0001209191-19-055708.txt : 20191107 0001209191-19-055708.hdr.sgml : 20191107 20191107171828 ACCESSION NUMBER: 0001209191-19-055708 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191105 FILED AS OF DATE: 20191107 DATE AS OF CHANGE: 20191107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGahn Daniel P CENTRAL INDEX KEY: 0001425153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19672 FILM NUMBER: 191201354 MAIL ADDRESS: STREET 1: C/O AMERICAN SUPERCONDUCTOR STREET 2: 64 JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 BUSINESS PHONE: 9788423000 MAIL ADDRESS: STREET 1: SIXTY FOUR JACKSON ROAD CITY: DEVENS STATE: MA ZIP: 01434 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-05 0 0000880807 AMERICAN SUPERCONDUCTOR CORP /DE/ AMSC 0001425153 McGahn Daniel P C/O AMERICAN SUPERCONDUCTOR CORPORATION 114 EAST MAIN ST AYER MA 01432 1 1 0 0 Chairman, President and CEO Common Stock 2019-11-05 4 D 0 16875 0.00 D 523109 D Common Stock 6818 I By 401(k) plan Represents 16,875 shares of restricted stock that were awarded on June 28, 2018 and would vest upon American Superconductor Corporation's (the "Company") achievement of a specified performance objective. On November 5, 2019, the Compensation Committee of the Board of Directors of the Company certified that the specified performance objective with respect to such shares was not met. As a result, these shares have been forfeited to the Company. Following all the transactions reported on this Form 4, the reporting person holds 523,109 shares directly. Following all the transactions reported on this Form 4, the reporting person holds 6,818 shares indirectly through the Company's 401(k) plan as of November 7, 2019. /s/ Daniel P. McGahn 2019-11-07