SC 13D 1 file001.txt SCHEDULE 13D -------------------------------------------------------------------------------- POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. -------------------------------------------------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _______)* SEMX Corporation -------------------------------------------------------------------------------- (Name of Issuer) Common Stock -------------------------------------------------------------------------------- (Title of Class of Securities) 816854103 -------------------------------------------------------------------------------- (CUSIP Number) Gilbert Raker, SEMX Corporation, 1 Labriola Ct., Armonk, NY 10594 (914) 273-5500 -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 31, 2003 -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 816854103 ======================================================================= -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Gilbert Raker ---------------------------------------------------------------------- -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) N/A ---------------------------------------------------------------- (b) N/A ---------------------------------------------------------------- -------------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions) PF ----------------------------------- -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) N/A --------------------------------------------------- -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization United States ------------------------------- -------------------------------------------------------------------------------- 7. Sole Voting Power 705,825 ---------------------- -------------------------------------------------------- Number of 8. Shared Voting Power N/A Shares ---------------------- Beneficially -------------------------------------------------------- Owned by Each 9. Sole Dispositive Power 705,825 Reporting Person ---------------------- With -------------------------------------------------------- 10. Shared Dispositive Power N/A ------------------- -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person 705,825 -------- -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 10.96% ----------------- -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) -------------------------------------------------------------------------------- IN ------------------------------------------------------------------------- ------------------------------------------------------------------------- ------------------------------------------------------------------------- ------------------------------------------------------------------------- ------------------------------------------------------------------------- ------------------------------------------------------------------------- ------------------------------------------------------------------------- CUSIP No. 816854103 ======================================================================= Item 1. Security and Issuer SEMX Corporation Common Stock SEMX Corporation 1 Labriola Court Armonk, New York 10504 Item 2. Identity and Background (a) Gilbert D. Raker (b) 1 Labriola Court Armonk, New York 10540 (c) Chairman and CEO SEMX Corporation (d) N/A (e) N/A (f) United States Item 3. Source and Amount of Funds or Other Consideration Personal Funds Item 4. Purpose of Transaction Investment purposes Item 5. Interest in Securities of the Issuer 705,825 shares; 10.96% Item 6. Contracts, Arrangements, Understandings or Relationship with Respect to Securities of the Issuer N/A Item 7. Material to Be Filed as Exhibits None CUSIP No. 816854103 ======================================================================= After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 6, 2003 -------------------------------------------------------------------------------- (Date) /s/ Gilbert D. Raker -------------------------------------------------------------------------------- (Signature) Gilbert D. Raker, Chairman & CEO -------------------------------------------------------------------------------- (Name/Title)