 033 000300 0 033 000500 0 033 000900 0 033 001000 0 033 001100 0 034 000100 Y 034 000300 Y 034 000500 Y 034 000900 Y 034 001000 Y 034 001100 Y 035 000100 38 035 000300 26 035 000500 11 035 000900 44 035 001000 29 035 001100 5 036 A000100 N 036 B000100 0 036 A000300 N 036 B000300 0 036 A000500 N 036 B000500 0 036 A000900 N 036 B000900 0 036 A001000 N 036 B001000 0 036 A001100 N 036 B001100 0 037 000100 Y 037 000300 Y 037 000500 Y 037 000900 Y 037 001000 Y 037 001100 Y 038 000100 38 038 000300 6 038 000500 0 038 000900 35 038 001000 7 038 001100 0 039 000100 N 039 000300 N 039 000500 N 039 000900 N PAGE 10 039 001000 N 039 001100 N 040 000100 Y 040 000300 Y 040 000500 Y 040 000900 Y 040 001000 Y 040 001100 Y 041 000100 Y 041 000300 Y 041 000500 Y 041 000900 Y 041 001000 Y 041 001100 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 042 A000900 0 042 B000900 0 042 C000900 100 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 0 042 A001000 0 042 B001000 0 042 C001000 100 042 D001000 0 042 E001000 0 PAGE 11 042 F001000 0 042 G001000 0 042 H001000 0 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 043 000100 3747 043 000300 1042 043 000500 400 043 000900 1180 043 001000 1090 043 001100 217 044 000100 0 044 000300 0 044 000500 0 044 000900 0 044 001000 0 044 001100 0 045 000100 Y 045 000300 Y 045 000500 Y 045 000900 Y 045 001000 Y 045 001100 Y 046 000100 N 046 000300 N 046 000500 N 046 000900 N 046 001000 N 046 001100 N 047 000100 Y 047 000300 Y 047 000500 Y 047 000900 Y 047 001000 Y 047 001100 Y 048 000100 0.000 048 A010100 250000 048 A020100 0.935 048 B010100 250000 048 B020100 0.910 048 C010100 500000 048 C020100 0.885 048 D010100 1500000 048 D020100 0.860 048 E010100 2500000 PAGE 12 048 E020100 0.835 048 F010100 2500000 048 F020100 0.810 048 G010100 2500000 048 G020100 0.785 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 10000000 048 K020100 0.760 048 000300 0.000 048 A010300 250000 048 A020300 0.800 048 B010300 250000 048 B020300 0.780 048 C010300 500000 048 C020300 0.760 048 D010300 1500000 048 D020300 0.740 048 E010300 2500000 048 E020300 0.720 048 F010300 2500000 048 F020300 0.700 048 G010300 2500000 048 G020300 0.680 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 10000000 048 K020300 0.660 048 000500 0.000 048 A010500 250000 048 A020500 0.800 048 B010500 250000 048 B020500 0.780 048 C010500 500000 048 C020500 0.760 048 D010500 1500000 048 D020500 0.740 048 E010500 2500000 048 E020500 0.720 048 F010500 2500000 048 F020500 0.700 048 G010500 2500000 048 G020500 0.680 PAGE 13 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 10000000 048 K020500 0.660 048 000900 0.000 048 A010900 250000 048 A020900 0.935 048 B010900 250000 048 B020900 0.910 048 C010900 500000 048 C020900 0.885 048 D010900 1500000 048 D020900 0.860 048 E010900 2500000 048 E020900 0.835 048 F010900 2500000 048 F020900 0.810 048 G010900 2500000 048 G020900 0.785 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 10000000 048 K020900 0.760 048 001000 0.000 048 A011000 250000 048 A021000 0.935 048 B011000 250000 048 B021000 0.910 048 C011000 500000 048 C021000 0.885 048 D011000 1500000 048 D021000 0.860 048 E011000 2500000 048 E021000 0.835 048 F011000 2500000 048 F021000 0.810 048 G011000 2500000 048 G021000 0.785 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 PAGE 14 048 J021000 0.000 048 K011000 10000000 048 K021000 0.760 048 001100 0.000 048 A011100 500000 048 A021100 0.750 048 B011100 500000 048 B021100 0.650 048 C011100 1000000 048 C021100 0.550 048 D011100 2000000 048 D021100 0.450 048 E011100 4000000 048 E021100 0.400 048 F011100 6000000 048 F021100 0.375 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 8000000 048 K021100 0.350 049 000100 N 049 000300 N 049 000500 N 049 000900 N 049 001000 N 049 001100 N 050 000100 N 050 000300 N 050 000500 N 050 000900 N 050 001000 N 050 001100 N 051 000100 N 051 000300 N 051 000500 N 051 000900 N 051 001000 N 051 001100 N 052 000100 N 052 000300 N 052 000500 N 052 000900 N 052 001000 N 052 001100 N 053 A000100 Y PAGE 15 053 B000100 Y 053 C000100 N 053 A000300 Y 053 B000300 Y 053 C000300 N 053 A000500 Y 053 B000500 Y 053 C000500 N 053 A000900 Y 053 B000900 Y 053 C000900 N 053 A001000 Y 053 B001000 Y 053 C001000 N 053 A001100 Y 053 B001100 Y 053 C001100 N 054 A00AA00 Y 054 B00AA00 N 054 C00AA00 N 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 055 A000100 N 055 B000100 N 055 A000300 N 055 B000300 N 055 A000500 N 055 B000500 N 055 A000900 N 055 B000900 N 055 A001000 N 055 B001000 N 055 A001100 Y 055 B001100 N 056 000100 Y 056 000300 Y 056 000500 Y 056 000900 Y 056 001000 Y 056 001100 Y 057 000100 N PAGE 16 057 000300 N 057 000500 N 057 000900 N 057 001000 N 057 001100 N 058 A000100 N 058 A000300 N 058 A000500 N 058 A000900 N 058 A001000 N 058 A001100 N 059 000100 Y 059 000300 Y 059 000500 Y 059 000900 Y 059 001000 Y 059 001100 Y 060 A000100 Y 060 B000100 Y 060 A000300 Y 060 B000300 Y 060 A000500 Y 060 B000500 Y 060 A000900 Y 060 B000900 Y 060 A001000 Y 060 B001000 Y 060 A001100 Y 060 B001100 Y 061 000100 50 061 000300 50 061 000500 50 061 000900 50 061 001000 50 061 001100 50 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 PAGE 17 062 Q000100 0.0 062 R000100 0.0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 PAGE 18 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A000100 0 063 B000100 0.0 063 A000300 0 063 B000300 0.0 063 A000500 0 063 B000500 0.0 063 A000900 0 063 B000900 0.0 063 A001000 0 063 B001000 0.0 PAGE 19 063 A001100 0 063 B001100 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000300 Y 066 B000300 Y 066 C000300 N 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 066 A000900 Y 066 B000900 Y 066 C000900 N 066 D000900 N 066 E000900 N 066 F000900 N 066 G000900 N 066 A001000 Y 066 B001000 N 066 C001000 Y 066 D001000 N 066 E001000 N 066 F001000 N 066 G001000 N 066 A001100 Y 066 B001100 N 066 C001100 N 066 D001100 Y 066 E001100 N 066 F001100 N 066 G001100 N 067 000100 N 067 000300 N 067 000500 N 067 000900 N 067 001000 N 067 001100 N 068 A000100 N PAGE 20 068 B000100 Y 068 A000300 N 068 B000300 Y 068 A000500 N 068 B000500 Y 068 A000900 N 068 B000900 Y 068 A001000 N 068 B001000 Y 068 A001100 N 068 B001100 Y 069 000100 N 069 000300 N 069 000500 N 069 000900 N 069 001000 N 069 001100 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 Y 070 N010100 Y 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N PAGE 21 070 R010100 Y 070 R020100 N 070 A010300 Y 070 A020300 N 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y PAGE 22 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 070 A010900 Y 070 A020900 N 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 Y 070 N010900 Y 070 N020900 N PAGE 23 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 N 070 Q020900 N 070 R010900 Y 070 R020900 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 N 070 I021000 N 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 Y 070 N011000 Y 070 N021000 N 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 N 070 Q021000 N 070 R011000 Y 070 R021000 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y PAGE 24 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 Y 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 Y 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A000100 478669 071 B000100 530324 071 C000100 3580879 071 D000100 13 071 A000300 211190 071 B000300 150347 071 C000300 664914 071 D000300 23 071 A000500 33770 071 B000500 51497 071 C000500 231614 071 D000500 15 071 A000900 56921 071 B000900 55667 071 C000900 537187 071 D000900 10 071 A001000 102785 071 B001000 118830 071 C001000 847819 071 D001000 12 071 A001100 43915 071 B001100 54238 PAGE 25 071 C001100 316315 071 D001100 14 072 A000100 6 072 B000100 30 072 C000100 58718 072 D000100 0 072 E000100 0 072 F000100 16314 072 G000100 0 072 H000100 0 072 I000100 3120 072 J000100 500 072 K000100 0 072 L000100 153 072 M000100 69 072 N000100 67 072 O000100 0 072 P000100 0 072 Q000100 305 072 R000100 21 072 S000100 15 072 T000100 3747 072 U000100 0 072 V000100 0 072 W000100 46 072 X000100 24357 072 Y000100 171 072 Z000100 34562 072AA000100 140817 072BB000100 69310 072CC010100 361600 072CC020100 0 072DD010100 19147 072DD020100 21163 072EE000100 0 072 A000300 6 072 B000300 1 072 C000300 10232 072 D000300 0 072 E000300 0 072 F000300 2704 072 G000300 0 072 H000300 0 072 I000300 909 072 J000300 119 072 K000300 0 072 L000300 55 072 M000300 18 072 N000300 35 072 O000300 0 072 P000300 0 PAGE 26 072 Q000300 99 072 R000300 20 072 S000300 0 072 T000300 1042 072 U000300 0 072 V000300 0 072 W000300 14 072 X000300 5015 072 Y000300 27 072 Z000300 5245 072AA000300 65920 072BB000300 15016 072CC010300 33445 072CC020300 0 072DD010300 2433 072DD020300 315 072EE000300 0 072 A000500 6 072 B000500 0 072 C000500 2395 072 D000500 0 072 E000500 0 072 F000500 953 072 G000500 0 072 H000500 0 072 I000500 447 072 J000500 47 072 K000500 0 072 L000500 62 072 M000500 11 072 N000500 30 072 O000500 0 072 P000500 0 072 Q000500 47 072 R000500 21 072 S000500 2 072 T000500 400 072 U000500 0 072 V000500 0 072 W000500 10 072 X000500 2030 072 Y000500 6 072 Z000500 371 072AA000500 7547 072BB000500 699 072CC010500 21301 072CC020500 0 072DD010500 1240 072DD020500 12 072EE000500 0 072 A000900 6 PAGE 27 072 B000900 0 072 C000900 5411 072 D000900 0 072 E000900 0 072 F000900 2710 072 G000900 0 072 H000900 0 072 I000900 615 072 J000900 267 072 K000900 0 072 L000900 39 072 M000900 17 072 N000900 35 072 O000900 0 072 P000900 0 072 Q000900 83 072 R000900 15 072 S000900 0 072 T000900 1180 072 U000900 0 072 V000900 0 072 W000900 12 072 X000900 4973 072 Y000900 59 072 Z000900 497 072AA000900 24569 072BB000900 6481 072CC010900 29178 072CC020900 0 072DD010900 3296 072DD020900 622 072EE000900 5053 072 A001000 6 072 B001000 839 072 C001000 18047 072 D001000 0 072 E001000 0 072 F001000 4149 072 G001000 0 072 H001000 0 072 I001000 915 072 J001000 101 072 K001000 0 072 L001000 54 072 M001000 23 072 N001000 40 072 O001000 0 072 P001000 0 072 Q001000 130 072 R001000 21 072 S001000 1 PAGE 28 072 T001000 1090 072 U001000 0 072 V001000 0 072 W001000 33 072 X001000 6557 072 Y001000 56 072 Z001000 12385 072AA001000 39537 072BB001000 17628 072CC011000 90720 072CC021000 0 072DD011000 5035 072DD021000 5472 072EE001000 0 072 A001100 6 072 B001100 0 072 C001100 6058 072 D001100 0 072 E001100 0 072 F001100 1208 072 G001100 0 072 H001100 0 072 I001100 172 072 J001100 52 072 K001100 0 072 L001100 19 072 M001100 13 072 N001100 40 072 O001100 0 072 P001100 0 072 Q001100 67 072 R001100 23 072 S001100 0 072 T001100 217 072 U001100 0 072 V001100 0 072 W001100 18 072 X001100 1829 072 Y001100 4 072 Z001100 4233 072AA001100 15789 072BB001100 6362 072CC011100 18600 072CC021100 0 072DD011100 493 072DD021100 4787 072EE001100 0 073 A010100 0.0000 073 A020100 0.0000 073 B000100 0.0000 073 C000100 0.0000 PAGE 29 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 073 A010900 0.0000 073 A020900 0.0000 073 B000900 0.2540 073 C000900 0.0000 073 A011000 0.0000 073 A021000 0.0000 073 B001000 0.0000 073 C001000 0.0000 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A000100 8078 074 B000100 0 074 C000100 0 074 D000100 0 074 E000100 0 074 F000100 3848612 074 G000100 0 074 H000100 0 074 I000100 273011 074 J000100 28859 074 K000100 0 074 L000100 27564 074 M000100 3871 074 N000100 4189995 074 O000100 41760 074 P000100 1974 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 6741 074 S000100 0 074 T000100 4139520 074 U010100 70660 074 U020100 66499 074 V010100 0.00 074 V020100 0.00 074 W000100 0.0000 074 X000100 371186 074 Y000100 0 074 A000300 0 PAGE 30 074 B000300 0 074 C000300 0 074 D000300 0 074 E000300 7033 074 F000300 686516 074 G000300 0 074 H000300 0 074 I000300 46910 074 J000300 914 074 K000300 0 074 L000300 1645 074 M000300 746 074 N000300 743764 074 O000300 911 074 P000300 511 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 2409 074 S000300 0 074 T000300 739933 074 U010300 30184 074 U020300 5430 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 85222 074 Y000300 0 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 240411 074 G000500 0 074 H000500 0 074 I000500 7349 074 J000500 2946 074 K000500 0 074 L000500 823 074 M000500 167 074 N000500 251696 074 O000500 1794 074 P000500 217 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 566 074 S000500 0 PAGE 31 074 T000500 249119 074 U010500 8816 074 U020500 1233 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 55258 074 Y000500 0 074 A000900 1303 074 B000900 0 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 566636 074 G000900 0 074 H000900 0 074 I000900 69268 074 J000900 1881 074 K000900 0 074 L000900 3694 074 M000900 123 074 N000900 642905 074 O000900 0 074 P000900 405 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 4371 074 S000900 0 074 T000900 638129 074 U010900 14323 074 U020900 5686 074 V010900 0.00 074 V020900 0.00 074 W000900 0.0000 074 X000900 56651 074 Y000900 0 074 A001000 191 074 B001000 0 074 C001000 0 074 D001000 0 074 E001000 0 074 F001000 930700 074 G001000 0 074 H001000 0 074 I001000 93693 074 J001000 3601 074 K001000 0 074 L001000 6374 074 M001000 1107 PAGE 32 074 N001000 1035666 074 O001000 4862 074 P001000 531 074 Q001000 0 074 R011000 0 074 R021000 0 074 R031000 0 074 R041000 1168 074 S001000 0 074 T001000 1029105 074 U011000 13303 074 U021000 16466 074 V011000 0.00 074 V021000 0.00 074 W001000 0.0000 074 X001000 92996 074 Y001000 0 074 A001100 404 074 B001100 0 074 C001100 0 074 D001100 0 074 E001100 8365 074 F001100 318889 074 G001100 0 074 H001100 0 074 I001100 24724 074 J001100 0 074 K001100 0 074 L001100 1662 074 M001100 85 074 N001100 354129 074 O001100 1711 074 P001100 94 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 14329 074 S001100 0 074 T001100 337995 074 U011100 3611 074 U021100 24761 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 16460 074 Y001100 13895 075 A000100 0 075 B000100 3815 075 A000300 0 075 B000300 697871 PAGE 33 075 A000500 0 075 B000500 239910 075 A000900 0 075 B000900 596659 075 A001000 0 075 B001000 925391 075 A001100 0 075 B001100 323920 076 000100 0.00 076 000300 0.00 076 000500 0.00 076 000900 0.00 076 001000 0.00 076 001100 0.00 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 Y 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 PAGE 34 SIGNATURE KELLI GALLEGOS TITLE ASSISTANT VP & ASSISTANT TREASURER EX-99.77E LEGAL 2 h83047ex77e.txt EXHIBIT Sub-Item 77E LEGAL PROCEEDINGS AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) SETTLED ENFORCEMENT ACTIONS AND INVESTIGATIONS RELATED TO MARKET TIMING On October 8, 2004, Invesco Advisers, Inc. (Invesco), successor by merger to Invesco Aim Advisors, Inc. and INVESCO Funds Group, Inc. (IFG), both former investment advisers, along with Invesco Aim Distributors, n/k/a Invesco Distributors, Inc. (Invesco Distributors) reached final settlements with certain regulators, including the Securities and Exchange Commission (SEC), the New York Attorney General and the Colorado Attorney General, to resolve civil enforcement actions and/or investigations related to market timing and related activity in the AIM Funds (n/k/a the Invesco Funds), including those formerly advised by IFG. As part of the settlements, a $325 million fair fund ($110 million of which is civil penalties) was created to compensate shareholders harmed by market timing and related activity in funds formerly advised by IFG. Additionally, Invesco and Invesco Distributors created a $50 million fair fund ($30 million of which is civil penalties) to compensate shareholders harmed by market timing and related activity in funds advised by Invesco, which was done pursuant to the terms of the settlement. The methodology of the fair funds distributions was determined by Invesco's independent distribution consultant (IDC Plan), in consultation with Invesco and the independent trustees of the Invesco Funds, and approved by the SEC on May 23, 2008. The IDC Plan provides for distribution to all eligible investors, for the periods spanning January 1, 2000 through July 31, 2003 (for the IFG Fair Fund) and January 1, 2001 through September 30, 2003 (for the AIM Fair Fund), their proportionate share of the applicable Fair Fund to compensate such investors for injury they may have suffered as a result of market timing in the affected funds. The IDC Plan includes a provision for any residual amounts in the Fair Funds to be distributed in the future to the affected funds. Further details regarding the IDC Plan and distributions thereunder are available on Invesco's Web site, available at http://www.invesco.com/us. Pending Regulatory Action Alleging Market Timing On August 30, 2005, the West Virginia Office of the State Auditor - Securities Commission (WVASC) issued a Summary Order to Cease and Desist and Notice of Right to Hearing to Invesco and Invesco Distributors (collectively, Invesco) (Order No. 05-1318). The WVASC made findings of fact that Invesco allegedly entered into certain arrangements permitting market timing of the Invesco Funds and failed to disclose these arrangements in the prospectuses for such Funds, and conclusions of law to the effect that Invesco violated the West Virginia securities laws. The WVASC ordered Invesco to cease any further violations and sought to impose monetary sanctions, including restitution to affected investors, disgorgement of fees, reimbursement of investigatory, administrative and legal costs and an "administrative assessment" to be determined by the Commissioner. Invesco is not aware of any further efforts by WVASC to pursue the prosecution of this matter. Invesco settled all other regulatory investigations related to market timing, resulting in: 1) affected shareholders receiving restitution; 2) Invesco paying disgorgement and civil penalties; and 3) Invesco taking remedial actions to prevent market timing. Accordingly, Invesco considers this matter resolved. Private Civil Actions Alleging Market Timing Multiple civil lawsuits, including purported class action and shareholder derivative suits, were filed against various parties (including, depending on the lawsuit, certain Invesco Funds, IFG, Invesco, Invesco Aim Management Group, Inc., n/k/a Invesco Management Group, Inc. and certain related entities, certain of their current and former officers and/or certain unrelated third parties) based on allegations of improper market timing and related activity in the Invesco Funds. The lawsuits were transferred to the United States District Court for the District of Maryland (the MDL Court) for consolidated or coordinated pre-trial Sub-Item 77E proceedings. Pursuant to an Order of the MDL Court, plaintiffs in these lawsuits consolidated their claims into three amended complaints against various Invesco - and IFG-related parties, as described below. - RICHARD LEPERA, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED (LEAD PLAINTIFF: CITY OF CHICAGO DEFERRED COMPENSATION PLAN), V. INVESCO FUNDS GROUP, INC., ET AL, in the MDL Court (Case No. 04-MD-15864; No. 04-CV-00814-JFM) (originally in the United States District Court for the District of Colorado), filed on September 29, 2004. - CYNTHIA ESSENMACHER, ET AL., Derivatively on Behalf of the Mutual Funds, Trusts and Corporations Comprising the Invesco and AIM Family of Mutual Funds v. AMVESCAP, PLC, ET AL., in the MDL Court (Case No. 04-MD-15864-FPS; No. 04-819), filed on September 29, 2004. - MIRIAM CALDERON, INDIVIDUALLY AND ON BEHALF OF ALL OTHERS SIMILARLY SITUATED, V. AVZ, INC., ET AL., in the MDL Court (Case No. 1:04-MD-15864-FPS), filed on September 29, 2004. On January 5, 2008, the parties reached an agreement in principle to settle both the Lepera and the Essenmacher lawsuits, subject to MDL Court approval. On December 15, 2008, the parties reached an agreement in principle to settle the Calderon lawsuit, subject to MDL Court approval. No payments were required under the Calderon settlement; however, the parties agreed that certain limited changes to benefit plans and participants' accounts would be made. The MDL Court formally approved the settlements and dismissed with prejudice all claims against the Invesco-related parties on October 25, 2010. There was a brief period to appeal the MDL Court's approval; however, no appeal was filed. This matter is concluded. At the present time, management of Invesco and the Invesco Funds are unable to estimate the impact, if any, that the outcome of the Pending Litigation and Regulatory Inquiries described herein may have on Invesco, Invesco Distributors or the Invesco Funds. EX-99.77Q1 OTHR EXHB 3 h83047ex77q1a.txt EXHIBIT Sub-Item 77Q1(a) AMENDMENT NO. 8 TO THE AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) This Amendment No. 8 (the "Amendment") to the Amended and Restated Agreement and Declaration of Trust of AIM International Mutual Funds (Invesco International Mutual Funds) (the "Trust") amends, effective as of April 1, 2011, the Amended and Restated Agreement and Declaration of Trust of the Trust dated as of September 14, 2005, as amended (the "Agreement"). Under Section 9.7 of the Agreement, this Amendment may be executed by a duly authorized officer of the Trust. WHEREAS, the Trustees of the Trust approved this amendment and a vote of the Shareholders is not required for this amendment; NOW, THEREFORE, the Agreement is hereby amended as follows: 1. Section 3.2 is amended to read as follows: Section 3.2 Trustees. The number of Trustees shall be such number as shall be fixed from time to time by a majority of the Trustees; provided, however, that the number of Trustees shall in no event be less than two (2) nor more than sixteen (16). 2. All capitalized terms are used herein as defined in the Agreement unless otherwise defined herein. All references in the Agreement to "this Agreement" shall mean the Agreement as amended by this Amendment. 3. Except as specifically amended by this Amendment, the Agreement is hereby confirmed and remains in full force and effect. IN WITNESS WHEREOF, the undersigned, a duly authorized officer of the Trust, has executed this Amendment as of April 1, 2011. By: /s/ John M. Zerr ------------------------------------ Name: John M. Zerr Title: Senior Vice President EX-99.77Q1 OTHR EXHB 4 h83047ex77q1e-1.txt EXHIBIT SUB-ITEM 77Q1E MEMORANDUM OF AGREEMENT (ADVISORY FEE WAIVERS) This Memorandum of Agreement is entered into as of the effective date on the attached Exhibit A and B (each an "Exhibit" or, collectively the "Exhibits"), between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM International Mutual Funds (Invesco International Mutual Funds), AIM Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Treasurer's Series Trust (Invesco Treasurer's Series Trust), AIM Variable Insurance Funds (Invesco Variable Insurance Funds) and Short-Term Investments Trust (each a "Trust" or, collectively, the "Trusts"), on behalf of the funds listed on the Exhibits to this Memorandum of Agreement (the "Funds"), and Invesco Advisers, Inc. ("Invesco"). Invesco shall and hereby agrees to waive fees of the Funds, on behalf of their respective classes as applicable, severally and not jointly, as indicated in the Exhibits. For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts and Invesco agree that until at least the expiration date set forth on Exhibit A (the "Expiration Date") and with respect to those Funds listed on the Exhibit, Invesco will waive its advisory fees at the rate set forth on the Exhibit. For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts and Invesco Aim agree as follows: 1. Each Trust, for itself and its Funds, and Invesco agree that until the expiration date, if any, of the commitment set forth on the attached Exhibit B occurs, as such Exhibit B is amended from time to time, Invesco will waive advisory fees payable by an Investing Trust in an amount equal to 100% of the net advisory fee Invesco receives on the Uninvested Cash (defined below) from the Affiliated Money Market Fund (defined below) in which the Investing Trust invests (the "Waiver"). i. Invesco's Fund Accounting Group will calculate, and apply, the Waiver monthly, based upon the average investment of Uninvested Cash made by the Investing Trust during the previous month in an Affiliated Money Market Fund. ii. The Waiver will not apply to those investing Trusts that do not charge an advisory fee, either due to the terms of their advisory agreement, or as a result of contractual or voluntary fee waivers. iii. The Waiver will not apply to cash collateral for securities lending. For purposes of the paragraph above, the following terms shall have the following meanings: (a) "Affiliated Money Market Fund" - any existing or future Trust that holds itself out as a money market fund and complies with Rule 2a-7 under the Investment Company Act of 1940, as amended; and (b) "Uninvested Cash" - cash available and uninvested by a Trust that may result from a variety of sources, including dividends or interest received on portfolio securities, unsettled securities transactions, strategic reserves, matured investments, proceeds from liquidation of investment securities, dividend payments, or new investor capital. 1 2. Neither a Trust nor Invesco may remove or amend the Waiver to a Trust's detriment prior to requesting and receiving the approval of the Board of Trustee of the applicable Fund's Trust to remove or amend such Waiver. Invesco will not have any right to reimbursement of any amount so waived. The Boards of Trustees and Invesco may terminate or modify this Memorandum of Agreement prior to the Expiration Date only by mutual written consent. Invesco will not have any right to reimbursement of any amount so waived or reimbursed. Subject to the foregoing paragraphs, each of the Trusts and Invesco agree to review the then-current waivers for each class of the Funds listed on the Exhibits on a date prior to the Expiration Date to determine whether such waivers should be amended, continued or terminated. The waivers will expire upon the Expiration Date unless the Trusts and Invesco have agreed to continue them. The Exhibits will be amended to reflect any such agreement. It is expressly agreed that the obligations of the Trusts hereunder shall not be binding upon any of the Trustees, shareholders, nominees, officers, agents or employees of the Trusts personally, but shall only bind the assets and property of the Funds, as provided in each Trust's Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement have been authorized by the Trustees of each Trust, and this Memorandum of Agreement has been executed and delivered by an authorized officer of each Trust acting as such; neither such authorization by such Trustees nor such execution and delivery by such officer shall be deemed to have been made by any of them individually or to impose any liability on any of them personally, but shall bind only the assets and property of the Funds, as provided in each Trust's Agreement and Declaration of Trust. IN WITNESS WHEREOF, each of the Trusts, on behalf of itself and its Funds listed in Exhibit A and B to this Memorandum of Agreement, and Invesco have entered into this Memorandum of Agreement as of the Effective Date on the attached Exhibits. AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) AIM FUNDS GROUP (INVESCO FUNDS GROUP) AIM GROWTH SERIES (INVESCO GROWTH SERIES) AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS) AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S SERIES TRUST) AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) SHORT-TERM INVESTMENTS TRUST on behalf of the Funds listed in the Exhibit to this Memorandum of Agreement By: /s/ John Zerr -------------------------------------- Title: Senior Vice President INVESCO ADVISERS, INC. By: /s/ John Zerr -------------------------------------- Title: Senior Vice President 2 EXHIBIT A TO ADVISORY FEE MOA
AIM EQUITY FUNDS (INVESCO EQUITY EXPIRATION FUNDS) WAIVER DESCRIPTION EFFECTIVE DATE DATE --------------------- ---------------------------------------------- -------------- ---------- Invesco Charter Invesco will waive advisory fees to the extent 1/1/2005 12/31/2012 Fund necessary so that advisory fees Invesco receives do not exceed the annualized rates listed below. 0.75% of the first $150M 0.615% of the next $4.85B 0.57% of the next $2.5B 0.545% of the next $2.5B 0.52% of the excess over $10B Invesco Invesco will waive advisory fees to the extent 3/27/2006 12/31/2012 Constellation Fund necessary so that advisory fees Invesco receives do not exceed the annualized rates listed below. 0.695% of the first $250M 0.615% of the next $4B 0.595% of the next $750M 0.57% of the next $2.5B 0.545% of the next $2.5B 0.52% of the excess over $10B
AIM FUNDS GROUP (INVESCO FUNDS EXPIRATION GROUP) WAIVER DESCRIPTION EFFECTIVE DATE DATE ----------------------- ---------------------------------------------- -------------- ---------- Invesco Basic Invesco will waive advisory fees to the extent 1/1/2005 12/31/2012 Balanced Fund necessary so that advisory fees Invesco receives do not exceed the annualized rates listed below. 0.62% of the first $250M 0.605% of the next $250M 0.59% of the next $500M 0.575% of the next $1.5B 0.56% of the next $2.5B 0.545% of the next $2.5B 0.53% of the next $2.5B 0.515% of the excess over $10B
3
AIM TAX-EXEMPT FUNDS (INVESCO EXPIRATION TAX-EXEMPT FUNDS) WAIVER DESCRIPTION EFFECTIVE DATE DATE ----------------------- ----------------------------------------------- -------------- ---------- Invesco Van Kampen Invesco will waive advisory fees in the amount 2/12/2010 6/30/2012 Intermediate Term of 0.10% of the Fund's average daily net assets Municipal Income Fund Invesco Van Kampen Invesco will waive advisory fees in the amount 2/12/2010 6/30/2012 New York Tax Free of 0.25% of the Fund's average daily net assets Income Fund
AIM TREASURER'S SERIES TRUST (INVESCO TREASURER'S SERIES EXPIRATION TRUST) WAIVER DESCRIPTION EFFECTIVE DATE DATE --------------------------- ----------------------------------------------- -------------- ---------- Premier Portfolio Invesco will waive advisory fees in the amount 2/25/2005 12/31/2011 of 0.03% of the Fund's average daily net assets Premier U.S. Invesco will waive advisory fees in the amount 2/25/2005 12/31/2011 Government Money of 0.05% of the Fund's average daily net Portfolio assets
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE EXPIRATION INSURANCE FUNDS) WAIVER DESCRIPTION EFFECTIVE DATE DATE ----------------------- ---------------------------------------------- -------------- ----------- Invesco V. I. Basic Invesco will waive advisory fees to the extent 1/1/2010 04/30/2012 Balanced Fund necessary so that advisory fees Invesco receives do not exceed the annualized rates listed below. 0.62% of the first $250M 0.605% of the next $250M 0.59% of the next $500M 0.575% of the next $1.5B 0.56% of the next $2.5B 0.545% of the next $2.5B 0.53% of the next $2.5B 0.515% of the excess over $10B Invesco V. I. Capital Invesco will waive advisory fees to the extent 1/1/2005 4/30/2012 Development Fund necessary so that advisory fees Invesco receives do not exceed the annualized rates listed below. 0.745% of the first $250M 0.73% of the next $250M 0.715% of the next $500M 0.70% of the next $1.5B 0.685% of the next $2.5B 0.67% of the next $2.5B 0.655% of the next $2.5B 0.64% of the excess over $10B
4 EXHIBIT "B" AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL -------------------------------------------------- --------------- --------------- Invesco Balanced Fund February 12, 2010 June 30, 2011 Invesco California Tax-Free Income Fund February 12, 2010 June 30, 2011 Invesco Core Plus Bond Fund June 2, 2009 June 30, 2011 Invesco Dividend Growth Securities Fund February 12, 2010 June 30, 2011 Invesco Equally-Weighted S&P 500 Fund February 12, 2010 June 30, 2011 Invesco Floating Rate Fund July 1, 2007 June 30, 2011 Invesco Fundamental Value Fund February 12, 2010 June 30, 2011 Invesco Large Cap Relative Value Fund February 12, 2010 June 30, 2011 Invesco Multi-Sector Fund July 1, 2007 June 30, 2011 Invesco New York Tax-Free Income Fund February 12, 2010 June 30, 2011 Invesco S&P 500 Index Fund February 12, 2010 June 30, 2011 Invesco Select Real Estate Income Fund July 1, 2007 June 30, 2011 Invesco Structured Core Fund July 1, 2007 June 30, 2011 Invesco Van Kampen American Franchise Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Core Equity Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Equity and Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Equity Premium Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Growth and Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Pennsylvania Tax Free Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Small Cap Growth Fund February 12, 2010 June 30, 2011
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
PORTFOLIO EFFECTIVE DATE COMMITTED UNTIL ------------------------------- ------------- -------------- Invesco Capital Development Fund July 1, 2007 June 30, 2011 Invesco Charter Fund July 1, 2007 June 30, 2011 Invesco Constellation Fund July 1, 2007 June 30, 2011 Invesco Disciplined Equity Fund July 14, 2009 June 30, 2011 Invesco Diversified Dividend Fund July 1, 2007 June 30, 2011 Invesco Large Cap Basic Value Fund July 1, 2007 June 30, 2011 Invesco Large Cap Growth Fund July 1, 2007 June 30, 2011 Invesco Summit Fund July 1, 2007 June 30, 2011
AIM FUNDS GROUP (INVESCO FUNDS GROUP)
FUND EFFECTIVE DATE COMMITTED UNTIL --------------------------------------- -------------- --------------- Invesco Basic Balanced Fund July 1, 2007 June 30, 2011 Invesco European Small Company Fund July 1, 2007 June 30, 2011 Invesco Global Core Equity Fund July 1, 2007 June 30, 2011 Invesco International Small Company Fund July 1, 2007 June 30, 2011 Invesco Mid Cap Basic Value Fund July 1, 2007 June 30, 2011 Invesco Select Equity Fund July 1, 2007 June 30, 2011 Invesco Small Cap Equity Fund July 1, 2007 June 30, 2011
AIM GROWTH SERIES (INVESCO GROWTH SERIES)
FUND EFFECTIVE DATE COMMITTED UNTIL --------------------------------------- -------------- --------------- Invesco Basic Value Fund July 1, 2007 June 30, 2011 Invesco Convertible Securities Fund February 12, 2010 June 30, 2011 Invesco Global Equity Fund July 1, 2007 June 30, 2011 Invesco Mid Cap Core Equity Fund July 1, 2007 June 30, 2011
5
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------------------- --------------- --------------- Invesco Small Cap Growth Fund July 1, 2007 June 30, 2011 Invesco Van Kampen Asset Allocation Conservative Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Asset Allocation Growth Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Asset Allocation Moderate Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Harbor Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Leaders Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Real Estate Securities Fund February 12, 2010 June 30, 2011 Invesco Van Kampen U.S. Mortgage Fund February 12, 2010 June 30, 2011
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------- -------------- -------------- Invesco Asia Pacific Growth Fund July 1, 2007 June 30, 2011 Invesco European Growth Fund July 1, 2007 June 30, 2011 Invesco Global Growth Fund July 1, 2007 June 30, 2011 Invesco Global Small & Mid Cap Growth Fund July 1, 2007 June 30, 2011 Invesco International Growth Fund July 1, 2007 June 30, 2011 Invesco International Core Equity Fund July 1, 2007 June 30, 2011
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL --------------------------------------------------- --------------- --------------- Invesco Balanced-Risk Allocation Fund* May 29, 2009 June 30, 2011 Invesco Balanced-Risk Commodity Fund** November 29, 2010 June 30, 2011 Invesco China Fund July 1, 2007 June 30, 2011 Invesco Commodities Strategy Fund*** February 12, 2010 June 30, 2011 Invesco Developing Markets Fund July 1, 2007 June 30, 2011 Invesco Emerging Market Local Currency Debt Fund June 14, 2010 June 30, 2011 Invesco Endeavor Fund July 1, 2007 June 30, 2011 Invesco Global Advantage Fund February 12, 2010 June 30, 2011 Invesco Global Dividend Growth Securities Fund February 12, 2010 June 30, 2011 Invesco Global Fund July 1, 2007 June 30, 2011 Invesco Global Health Care Fund July 1, 2007 June 30, 2011 Invesco Health Sciences Fund February 12, 2010 June 30, 2011 Invesco International Total Return Fund July 1, 2007 June 30, 2011 Invesco Japan Fund July 1, 2007 June 30, 2011 Invesco LIBOR Alpha Fund July 1, 2007 June 30, 2011 Invesco Pacific Growth Fund February 12, 2010 June 30, 2011 Invesco Small Companies Fund July 1, 2007 June 30, 2011 Invesco Van Kampen Emerging Markets Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Global Equity Allocation Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Global Franchise Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Global Tactical Asset Allocation Fund February 12, 2010 June 30, 2011 Invesco Van Kampen International Advantage Fund February 12, 2010 June 30, 2011 Invesco Van Kampen International Growth Fund February 12, 2010 June 30, 2011
---------- * Advisory fees to be waived by Invesco for Invesco Balanced-Risk Allocation Fund also include advisory fees that Invesco receives on the Uninvested Cash from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund I, Ltd. invests. ** Advisory fees to be waived by Invesco for Invesco Balanced-Risk Commodity Strategy Fund also include advisory fees that Invesco receives on the Uninvested Cash from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund III, Ltd. invests. *** Advisory fees to be waived by Invesco for Invesco Commodities Strategy Fund also include advisory fees that Invesco receives on the Uninvested Cash from the Affiliated Money Market Fund in which Invesco Cayman Commodity Fund II, Ltd. Invests. AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL -------------------------------------------- --------------- --------------- Invesco Core Bond Fund July 1, 2007 June 30, 2011 Invesco Dynamics Fund July 1, 2007 June 30, 2011 Invesco Global Real Estate Fund July 1, 2007 June 30, 2011 Invesco High Yield Fund July 1, 2007 June 30, 2011 Invesco High Yield Securities Fund February 12, 2010 June 30, 2011 Invesco Income Fund July 1, 2007 June 30, 2011 Invesco Limited Maturity Treasury Fund July 1, 2007 June 30, 2011 Invesco Money Market Fund July 1, 2007 June 30, 2011 Invesco Municipal Bond Fund July 1, 2007 June 30, 2011 Invesco Real Estate Fund July 1, 2007 June 30, 2011 Invesco Short Term Bond Fund July 1, 2007 June 30, 2011 Invesco U.S. Government Fund July 1, 2007 June 30, 2011 Invesco Van Kampen Core Plus Fixed Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Corporate Bond Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Government Securities Fund February 12, 2010 June 30, 2011 Invesco Van Kampen High Yield Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Limited Duration Fund February 12, 2010 June 30, 2011
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL ---------------------------------------- -------------- -------------- Invesco Energy Fund July 1, 2007 June 30, 2011 Invesco Financial Services Fund July 1, 2007 June 30, 2011 Invesco Gold & Precious Metals Fund July 1, 2007 June 30, 2011 Invesco Leisure Fund July 1, 2007 June 30, 2011 Invesco Mid-Cap Value Fund February 12, 2010 June 30, 2011 Invesco Small-Mid Special Value Fund February 12, 2010 June 30, 2011 Invesco Special Value Fund February 12, 2010 June 30, 2011 Invesco Technology Fund July 1, 2007 June 30, 2011 Invesco Technology Sector Fund February 12, 2010 June 30, 2011 Invesco U.S. Mid Cap Value Fund February 12, 2010 June 30, 2011 Invesco U.S. Small Cap Value Fund February 12, 2010 June 30, 2011 Invesco U.S. Small/Mid Cap Value Fund February 12, 2010 June 30, 2011 Invesco Utilities Fund July 1, 2007 June 30, 2011 Invesco Value Fund February 12, 2010 June 30, 2011 Invesco Value II Fund February 12, 2010 June 30, 2011 Invesco Van Kampen American Value Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Capital Growth Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Comstock Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Enterprise Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Mid Cap Growth Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Small Cap Value Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Technology Sector Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Utility Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Value Opportunities Fund February 12, 2010 June 30, 2011
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL --------------------------------------------- -------------- --------------- Invesco High Income Municipal Fund July 1, 2007 June 30, 2011 Invesco Municipal Fund February 12, 2010 June 30, 2011 Invesco Tax-Exempt Cash Fund July 1, 2007 June 30, 2011 Invesco Tax-Exempt Securities Fund February 12, 2010 June 30, 2011
FUND EFFECTIVE DATE COMMITTED UNTIL ------------------------------------------------ --------------- ------------- Invesco Tax-Exempt Securities Fund February 12, 2010 June 30, 2011 Invesco Tax-Free Intermediate Fund July 1, 2007 June 30, 2011 Invesco Van Kampen California Insured Tax Free Fund February 12, 2010 June 30, 2011 Invesco Van Kampen High Yield Municipal Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Insured Tax Free Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Intermediate Term Municipal Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen Municipal Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen New York Tax Free Income Fund February 12, 2010 June 30, 2011
AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
FUND EFFECTIVE DATE COMMITTED UNTIL --------------------------------------------------- --------------- --------------- Invesco V.I. Basic Balanced Fund July 1, 2007 June 30, 2011 Invesco V.I. Basic Value Fund July 1, 2007 June 30, 2011 Invesco V.I. Capital Appreciation Fund July 1, 2007 June 30, 2011 Invesco V.I. Capital Development Fund July 1, 2007 June 30, 2011 Invesco V.I. Core Equity Fund July 1, 2007 June 30, 2011 Invesco V.I. Diversified Income Fund July 1, 2007 June 30, 2011 Invesco V.I. Dividend Growth Fund February 12, 2010 June 30, 2011 Invesco V.I. Dynamics Fund July 1, 2007 June 30, 2011 Invesco V.I. Financial Services Fund July 1, 2007 June 30, 2011 Invesco V.I. Global Dividend Growth Fund February 12, 2010 June 30, 2011 Invesco V.I. Global Health Care Fund July 1, 2007 June 30, 2011 Invesco V.I. Global Multi-Asset Fund October 22, 2008 June 30, 2011 Invesco V.I. Global Real Estate Fund July 1, 2007 June 30, 2011 Invesco V.I. Government Securities Fund July 1, 2007 June 30, 2011 Invesco V.I. High Yield Fund July 1, 2007 June 30, 2011 Invesco V.I. High Yield Securities Fund February 12, 2010 June 30, 2011 Invesco V.I. Income Builder Fund February 12, 2010 June 30, 2011 Invesco V.I. International Growth Fund July 1, 2007 June 30, 2011 Invesco V.I. Large Cap Growth Fund July 1, 2007 June 30, 2011 Invesco V.I. Leisure Fund July 1, 2007 June 30, 2011 Invesco V.I. Mid Cap Core Equity Fund July 1, 2007 June 30, 2011 Invesco V.I. Money Market Fund July 1, 2007 June 30, 2011 Invesco V.I. S&P 500 Index Fund February 12, 2010 June 30, 2011 Invesco V.I. Select Dimensions Balanced Fund February 12, 2010 June 30, 2011 Invesco V.I. Select Dimensions Dividend Growth Fund February 12, 2010 June 30, 2011 Invesco V.I. Select Dimensions Equally-Weighted S&P 500 Fund February 12, 2010 June 30, 2011 Invesco V.I. Small Cap Equity Fund July 1, 2007 June 30, 2011 Invesco V.I. Technology Fund July 1, 2007 June 30, 2011 Invesco V.I. Utilities Fund July 1, 2007 June 30, 2011 Invesco Van Kampen V.I. Capital Growth Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. Comstock Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. Equity and Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. Global Tactical Asset Allocation Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. Global Value Equity Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. Government Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. Growth and Income Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. High Yield Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. International Growth Equity Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. Mid Cap Growth Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. Mid Cap Value Fund February 12, 2010 June 30, 2011 Invesco Van Kampen V.I. Value Fund February 12, 2010 June 30, 2011
SHORT-TERM INVESTMENTS TRUST
FUND EFFECTIVE DATE COMMITTED UNTIL ------------------------------- -------------- -------------- Government TaxAdvantage Portfolio July 1, 2007 June 30, 2011 STIC Prime Portfolio July 1, 2007 June 30, 2011 Treasury Portfolio July 1, 2007 June 30, 2011
EX-99.77Q1 OTHR EXHB 5 h83047ex77q1e-2.txt EXHIBIT SUB-ITEM 77Q(1)(E) MEMORANDUM OF AGREEMENT (EXPENSE LIMITATIONS) This Memorandum of Agreement is entered into as of the Effective Date on the attached exhibits (the "Exhibits"), between AIM Counselor Series Trust (Invesco Counselor Series Trust), AIM Equity Funds (Invesco Equity Funds), AIM Funds Group (Invesco Funds Group), AIM Growth Series (Invesco Growth Series), AIM International Mutual Funds (Invesco International Mutual Funds), AIM Investment Funds (Invesco Investment Funds), AIM Investment Securities Funds (Invesco Investment Securities Funds), AIM Sector Funds (Invesco Sector Funds), AIM Tax-Exempt Funds (Invesco Tax-Exempt Funds), AIM Variable Insurance Funds (Invesco Variable Insurance Funds), Invesco California Insured Municipal Income Trust, Invesco California Quality Municipal Securities, Invesco High Yield Investments Funds, Inc., Invesco Insured California Municipal Securities, Invesco Insured Municipal Bond Trust, Invesco Insured Municipal Income Trust, Invesco Insured Municipal Securities, Invesco Insured Municipal Trust, Invesco Municipal Income Opportunities Trust, Invesco Municipal Income Opportunities Trust II, Invesco Municipal Income Opportunities Trust III, Invesco Municipal Premium Income Trust, Invesco New York Quality Municipal Securities, Invesco Prime Income Trust, Invesco Quality Municipal Income Trust, Invesco Quality Municipal Investment Trust, Invesco Quality Municipal Securities and Short-Term Investments Trust (each a "Trust" or, collectively, the "Trusts"), on behalf of the funds listed on the Exhibits to this Memorandum of Agreement (the "Funds"), and Invesco Advisers, Inc. ("Invesco"). Invesco shall and hereby agrees to waive fees or reimburse expenses of each Fund, on behalf of its respective classes as applicable, severally and not jointly, as indicated in the attached Exhibits. For and in consideration of the mutual terms and agreements set forth herein and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Trusts and Invesco agree as follows: For the Contractual Limits (listed in Exhibits A - D), the Trusts and Invesco agree until at least the expiration date set forth on the attached Exhibits A - D (the "Expiration Date") that Invesco will waive its fees or reimburse expenses to the extent that expenses of a class of a Fund (excluding (i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or non-routine items; (v) expenses related to a merger or reorganization, as approved by the Funds' Boards of Trustees; (vi) expenses of the underlying funds that are paid indirectly as a result of share ownership of the underlying funds; and (vii) expenses that each Fund has incurred but did not actually pay because of an expense offset arrangement, if applicable) exceed the rate, on an annualized basis, set forth on the Exhibits of the average daily net assets allocable to such class. Notwithstanding the foregoing, for Funds indicated on Exhibits A - D with an asterisk, Invesco will waive its fees or reimburse expenses to the extent that total annual fund operating expenses after fee waiver and/or expense reimbursement of a class of a Fund (excluding (i) interest; (ii) taxes; (iii) dividend expense on short sales; (iv) extraordinary or non-routine items; (v) expenses that each Fund has incurred but did not actually pay because of an expense offset arrangement, if applicable) exceed the rate, on an annualized basis, set forth on the Exhibits of the average daily net assets allocable to such class. Acquired fund fees and expenses are not fees or expenses incurred by a fund directly but are expenses of the investment companies in which a fund invests. These fees and expenses are incurred indirectly through the valuation of a fund's investment in these investment companies. Acquired fund fees and expenses are required to be disclosed and included in the total annual fund operating expenses in the prospectus fee table. As a result, the net total annual fund operating expenses shown in the prospectus fee table may exceed the expense limits reflected in Exhibits A-D. With regard to the Contractual Limits, the Board of Trustees of the Trust and Invesco may terminate or modify this Memorandum of Agreement prior to the Expiration Date only by mutual written consent. Invesco will not have any right to reimbursement of any amount so waived or reimbursed. For the Contractual Limits, each of the Trusts and Invesco agree to review the then-current expense limitations for each class of each Fund listed on the Exhibits on a date prior to the Expiration Date to determine whether such limitations should be amended, continued or terminated. The expense limitations will expire upon the Expiration Date unless the Trusts and Invesco have agreed to continue them. The Exhibits will be amended to reflect any such agreement. For the Voluntary Limits (listed in Exhibits A - D), the Trusts and Invesco agree that these are not contractual in nature and that Invesco may establish, amend and/or terminate such expense limitations at any time in its sole discretion after consultation with the Funds' Boards of Trustees. Any delay or failure by Invesco to update this Memorandum of Agreement with regards to the terminations, extensions, or expirations of the Voluntary Limits shall have no effect on the term of such Voluntary Limitations; the Voluntary Limitations are listed herein for informational purposes only. It is expressly agreed that the obligations of each Trust hereunder shall not be binding upon any of the Trustees, shareholders, nominees, officers, agents or employees of the Trusts personally, but shall only bind the assets and property of each Fund, as provided in each Trust's Agreement and Declaration of Trust. The execution and delivery of this Memorandum of Agreement have been authorized by the Trustees of the Trusts, and this Memorandum of Agreement has been executed and delivered by an authorized officer of the Trusts acting as such; neither such authorization by such Trustees nor such execution and delivery by such officer shall be deemed to have been made by any of them individually or to impose any liability on any of them personally, but shall bind only the assets and property of the Funds, as provided in each Trust's Agreement and Declaration of Trust. IN WITNESS WHEREOF, each of the Trusts and Invesco have entered into this Memorandum of Agreement as of the Effective Dates on the attached Exhibits. AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST) AIM EQUITY FUNDS (INVESCO EQUITY FUNDS) AIM FUNDS GROUP (INVESCO FUNDS GROUP) AIM GROWTH SERIES (INVESCO GROWTH SERIES) AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS) AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS) AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS) AIM SECTOR FUNDS (INVESCO SECTOR FUNDS) AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS) AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) INVESCO CALIFORNIA QUALITY MUNICIPAL SECURITIES INVESCO HIGH YIELD INVESTMENT FUNDS, INC. INVESCO INSURED CALIFORNIA MUNICIPAL SECURITIES INVESCO INSURED MUNICIPAL BOND TRUST INVESCO INSURED MUNICIPAL INCOME TRUST INVESCO INSURED MUNICIPAL SECURITIES INVESCO INSURED MUNICIPAL TRUST INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST II INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST III INVESCO MUNICIPAL PREMIUM INCOME TRUST INVESCO NEW YORK QUALITY MUNICIPAL SECURITIES INVESCO PRIME INCOME TRUST INVESCO QUALITY MUNICIPAL INCOME TRUST INVESCO QUALITY MUNICIPAL INVESTMENT TRUST INVESCO QUALITY MUNICIPAL SECURITIES SHORT-TERM INVESTMENTS TRUST on behalf of the Funds listed in the Exhibits to this Memorandum of Agreement By: /s/ John Zerr --------------------------- Title: Senior Vice President INVESCO ADVISERS, INC. By: /s/ John Zerr --------------------------- Title: Senior Vice President 2 as of November 29, 2010 EXHIBIT "A" - RETAIL FUNDS(1) AIM COUNSELOR SERIES TRUST (INVESCO COUNSELOR SERIES TRUST)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ---------------------------------- ------------ ----------- ----------------- ----------------- Invesco Balanced Fund* Class A Shares Contractual 1.10% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.85% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.85% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.85% February 12, 2010 June 30, 2012 Invesco California Tax-Free Income Fund* Class A Shares Contractual 0.85% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.35% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.35% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.60% February 12, 2010 June 30, 2012 Invesco Core Plus Bond Fund Class A Shares Contractual 0.90% June 2, 2009 December 31, 2011 Class B Shares Contractual 1.65% June 2, 2009 December 31, 2011 Class C Shares Contractual 1.65% June 2, 2009 December 31, 2011 Class R Shares Contractual 1.15% June 2, 2009 December 31, 2011 Class Y Shares Contractual 0.65% June 2, 2009 December 31, 2011 Institutional Class Shares Contractual 0.65% June 2, 2009 December 31, 2011 Invesco Dividend Growth Securities Fund* Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012 Invesco Equally-Weighted S&P 500 Fund* Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.00% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012 Invesco Floating Rate Fund Class A Shares Contractual 1.50% April 14, 2006 December 31, 2011 Class C Shares Contractual 2.00% April 14, 2006 December 31, 2011 Class R Shares Contractual 1.75% April 14, 2006 December 31, 2011 Class Y Shares Contractual 1.25% October 3, 2008 December 31, 2011 Institutional Class Shares Contractual 1.25% April 14, 2006 December 31, 2011 Invesco Fundamental Value Fund* Class A Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.40% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.40% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.40% February 12, 2010 June 30, 2012 Invesco Large Cap Relative Value Fund* Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A. 3 as of November 29, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------- ------------ ----------- ----------------- ----------------- Invesco Multi-Sector Fund Class A Shares Contractual 2.00% July 1, 2009 December 31, 2011 Class B Shares Contractual 2.75% July 1, 2009 December 31, 2011 Class C Shares Contractual 2.75% July 1, 2009 December 31, 2011 Class Y Shares Contractual 1.75% July 1, 2009 December 31, 2011 Institutional Class Shares Contractual 1.75% July 1, 2009 December 31, 2011 Invesco New York Tax-Free Income Fund* Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.40% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.40% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012 Invesco S&P 500 Index Fund* Class A Shares Contractual 0.65% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.40% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.40% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.40% February 12, 2010 June 30, 2012 Invesco Select Real Estate Income Fund Class A Shares Contractual 2.00% July 1, 2009 December 31, 2011 Class B Shares Contractual 2.75% July 1, 2009 December 31, 2011 Class C Shares Contractual 2.75% July 1, 2009 December 31, 2011 Class Y Shares Contractual 1.75% July 1, 2009 December 31, 2011 Institutional Class Shares Contractual 1.75% July 1, 2009 December 31, 2011 Invesco Structured Core Fund Class A Shares Contractual 1.00% July 1, 2009 December 31, 2011 Class B Shares Contractual 1.75% July 1, 2009 December 31, 2011 Class C Shares Contractual 1.75% July 1, 2009 December 31, 2011 Class R Shares Contractual 1.25% July 1, 2009 December 31, 2011 Class Y Shares Contractual 0.75% July 1, 2009 December 31, 2011 Investor Class Shares Contractual 1.00% July 1, 2009 December 31, 2011 Institutional Class Shares Contractual 0.75% July 1, 2009 December 31, 2011 Invesco Van Kampen American Franchise Fund* Class A Shares Contractual 1.35% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.10% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.10% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.10% February 12, 2010 June 30, 2012 Invesco Van Kampen Core Equity Fund* Class A Shares Contractual 1.20% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.95% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.95% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.45% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.95% February 12, 2010 June 30, 2012 Invesco Van Kampen Equity and Income Fund* Class A Shares Contractual 0.82% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.57% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.57% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.07% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.57% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.57% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A. 4 as of November 29, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------- ------------ ----------- ----------------- ----------------- Invesco Van Kampen Equity Premium Income Fund* Class A Shares Contractual 1.24% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.99% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.99% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.99% February 12, 2010 June 30, 2012 Invesco Van Kampen Growth and Income Fund* Class A Shares Contractual 0.88% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.63% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.63% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.13% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.63% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.63% February 12, 2010 June 30, 2012 Invesco Van Kampen Pennsylvania Tax Free Income Fund* Class A Shares Contractual 1.13% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.88% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.88% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.88% February 12, 2010 June 30, 2012 Invesco Van Kampen Small Cap Growth Fund* Class A Shares Contractual 1.38% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.13% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.13% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.13% February 12, 2010 June 30, 2012
AIM EQUITY FUNDS (INVESCO EQUITY FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------- ------------ ----------- ------------------ ----------------- Invesco Capital Development Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2012 Invesco Charter Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class S Shares Contractual 1.90% September 25, 2009 February 28, 2012 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2012 Invesco Constellation Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2012
See page 21 for footnotes to Exhibit A. 5 as of November 29, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------- ------------ ----------- ------------------ ----------------- Invesco Disciplined Equity Fund Class Y Shares Contractual 1.75% July 14, 2009 February 28, 2012 Invesco Diversified Dividend Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2012 Invesco Large Cap Basic Value Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2012 Invesco Large Cap Growth Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2012 Invesco Summit Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class P Shares Contractual 1.85% July 1, 2009 February 28, 2012 Class S Shares Contractual 1.90% September 25, 2009 February 28, 2012 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2012
See page 21 for footnotes to Exhibit A. 6 as of November 29, 2010 AIM FUNDS GROUP (INVESCO FUNDS GROUP)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------------- ------------- ------------ ------------------- ------------- Invesco Basic Balanced Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2012 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class R Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2012 Invesco European Small Company Fund Class A Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class B Shares Contractual 3.00% July 1, 2009 April 30, 2012 Class C Shares Contractual 3.00% July 1, 2009 April 30, 2012 Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2012 Invesco Global Core Equity Fund Class A Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class B Shares Contractual 3.00% July 1, 2009 April 30, 2012 Class C Shares Contractual 3.00% July 1, 2009 April 30, 2012 Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2012 Invesco International Small Company Fund Class A Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class B Shares Contractual 3.00% July 1, 2009 April 30, 2012 Class C Shares Contractual 3.00% July 1, 2009 April 30, 2012 Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2012 Invesco Mid Cap Basic Value Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2012 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class R Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2012 Invesco Select Equity Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2012 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2012 Invesco Small Cap Equity Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2012 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class R Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2012
See page 21 for footnotes to Exhibit A. 7 as of November 29, 2010 AIM GROWTH SERIES (INVESCO GROWTH SERIES)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------------------- ------------ ------------ ------------------ ------------- Invesco Balanced-Risk Retirement 2010 Fund(3) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2012 Class A5 Shares Contracutal 0.25% February 12, 2010 April 30, 2012 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2012 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2012 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2012 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2012 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2012 Invesco Balanced-Risk Retirement 2020 Fund(4) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2012 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2012 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2012 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2012 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2012 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2012 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2012 Invesco Balanced-Risk Retirement 2030 Fund(5) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2012 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2012 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2012 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2012 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2012 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2012 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2012 Invesco Balanced-Risk Retirement 2040 Fund(6) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2012 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2012 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2012 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2012 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2012 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2012 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2012 Invesco Balanced-Risk Retirement 2050 Fund(8) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2012 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2012 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2012 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2012 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2012 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2012 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2012
See page 21 for footnotes to Exhibit A. 8 as of November 29, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------------------- ------------ ------------ ------------------ ------------ Invesco Balanced-Risk Retirement Now Fund(2) Class A Shares Contractual 0.25% November 4, 2009 April 30, 2012 Class A5 Shares Contractual 0.25% February 12, 2010 April 30, 2012 Class B Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C Shares Contractual 1.00% November 4, 2009 April 30, 2012 Class C5 Shares Contractual 1.00% February 12, 2010 April 30, 2012 Class R Shares Contractual 0.50% November 4, 2009 April 30, 2012 Class R5 Shares Contractual 0.50% February 12, 2010 April 30, 2012 Class Y Shares Contractual 0.00% November 4, 2009 April 30, 2012 Institutional Class Shares Contractual 0.00% November 4, 2009 April 30, 2012 Invesco Basic Value Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2012 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class R Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 APRIL 30, 2012 Invesco Conservative Allocation Fund Class A Shares Contractual 0.48% July 1, 2009 April 30, 2012 Class B Shares Contractual 1.23% July 1, 2009 April 30, 2012 Class C Shares Contractual 1.23% July 1, 2009 April 30, 2012 Class R Shares Contractual 0.73% July 1, 2009 April 30, 2012 Class S Shares Contractual 0.38% September 25, 2009 April 30, 2012 Class Y Shares Contractual 0.23% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 0.23% July 1, 2009 April 30, 2012 Invesco Convertible Securities Fund* Class A Shares Contractual 1.27% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.02% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.02% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.02% February 12, 2010 June 30, 2012 Invesco Global Equity Fund Class A Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class B Shares Contractual 3.00% July 1, 2009 April 30, 2012 Class C Shares Contractual 3.00% July 1, 2009 April 30, 2012 Class R Shares Contractual 2.50% July 1, 2009 April 30, 2012 Class Y Shares Contractual 2.00% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 April 30, 2012 Invesco Growth Allocation Fund Class A Shares Contractual 0.46% July 1, 2009 April 30, 2012 Class B Shares Contractual 1.21% July 1, 2009 April 30, 2012 Class C Shares Contractual 1.21% July 1, 2009 April 30, 2012 Class R Shares Contractual 0.71% July 1, 2009 April 30, 2012 Class S Shares Contractual 0.36% September 25, 2009 April 30, 2012 Class Y Shares Contractual 0.21% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 0.21% July 1, 2009 April 30, 2012 Invesco Income Allocation Fund Class A Shares Contractual 0.28% July 1, 2009 April 30, 2012 Class B Shares Contractual 1.03% July 1, 2009 April 30, 2012 Class C Shares Contractual 1.03% July 1, 2009 April 30, 2012 Class R Shares Contractual 0.53% July 1, 2009 April 30, 2012 Class Y Shares Contractual 0.03% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 0.03% July 1, 2009 April 30, 2012
See page 21 for footnotes to Exhibit A. 9 as of November 29, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------------------- ------------ ------------ ------------------ ------------ Invesco International Allocation Fund Class A Shares Contractual 0.43% July 1, 2009 April 30, 2012 Class B Shares Contractual 1.18% July 1, 2009 April 30, 2012 Class C Shares Contractual 1.18% July 1, 2009 April 30, 2012 Class R Shares Contractual 0.68% July 1, 2009 April 30, 2012 Class Y Shares Contractual 0.18% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 0.18% July 1, 2009 April 30, 2012 Invesco Mid Cap Core Equity Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2012 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class R Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2012 Invesco Moderate Allocation Fund Class A Shares Contractual 0.37% July 1, 2009 April 30, 2012 Class B Shares Contractual 1.12% July 1, 2009 April 30, 2012 Class C Shares Contractual 1.12% July 1, 2009 April 30, 2012 Class R Shares Contractual 0.62% July 1, 2009 April 30, 2012 Class S Shares Contractual 0.27% September 25,2009 April 30, 2012 Class Y Shares Contractual 0.12% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 0.12% July 1, 2009 April 30, 2012 Invesco Moderate Growth Allocation Fund Class A Shares Contractual 0.37% July 1, 2009 April 30, 2012 Class B Shares Contractual 1.12% July 1, 2009 April 30, 2012 Class C Shares Contractual 1.12% July 1, 2009 April 30, 2012 Class R Shares Contractual 0.62% July 1, 2009 April 30, 2012 Class Y Shares Contractual 0.12% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 0.12% July 1, 2009 April 30, 2012 Invesco Moderately Conservative Allocation Fund Class A Shares Contractual 0.39% July 1, 2009 April 30, 2012 Class B Shares Contractual 1.14% July 1, 2009 April 30, 2012 Class C Shares Contractual 1.14% July 1, 2009 April 30, 2012 Class R Shares Contractual 0.64% July 1, 2009 April 30, 2012 Class Y Shares Contractual 0.14% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 0.14% July 1, 2009 April 30, 2012 Invesco Small Cap Growth Fund Class A Shares Contractual 2.00% July 1, 2009 April 30, 2012 Class B Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class C Shares Contractual 2.75% July 1, 2009 April 30, 2012 Class R Shares Contractual 2.25% July 1, 2009 April 30, 2012 Class Y Shares Contractual 1.75% July 1, 2009 April 30, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 April 30, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 April 30, 2012 Invesco Van Kampen Asset Allocation Conservative Fund* Class A Shares Contractual 0.40% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.15% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.15% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.15% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A. 10 as of November 29, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------------------ ------------- ------------- ------------------- ------------- Invesco Van Kampen Asset Allocation Growth Fund* Class A Shares Contractual 0.40% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.15% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.15% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.15% February 12, 2010 June 30, 2012 Invesco Van Kampen Asset Allocation Moderate Fund* Class A Shares Contractual 0.40% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.15% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.15% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.15% February 12, 2010 June 30, 2012 Invesco Van Kampen Harbor Fund* Class A Shares Contractual 1.11% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.86% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.86% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.86% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.86% February 12, 2010 June 30, 2012 Invesco Van Kampen Leaders Fund* Class A Shares Contractual 0.50% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.25% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.25% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.25% February 12, 2010 June 30, 2012 Invesco Van Kampen Real Estate Securities Fund* Class A Shares Contractual 1.55% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.30% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.30% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.30% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.30% February 12, 2010 June 30, 2012 Invesco Van Kampen U.S. Mortgage Fund* Class A Shares Contractual 0.96% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.71% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.71% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.71% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.71% February 12, 2010 June 30, 2012
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------------------ ------------- ------------- ------------------- ----------------- Invesco Asia Pacific Growth Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2012 Invesco European Growth Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.50% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2012 Investor Class Shares Contractual 2.25% July 1, 2009 February 28, 2012
See page 21 for footnotes to Exhibit A. 11 as of November 29, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------- ------------ ----------- ----------------- ----------------- Invesco Global Growth Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Invesco Global Small & Mid Cap Growth Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Invesco International Core Equity Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.50% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2012 Investor Class Shares Contractual 2.25% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Invesco International Growth Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.50% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2012
AIM INVESTMENT FUNDS (INVESCO INVESTMENT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE -------------------------------- ------------ ---------- ----------------- ----------------- Invesco Balanced-Risk Allocation Fund(8) Class A Shares Contractual 1.04% November 4, 2009 February 28, 2012 Class B Shares Contractual 1.79% November 4, 2009 February 28, 2012 Class C Shares Contractual 1.79% November 4, 2009 February 28, 2012 Class R Shares Contractual 1.29% November 4, 2009 February 28, 2012 Class Y Shares Contractual 0.79% November 4, 2009 February 28, 2012 Institutional Class Shares Contractual 0.79% November 4, 2009 February 28, 2012 Invesco Balanced-Risk Commodity Strategy Fund(9) Class A Shares Contractual 1.22% November 29, 2010 February 28, 2012 Class B Shares Contractual 1.97% November 29, 2010 February 28, 2012 Class C Shares Contractual 1.97% November 29, 2010 February 28, 2012 Class R Shares Contractual 1.47% November 29, 2010 February 28, 2012 Class Y Shares Contractual 0.97% November 29, 2010 February 28, 2012 Institutional Class Shares Contractual 0.97% November 29, 2010 February 28, 2012 Invesco China Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2012
See page 21 for footnotes to Exhibit A. 12 as of November 29, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE -------------------------------- ------------ ---------- ----------------- ------------- Invesco Commodities Strategy Fund* Contractual 1.25% February 12, 2010 June 30, 2012 Class A Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.00% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012 Institutional Class Shares Invesco Developing Markets Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Invesco Emerging Market Local Currency Debt Fund Class A Shares Contractual 1.24% June 14, 2010 February 28, 2012 Class B Shares Contractual 1.99% June 14, 2010 February 28, 2012 Class C Shares Contractual 1.99% June 14, 2010 February 28, 2012 Class R Shares Contractual 1.49% June 14, 2010 February 28, 2012 Class Y Shares Contractual 0.99% June 14, 2010 February 28, 2012 Institutional Class Shares Contractual 0.99% June 14, 2010 February 28, 2012 Invesco Endeavor Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2012 Invesco Global Advantage Fund* Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012 Invesco Global Dividend Growth Securities Fund* Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012 Invesco Global Fund Class A Shares Contractual 2.25% July 1, 2009 February 28, 2012 Class B Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 3.00% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.50% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.00% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Invesco Global Health Care Fund Class A Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class B Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class Y Shares Contractual 1.75% July 1, 2009 February 28, 2012 Investor Class Shares Contractual 2.00% July 1, 2009 February 28, 2012 Invesco Health Sciences Fund* Class A Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.40% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.40% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.40% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A. 13 as of November 29, 2010
Contractual/ Expense Effective Date of Expiration Fund Voluntary Limitation Current Limit Date ---------------------------------- ------------ ----------- ----------------- ----------------- Invesco International Total Return Fund Class A Shares Contractual 1.10% March 31, 2006 February 28, 2012 Class B Shares Contractual 1.85% March 31, 2006 February 28, 2012 Class C Shares Contractual 1.85% March 31, 2006 February 28, 2012 Class Y Shares Contractual 0.85% October 3, 2008 February 28, 2012 Institutional Class Shares Contractual 0.85% March 31, 2006 February 28, 2012 Invesco Japan Fund Class A Shares Contractual 2.25% March 31, 2006 February 28, 2012 Class B Shares Contractual 3.00% March 31, 2006 February 28, 2012 Class C Shares Contractual 3.00% March 31, 2006 February 28, 2012 Class Y Shares Contractual 2.00% October 3, 2008 February 28, 2012 Institutional Class Shares Contractual 2.00% March 31, 2006 February 28, 2012 Invesco LIBOR Alpha Fund Class A Shares Contractual 0.85% March 31, 2006 February 28, 2012 Class C Shares Contractual 1.10%(3) March 31, 2006 February 28, 2012 Class R Shares Contractual 1.10% March 31, 2006 February 28, 2012 Class Y Shares Contractual 0.60% October 3, 2008 February 28, 2012 Institutional Class Shares Contractual 0.60% March 31, 2006 February 28, 2012 Invesco Pacific Growth Fund* Class A Shares Contractual 1.88% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.63% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.63% February 12, 2010 June 30, 2012 Class R Shares Contractual 2.13% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.63% February 12, 2010 June 30, 2012 Invesco Small Companies Fund Class A Shares Class B Shares Contractual 2.00% July 1, 2009 February 28, 2012 Class C Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class R Shares Contractual 2.75% July 1, 2009 February 28, 2012 Class Y Shares Contractual 2.25% July 1, 2009 February 28, 2012 Institutional Class Shares Contractual 1.75% July 1, 2009 February 28, 2012 Contractual 1.75% July 1, 2009 February 28, 2012 Invesco Van Kampen Emerging Markets Fund* Class A Shares Contractual 2.10% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.85% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.85% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.85% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.85% February 12, 2010 June 30, 2012 Invesco Van Kampen Global Equity Allocation Fund* Class A Shares Contractual 1.70% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.45% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.45% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.45% February 12, 2010 June 30, 2012 Invesco Van Kampen Global Franchise Fund* Class A Shares Contractual 1.28% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.03% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.03% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.03% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A. 14 as of November 29, 2010
Contractual/ Expense Effective Date of Expiration Fund Voluntary Limitation Current Limit Date ------------------------------- ------------ ----------- ----------------- ------------- Invesco Van Kampen Global Tactical Asset Allocation Fund* Class A Shares Contractual 1.20% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.95% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.95% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.45% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.95% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.95% February 12, 2010 June 30, 2012 Invesco Van Kampen International Advantage Fund* Class A Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.40% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.40% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.40% February 12, 2010 June 30, 2012 Invesco Van Kampen International Growth Fund* Class A Shares Contractual 1.40% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.15% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.15% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.15% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.15% February 12, 2010 June 30, 2012
AIM INVESTMENT SECURITIES FUNDS (INVESCO INVESTMENT SECURITIES FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------- ------------ ----------- ----------------- ------------- Invesco Core Bond Fund Class A Shares Contractual 0.80% March 4, 2009 June 30, 2011 Class B Shares Contractual 1.55% March 4, 2009 June 30, 2011 Class C Shares Contractual 1.55% March 4, 2009 June 30, 2011 Class R Shares Contractual 1.05% March 4, 2009 June 30, 2011 Class Y Shares Contractual 0.55% March 4, 2009 June 30, 2011 Institutional Class Shares Contractual 0.55% March 4, 2009 June 30, 2011 Invesco Dynamics Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2011 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2011 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2011 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2011 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2011 Investor Class Shares Contractual 2.00% July 1, 2009 June 30, 2011 Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2011 Invesco Global Real Estate Fund Class A Shares Contractual 2.00% July 1, 2009 June 30, 2011 Class B Shares Contractual 2.75% July 1, 2009 June 30, 2011 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2011 Class R Shares Contractual 2.25% July 1, 2009 June 30, 2011 Class Y Shares Contractual 1.75% July 1, 2009 June 30, 2011 Institutional Class Shares Contractual 1.75% July 1, 2009 June 30, 2011 Invesco High Yield Fund Class A Shares Contractual 0.99% March 4, 2009 June 30, 2011 Class B Shares Contractual 1.74% March 4, 2009 June 30, 2011 Class C Shares Contractual 1.74% March 4, 2009 June 30, 2011 Class Y Shares Contractual 0.74% March 4, 2009 June 30, 2011 Investor Class Shares Contractual 0.99% March 4, 2009 June 30, 2011 Institutional Class Shares Contractual 0.74% March 4, 2009 June 30, 2011
See page 21 for footnotes to Exhibit A. 15 as of November 29, 2010
Contractual/ Expense Effective Date of Expiration Fund Voluntary Limitation Current Limit Date ----------------------------------------------- ------------ ----------- ----------------- -------------- Invesco High Yield Securities Fund* Class A Shares Contractual 2.13% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.63% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.73% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.88% February 12, 2010 June 30, 2012 Invesco Municipal Bond Fund Class A Shares Class B Shares Contractual 0.57% March 4, 2009 June 30, 2011 Class C Shares Contractual 1.32% March 4, 2009 June 30, 2011 Class Y Shares Contractual 1.32% March 4, 2009 June 30, 2011 Investor Class Shares Contractual 0.32% March 4, 2009 June 30, 2011 Contractual 0.57% March 4, 2009 June 30, 2011 Invesco Real Estate Fund Class A Shares Class B Shares Contractual 2.00% July 1, 2009 June 30, 2011 Class C Shares Contractual 2.75% July 1, 2009 June 30, 2011 Class R Shares Contractual 2.75% July 1, 2009 June 30, 2011 Class Y Shares Contractual 2.25% July 1, 2009 June 30, 2011 Investor Class Shares Contractual 1.75% July 1, 2009 June 30, 2011 Institutional Class Shares Contractual 2.00% July 1, 2009 June 30, 2011 Contractual 1.75% July 1, 2009 June 30, 2011 Invesco Short Term Bond Fund Class A Shares Contractual 0.66% March 4, 2009 June 30, 2011 Class C Shares Contractual 0.91%9 March 4, 2009 June 30, 2011 Class R Shares Contractual 0.91% March 4, 2009 June 30, 2011 Class Y Shares Contractual 0.41% March 4, 2009 June 30, 2011 Institutional Class Shares Contractual 0.41% March 4, 2009 June 30, 2011 Invesco Van Kampen Core Plus Fixed Income Fund* Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012 Invesco Van Kampen Corporate Bond Fund* Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.70% February 12, 2010 June 30, 2012 Invesco Van Kampen Government Securities Fund* June 30, 2012 Class A Shares Contractual 1.03% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.78% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.78% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.78% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.78% February 12, 2010 Invesco Van Kampen High Yield Fund* Class A Shares Class B Shares Contractual 1.03% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.78% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.78% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.78% February 12, 2010 June 30, 2012 Contractual 0.78% February 12, 2010 June 30, 2012 See page 21 for footnotes to Exhibit A.
16 as of November 29, 2010
Contractual/ Expense Effective Date of Expiration Fund Voluntary Limitation Current Limit Date ----------------------------------------- ------------ ----------- ----------------- -------------- Invesco Van Kampen Limited Duration Fund* Class A Shares Contractual 0.93% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.43% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.43% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.78% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.78% February 12, 2010 June 30, 2012
AIM SECTOR FUNDS (INVESCO SECTOR FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------------------ ------------ ----------- ----------------- --------------- Invesco Energy Fund Class A Shares Contractual 2.00% July 1, 2009 August 31, 2011 Class B Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class C Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2011 Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2011 Institutional Class Shares Contractual 1.75% July 1, 2009 August 31, 2011 Invesco Financial Services Fund Class A Shares Contractual 2.00% July 1, 2009 August 31, 2011 Class B Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class C Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2011 Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2011 Invesco Gold & Precious Metals Fund Class A Shares Contractual 2.00% July 1, 2009 August 31, 2011 Class B Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class C Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2011 Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2011 Invesco Leisure Fund Class A Shares Contractual 2.00% July 1, 2009 August 31, 2011 Class B Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class C Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class R Shares Contractual 2.25% July 1, 2009 August 31, 2011 Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2011 Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2011 Invesco Mid-Cap Value Fund* Class A Shares Contractual 1.64% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.39% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.39% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.39% February 12, 2010 June 30, 2012 Invesco Small-Mid Special Value Fund* Class A Shares Contractual 1.46% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.21% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.21% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.21% February 12, 2010 June 30, 2012 Invesco Special Value Fund* Class A Shares Contractual 1.34% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.09% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.09% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.09% February 12, 2010 June 30, 2012 Invesco Technology Fund Class A Shares Contractual 2.00% July 1, 2009 August 31, 2011 Class B Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class C Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class Y Shares Contractual 1.75% July 1, 2009 August 31, 2011 Investor Class Shares Contractual 2.00% July 1, 2009 August 31, 2011 Institutional Class Shares Contractual 1.75% July 1, 2009 August 31, 2011
See page 21 for footnotes to Exhibit A. 17
as of November 29, 2010 CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------------------ ------------ ----------- ----------------- --------------- Invesco Technology Sector Fund* Class A Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.75% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.75% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.75% February 12, 2010 June 30, 2012 Invesco U.S. Mid Cap Value Fund* Class A Shares Contractual 1.27% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.02% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.02% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.02% February 12, 2010 June 30, 2012 Invesco U.S. Small Cap Value Fund* Class A Shares Contractual 1.12% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.87% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.87% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.87% February 12, 2010 June 30, 2012 Invesco U.S. Small/Mid Cap Value Fund* Class A Shares Contractual 1.51% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.26% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.26% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.26% February 12, 2010 June 30, 2012 Invesco Utilities Fund Class A Shares Class B Shares Contractual 2.00% July 1, 2009 August 31, 2011 Class C Shares Contractual 2.75% July 1, 2009 August 31, 2011 Class Y Shares Contractual 2.75% July 1, 2009 August 31, 2011 Investor Class Shares Contractual 1.75% July 1, 2009 August 31, 2011 Institutional Class Shares Contractual 2.00% July 1, 2009 August 31, 2011 Contractual 1.75% July 1, 2009 August 31, 2011 Invesco Value Fund* Class A Shares Contractual 1.25% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.00% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.00% February 12, 2010 June 30, 2012 Invesco Value II Fund* Class A Shares Contractual 1.01% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.76% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.76% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.76% February 12, 2010 June 30, 2012 Invesco Van Kampen American Value Fund* Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.66% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.16% February 12, 2010 June 30, 2012 Invesco Van Kampen Capital Growth Fund* Class A Shares Contractual 1.28% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.03% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.03% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.53% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.03% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.03% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A. 18
as of November 29, 2010 CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------------------ ------------ ---------- ----------------- ------------- Invesco Van Kampen Comstock Fund* Class A Shares Contractual 0.89% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.64% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.64% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.14% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.64% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 0.64% February 12, 2010 June 30, 2012 Invesco Van Kampen Enterprise Fund* Class A Shares Contractual 1.17% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.92% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.92% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.92% February 12, 2010 June 30, 2012 Invesco Van Kampen Mid Cap Growth Fund* Class A Shares Contractual 1.40% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.15% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.15% February 12, 2010 June 30, 2012 Class R Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.15% February 12, 2010 June 30, 2012 Institutional Class Shares Contractual 1.15% February 12, 2010 June 30, 2012 Invesco Van Kampen Small Cap Value Fund* Class A Shares Contractual 1.34% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.09% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.09% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.09% February 12, 2010 June 30, 2012 Invesco Van Kampen Technology Sector Fund* Class A Shares Contractual 1.95% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.70% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.70% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.70% February 12, 2010 June 30, 2012 Invesco Van Kampen Utility Fund* Class A Shares Contractual 1.32% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.07% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.07% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.07% February 12, 2010 June 30, 2012 Van Kampen Value Opportunities Fund* Class A Shares Contractual 1.41% February 12, 2010 June 30, 2012 Class B Shares Contractual 2.16% February 12, 2010 June 30, 2012 Class C Shares Contractual 2.16% February 12, 2010 June 30, 2012 Class Y Shares Contractual 1.16% February 12, 2010 June 30, 2012
AIM TAX-EXEMPT FUNDS (INVESCO TAX-EXEMPT FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------ ---------- ----------------- ----------- Invesco High Income Municipal Fund Class A Shares Voluntary 0.83% March 4, 2009 N/A10 Class B Shares Voluntary 1.58% March 4, 2009 N/A10 Class C Shares Voluntary 1.58% March 4, 2009 N/A10 Class Y Shares Voluntary 0.58% March 4, 2009 N/A10 Institutional Class Shares Voluntary 0.58% March 4, 2009 N/A10
See page 21 for footnotes to Exhibit A. 19
as of November 29, 2010 CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------ ---------- ----------------- ------------- Invesco Municipal Fund* Class A Shares Contractual 0.75% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.50% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.50% February 12, 2010 June 30, 2012 Invesco Tax-Exempt Securities Fund* Class A Shares Contractual 0.83% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.18% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.28% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.58% February 12, 2010 June 30, 2012 Invesco Van Kampen California Insured Tax Free Fund* Class A Shares Contractual 0.95% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.70% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.70% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.70% February 12, 2010 June 30, 2012 Invesco Van Kampen High Yield Municipal Fund* Class A Shares Contractual 0.87% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.62% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.62% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.62% February 12, 2010 June 30, 2012 Invesco Van Kampen Insured Tax Free Income Fund* Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012 Invesco Van Kampen Intermediate Term Municipal Income Fund* Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012 Invesco Van Kampen Municipal Income Fund* Class A Shares Contractual 0.90% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.65% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.65% February 12, 2010 June 30, 2012 Invesco Van Kampen New York Tax Free Income Fund* Class A Shares Contractual 0.78% February 12, 2010 June 30, 2012 Class B Shares Contractual 1.53% February 12, 2010 June 30, 2012 Class C Shares Contractual 1.53% February 12, 2010 June 30, 2012 Class Y Shares Contractual 0.53% February 12, 2010 June 30, 2012
See page 21 for footnotes to Exhibit A. 20 as of November 29, 2010 ----------- (1) The total operating expenses of any class of shares established after the date of this Memorandum of Agreement will be limited to the amount established for Class A Shares plus the difference between the new class 12b-1 rate and the Class A 12b-1 rate. (2) In addition upon closing of a reorganization with Van Kampen In Retirement, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.47%, 1.22%, 0.72% and 0.22% for Class A5, C5, R5 and Y, respectively. (3) In addition upon closing of a reorganization with Van Kampen 2010 Retirement Strategy and Van Kampen 2015 Retirement Strategy, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.38%, 1.13%, 0.63% and 0.13% for Class A5, C5, R5 and Y, respectively. (4) In addition upon closing of a reorganization with Van Kampen 2020 Retirement Strategy and Van Kampen 2025 Retirement Strategy, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.41%, 1.16%, 0.66% and 0.16% for Class A5, C5, R5 and Y, respectively. (5) In addition upon closing of a reorganization with Van Kampen 30 Retirement Strategy and Van Kampen 2035 Retirement Strategy, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.29%, 1.04%, 0.54% and 0.04% for Class A5, C5, R5 and Y, respectively. (6) In addition upon closing of a reorganization with Van Kampen 2040 Retirement Strategy and Van Kampen 2045 Retirement Strategy, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.28%, 1.03%, 0.53% and 0.03% for Class A5, C5, R5 and Y, respectively. (7) In addition upon closing of a reorganization with Van Kampen 50 Retirement Strategy, the Fund's contractual limit through at least June 30, 2012 (excluding only items included in "notwithstanding" sentence discussed above) will be 0.26%, 1.01%, 0.51% and 0.01% for Class A5, C5, R5 and Y, respectively. (8) Includes waived fees or reimbursed expenses that Invesco receives from Invesco Aim Cayman Commodity Fund I, Ltd. (9) The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. (10) Invesco may establish, amend or terminate voluntary waivers at any time in its sole discretion after consultation with the Trust. 21 as of November 29, 2010 EXHIBIT "B" -- INSTITUTIONAL MONEY MARKET FUNDS(1,2) SHORT-TERM INVESTMENTS TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------------------- ------------ ----------- ----------------- ----------------- Government & Agency Portfolio Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2011 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2011 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2011 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2011 Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2011 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2011 Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2011 Government TaxAdvantage Portfolio Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2011 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2011 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2011 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2011 Private Investment Class Contractual 0.39%(2) July 1, 2009 December 31, 2011 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2011 Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2011 Liquid Assets Portfolio Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2011 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2011 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2011 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2011 Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2011 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2011 Resource Class Contractual 0.34% July 1, 2009 December 31, 2011 STIC Prime Portfolio Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2011 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2011 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2011 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2011 Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2011 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2011 Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2011 Tax-Free Cash Reserve Portfolio(3) Cash Management Class Corporate Class Contractual 0.33%(2) July 1, 2009 December 31, 2011 Institutional Class Contractual 0.28% July 1, 2009 December 31, 2011 Personal Investment Class Contractual 0.25% July 1, 2009 December 31, 2011 Private Investment Class Contractual 0.80%(2) July 1, 2009 December 31, 2011 Reserve Class Contractual 0.50%(2) July 1, 2009 December 31, 2011 Resource Class Contractual 1.12%(2) July 1, 2009 December 31, 2011 Contractual 0.41%(2) July 1, 2009 December 31, 2011
See page 23 for footnotes to Exhibit B. 22 as of November 29, 2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------- ------------ ----------- ----------------- ----------------- Treasury Portfolio(3) Cash Management Class Contractual 0.22%(2) July 1, 2009 December 31, 2011 Corporate Class Contractual 0.17% July 1, 2009 December 31, 2011 Institutional Class Contractual 0.14% July 1, 2009 December 31, 2011 Personal Investment Class Contractual 0.69%(2) July 1, 2009 December 31, 2011 Private Investment Class Contractual 0.44%(2) July 1, 2009 December 31, 2011 Reserve Class Contractual 1.01%(2) July 1, 2009 December 31, 2011 Resource Class Contractual 0.30%(2) July 1, 2009 December 31, 2011
------- (1) The expense rate excluding 12b-1 fees of any class of shares established after the date of this Memorandum of Agreement will be the same as existing classes. (2) The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. (3) The expense limitation also excludes Trustees' fees and federal registration expenses. 23 as of November 29, 2010 EXHIBIT "C" - VARIABLE INSURANCE FUNDS AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS)
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------------- ------------ ----------- ---------------- -------------- Invesco V.I. Basic Balanced Fund Series I Shares Contractual 0.91% July 1, 2005 April 30, 2012 Series II Shares Contractual 1.16% July 1, 2005 April 30, 2012 Invesco V.I. Basic Value Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2012 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2012 Invesco V.I. Capital Appreciation Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2012 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2012 Invesco V.I. Capital Development Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2012 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2012 Invesco V.I. Core Equity Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2012 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2012 Invesco V.I. Diversified Income Fund Series I Shares Contractual 0.75% July 1, 2005 April 30, 2012 Series II Shares Contractual 1.00% July 1, 2005 April 30, 2012 Invesco V.I. Dividend Growth Fund* Series I Shares Contractual 0.67% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.92% February 12, 2010 June 30, 2012 Invesco V.I. Dynamics Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2012 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2012 Invesco V.I. Financial Services Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2012 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2012 Invesco V.I. Global Dividend Growth Fund* Series I Shares Contractual 0.94% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.19% February 12, 2010 June 30, 2012 Invesco V.I. Global Health Care Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2012 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2012
24 as of November 29,2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------------- ------------ ----------- ---------------- -------------- Invesco V.I. Global Multi-Asset Fund Series I Shares Contractual 0.10% April 30, 2010 April 30, 2012 Series II Shares Contractual 0.35% April 30, 2010 April 30, 2012 Invesco V.I. Global Real Estate Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2012 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2012 Invesco V.I. Government Securities Fund Series I Shares Contractual 0.73% July 1, 2005 April 30, 2012 Series II Shares Contractual 0.98% July 1, 2005 April 30, 2012 Invesco V.I. High Yield Fund Series II Shares Contractual 0.95% July 1, 2005 April 30, 2012 Series II Shares Contractual 1.20% April 30, 2004 April 30, 2012 Invesco V.I. High Yield Securities Fund* Series I Shares Contractual 1.75% February 12, 2010 June 30, 2012 Series II Shares Contractual 2.00% February 12, 2010 JUNE 30, 2012 Invesco V.I. Income Builder Fund* Series I Shares Contractual 1.02% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.27% February 12, 2010 June 30, 2012 Invesco V.I. International Growth Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2012 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2012 Invesco V.I. Large Cap Growth Fund Series I Shares Contractual 1.01% July 1, 2005 April 30, 2012 Series II Shares Contractual 1.26% July 1, 2005 April 30, 2012 Invesco V.I. Leisure Fund Series I Shares Contractual 1.01% April 30, 2004 April 30, 2012 Series II Shares Contractual 1.26% April 30, 2004 April 30, 2012 Invesco V.I. Mid Cap Core Equity Fund Series I Shares Contractual 1.30% September 10, 2001 April 30, 2012 Series II Shares Contractual 1.45% September 10, 2001 April 30, 2012 Invesco V.I. Money Market Fund Series I Shares Contractual 1.30% January 1, 2005 April 30, 2012 Series II Shares Contractual 1.45% January 1, 2005 April 30, 2012
25 as of November 29,2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------------- ------------ ----------- ---------------- -------------- Invesco V.I. S&P 500 Index Fund* Series I Shares Contractual 0.28% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.53% February 12, 2010 June 30, 2012 Invesco V.I. Select Dimensions Balanced Fund* Series I Shares Contractual 0.82% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.07% February 12, 2010 June 30, 2012 Invesco V.I. Select Dimensions Dividend Growth Fund* Series I Shares Contractual 0.72% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.97% February 12, 2010 June 30, 2012 Invesco V.I. Select Dimensions Equally-Weighted S&P 500 Fund* Series I Shares Contractual 0.37% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.62% February 12, 2010 June 30, 2012 Invesco V.I. Small Cap Equity Fund Series I Shares Contractual 1.15% July 1, 2005 April 30, 2012 Series II Shares Contractual 1.40% July 1, 2005 April 30, 2012 Invesco V.I. Technology Fund Series I Shares Contractual 1.30% April 30, 2004 April 30, 2012 Series II Shares Contractual 1.45% April 30, 2004 April 30, 2012 Invesco V.I. Utilities Fund Series I Shares Contractual 0.93% September 23, 2005 April 30, 2012 Series II Shares Contractual 1.18% September 23, 2005 April 30, 2012 Invesco Van Kampen V.I. Capital Growth Fund* Series I Shares Contractual 0.84% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.09% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Comstock Fund* Series I Shares Contractual 0.62% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.87% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Equity and Income Fund* Series I Shares Contractual 0.70%1 February 12, 2010 June 30, 2012 Series II Shares Contractual 0.75% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Global Tactical Asset Allocation Fund* Series I Shares Contractual 0.90% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.15% February 12, 2010 June 30, 2012
See page 27 for footnotes to Exhibit C. 26 as of November 29,2010
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------------------- ------------ ----------- ---------------- -------------- Invesco Van Kampen V.I. Global Value Equity Fund* Series I Shares Contractual 1.15% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.40% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Government Fund* Series I Shares Contractual 0.60% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.85% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Growth and Income Fund* Series I Shares Contractual 0.62% February 12, 2010 June 30, 2012 Series II Shares Contractual 0.87% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. High Yield Fund* Series I Shares Contractual 0.80% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.05% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. International Growth Equity Fund* Series I Shares Contractual 1.11% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.36% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Mid Cap Growth Fund* Series I Shares Contractual 1.01% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.26% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Mid Cap Value Fund* Series I Shares Contractual 1.18%(1) February 12, 2010 June 30, 2012 Series II Shares Contractual 1.28% February 12, 2010 June 30, 2012 Invesco Van Kampen V.I. Value Fund* Series I Shares Contractual 0.86% February 12, 2010 June 30, 2012 Series II Shares Contractual 1.11% February 12, 2010 June 30, 2012
------- (1) The expense limit shown is the expense limit after Rule 12b-1 fee waivers by Invesco Distributors, Inc. 27 as of November 29, 2010 EXHIBIT "D" -- CLOSED-END FUNDS(1) ---------------------------------- INVESCO CALIFORNIA INSURED MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------- ------------ ----------- ----------------- ------------- Invesco California Insured Municipal Income Trust Contractual 0.67% June 1, 2010 June 30, 2012
INVESCO CALIFORNIA QUALITY MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------- ------------ ----------- ----------------- ------------- Invesco California Quality Municipal Securities Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO HIGH YIELD FUND, INC.
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ----------------------------- ------------ ----------- ----------------- ------------- Invesco High Yield Investment Funds, Inc. Contractual 0.98% June 1, 2010 June 30, 2012
INVESCO INSURED CALIFORNIA MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------- ------------ ----------- ----------------- ------------- Invesco Insured California Municipal Securities Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO INSURED MUNICIPAL BOND TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------ ------------ ----------- ----------------- ------------- Invesco Insured Municipal Bond Trust Contractual 1.00% June 1, 2010 June 30, 2012
INVESCO INSURED MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE -------------------------------- ------------ ----------- ----------------- ------------- Invesco Insured Municipal Income Trust Contractual 0.64% June 1, 2010 June 30, 2012
INVESCO INSURED MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE -------------------------- ------------ ----------- ----------------- ------------- Invesco Insured Municipal Securities Contractual 0.54% June 1, 2010 June 30, 2012
28 as of November 29, 2010 INVESCO INSURED MUNICIPAL TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------------- ------------ ----------- ----------------- ------------- Invesco Insured Municipal Trust Contractual 0.66% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------- ------------ ----------- ----------------- ------------- Invesco Municipal Income Opportunities Trust Contractual 0.73% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST II
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------- ------------ ----------- ----------------- ------------- Invesco Municipal Income Opportunities Trust II Contractual 0.73% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST III
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------- ------------ ----------- ----------------- ------------- Invesco Municipal Income Opportunities Trust III Contractual 0.84% June 1, 2010 June 30, 2012
INVESCO MUNICIPAL PREMIUM INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE -------------------------- ------------ ----------- ----------------- ------------- Invesco Municipal Premium Income Trust Contractual 1.03% June 1, 2010 June 30, 2012
INVESCO NEW YORK QUALITY MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE ------------------------- ------------ ----------- ----------------- ------------- Invesco New York Quality Municipal Securities Contractual 0.80% June 1, 2010 June 30, 2012
INVESCO PRIME INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE --------------------------- ------------ ----------- ----------------- ------------- Invesco Prime Income Trust Contractual 1.32% June 1, 2010 June 30, 2012
29 as of November 29, 2010 INVESCO QUALITY MUNICIPAL INCOME TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE -------------------------------- ------------ ----------- ----------------- ------------- Invesco Quality Municipal Income Trust Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO QUALITY MUNICIPAL INVESTMENT TRUST
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE -------------------------- ------------ ----------- ----------------- ------------- Invesco Quality Municipal Investment Trust Contractual 0.70% June 1, 2010 June 30, 2012
INVESCO QUALITY MUNICIPAL SECURITIES
CONTRACTUAL/ EXPENSE EFFECTIVE DATE OF EXPIRATION FUND VOLUNTARY LIMITATION CURRENT LIMIT DATE -------------------------- ------------ ----------- ----------------- ------------- Invesco Quality Municipal Securities Contractual 0.66% June 1, 2010 June 30, 2012
-------- 1 The total operating expenses of any class of shares established after the date of this Memorandum of Agreement will be limited to the amount established for Class A Shares plus the difference between the new class 12b-1 rate and the Class A 12b-1 rate. 30 EX-99.77Q3 OTHR EXHB 6 h83047ex77q3.txt EXHIBIT INVESCO INTERNATIONAL GROWTH FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 4/30/2011 FILE NUMBER : 811-6463 SERIES NO.: 1 72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $19,147 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 161 Class C $ 454 Class R $ 897 Class Y $ 2,155 Institutional Class $17,496 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A 0.2673 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B 0.0801 Class C 0.0801 Class R 0.2077 Class Y 0.3311 Institutional Class 0.3708 74U. 1 Number of shares outstanding (000's Omitted) Class A 70,660 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 1,777 Class C 5,543 Class R 4,341 Class Y 8,006 Institutional Class 46,832 74V. 1 Net asset value per share (to nearest cent) Class A $ 30.16 2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 27.96 Class C $ 27.98 Class R $ 29.86 Class Y $ 30.23 Institutional $ 30.58
1 - International Growth INVESCO GLOBAL SMALL & MID CAP GROWTH FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 4/30/2011 FILE NUMBER : 811-6463 SERIES NO.: 3 72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 2,433 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ -- Class C $ -- Class Y $ 53 Institutional Class $ 262 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A 0.0776 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B 0.0000 Class C 0.0000 Class Y 0.1214 Institutional Class 0.1704 74U. 1 Number of shares outstanding (000's Omitted) Class A 30,184 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 1,742 Class C 1,613 Class Y 449 Institutional Class 1,626 74V. 1 Net asset value per share (to nearest cent) Class A $ 21.01 2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 18.51 Class C $ 18.52 Class Y $ 21.06 Institutional Class $ 20.98
3 - Glbl Small & Mid Cap Growth INVESCO GLOBAL GROWTH FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 4/30/2011 FILE NUMBER : 811-6463 SERIES NO.: 5 72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 1,240 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ -- Class C $ -- Class Y $ 12 Institutional Class 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A 0.1352 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B 0.0000 Class C 0.0000 Class Y 0.1908 Institutional Class 0.2574 74U. 1 Number of shares outstanding (000's Omitted) Class A 8,816 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 614 Class C 561 Class Y 58 Institutional Class - 74V. 1 Net asset value per share (to nearest cent) Class A $ 24.97 2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 23.45 Class C $ 23.45 Class Y $ 25.02 Institutional Class $ 24.98
5 - Global Growth INVESCO ASIA PACIFIC GROWTH FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 4/30/2011 FILE NUMBER : 811-6463 SERIES NO.: 9 72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 3,296 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 92 Class C $ 205 Class Y $ 325 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A 0.2324 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B 0.0647 Class C 0.0647 Class Y 0.2917 74U. 1 Number of shares outstanding (000's Omitted) Class A 14,323 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 1,304 Class C 3,152 Class Y 1,230 74V. 1 Net asset value per share (to nearest cent) Class A $ 32.31 2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 30.51 Class C $ 30.36 Class Y $ 32.38
9 - Asia Pacific Growth INVESCO EUROPEAN GROWTH FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 4/30/2011 FILE NUMBER : 811-6463 SERIES NO.: 10 72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 5,035 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 145 Class C $ 254 Class R $ 167 Class Y $ 2,801 Investor Class $ 2,105 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A 0.3655 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B 0.1351 Class C 0.1351 Class R 0.2894 Class Y 0.4421 Investor Class 0.3747 74U. 1 Number of shares outstanding (000's Omitted) Class A 13,303 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 910 Class C 1,664 Class R 519 Class Y 7,952 Investor Class 5,421 74V. 1 Net asset value per share (to nearest cent) Class A $ 34.74 2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 32.72 Class C $ 32.75 Class R $ 34.63 Class Y $ 34.80 Investor Class $ 34.68
10 - European Growth INVESCO INTERNATIONAL CORE EQUITY FUND SUB-ITEM 77Q3 DUE TO THE RESTRICTIONS IN THE FORMAT OF FORM N-SAR TO ALLOW REPORTING OF INFORMATION FOR MULTIPLE CLASSES OF SHARES, THIS EXHIBIT PROVIDES CLASS LEVEL INFORMATION FOR ITEMS 72DD, 73A, 74U AND 74V. FOR PERIOD ENDING: 4/30/2011 FILE NUMBER : 811-6463 SERIES NO.: 11 72DD. 1 Total income dividends for which record date passed during the period. (000's Omitted) Class A $ 493 2 Dividends for a second class of open-end company shares (000's Omitted) Class B $ 20 Class C $ 58 Class R $ 27 Class Y $ 27 Investor Class $ 232 Institutional Class $ 4,423 73A. Payments per share outstanding during the entire current period: (form nnn.nnnn) 1 Dividends from net investment income Class A 0.1340 2 Dividends for a second class of open-end company shares (form nnn.nnnn) Class B 0.0319 Class C 0.0314 Class R 0.0992 Class Y 0.1683 Investor Class 0.1340 Institutional Class 0.2145 74U. 1 Number of shares outstanding (000's Omitted) Class A 3,611 2 Number of shares outstanding of a second class of open-end company shares (000's Omitted) Class B 530 Class C 1,779 Class R 283 Class Y 134 Investor Class 1,676 Institutional Class 20,359 74V. 1 Net asset value per share (to nearest cent) Class A $ 11.93 2 Net asset value per share of a second class of open-end company shares (to nearest cent) Class B $ 11.95 Class C $ 11.65 Class R $ 11.94 Class Y $ 12.11 Investor Class $ 12.11 Institutional Class $ 11.91
11 - International Core Equity