0001209191-22-036360.txt : 20220613 0001209191-22-036360.hdr.sgml : 20220613 20220613164706 ACCESSION NUMBER: 0001209191-22-036360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220610 FILED AS OF DATE: 20220613 DATE AS OF CHANGE: 20220613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGahn Daniel P CENTRAL INDEX KEY: 0001425153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 221012240 MAIL ADDRESS: STREET 1: C/O AMERICAN SUPERCONDUCTOR STREET 2: 64 JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-10 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001425153 McGahn Daniel P C/O AMERICAN SUPERCONDUCTOR CORPORATION 114 EAST MAIN ST AYER MA 01432 1 1 0 0 Chairman, President and CEO Common Stock 2022-06-10 4 S 0 32587 5.9763 D 668223 D Common Stock 8988 I By 401(k) plan The reporting person received an award of 75,000 shares of restricted stock on October 31, 2019 that would vest upon American Superconductor Corporation's (the "Company") achievement of specified performance objectives. On June 9, 2022, the Board of Directors of the Company certified that maximum-level performance was achieved with respect to all such performance objectives. As a result, these shares have been fully vested. Represents the number of shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Plan. The sales were executed in multiple trades at prices ranging from $5.90-$6.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected. Following all the transactions reported on this Form 4, the reporting person holds 668,223 shares directly. Following all the transactions reported on this Form 4, the reporting person holds 8,988 shares indirectly through the company's 401(k) plan as of June 13, 2022. /s/ Daniel P. McGahn 2022-06-13