-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MHUAQQGy9BFOAJm9dpj8zrTadwjOue2+2AmO4bOP9BNxJms+QI2cfd8kgLuIaylA feD4Q6y+cp35e0GjHsl12Q== 0000950135-98-001743.txt : 19980325 0000950135-98-001743.hdr.sgml : 19980325 ACCESSION NUMBER: 0000950135-98-001743 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 19980323 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19980324 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN SUPERCONDUCTOR CORP /DE/ CENTRAL INDEX KEY: 0000880807 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 042959321 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-19672 FILM NUMBER: 98571494 BUSINESS ADDRESS: STREET 1: TWO TECHNOLOGY DR CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 5088364200 MAIL ADDRESS: STREET 1: TWO TECHNOLOGY DR CITY: WESTBOROUGH STATE: MA ZIP: 01581 8-K 1 AMERICAN SUPERCONDUCTOR CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 23, 1998 -------------- AMERICAN SUPERCONDUCTOR CORPORATION - -------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in its Charter) Delaware - -------------------------------------------------------------------------------- State or Other Jurisdiction of Incorporation) 0-19672 04-2959321 ------------------------ --------------------------------- (Commission File Number) (IRS Employer Identification No.) Two Technology Drive, Westborough, MA 01581 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) (508) 836-4200 - -------------------------------------------------------------------------------- Registrant's Telephone Number, Including Area Code Not Applicable - -------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) 2 ITEM 5. OTHER EVENTS With the Form 10-Q for the quarter ended December 31, 1997 filed with the Securities and Exchange Commission (the "Commission") on February 13, 1998, American Superconductor Corporation (the "Company") adopted Financial Accounting Standard ("FAS") No. 128 relating to Earnings Per Share. Additionally, in connection with the April 8, 1997 merger of a subsidiary of the Company into Superconductivity, Inc., a Delaware corporation ("SI"), accounted for as a pooling of interests, the Company prepared restated financial statements reflecting such pooling of interests transaction. These consolidated financial statements were filed by the Company with the Commission on Form 8-K filed on September 5, 1997. The adoption of FAS No. 128 and the consolidated financial statements reflecting the pooling of interests transaction both constitute a restatement of the Company's financial statements. Item 601(c)(2)(iii) of Regulation S-K requires the Company to file restated Financial Data Schedules for all periods affected by the restatement of the Company's financial statements and accordingly, the Company is filing restated Financial Data Schedules for the appropriate periods herewith. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits: --------- 27.1 Restated Financial Data Schedule for Form 10-Q for the period ended June 30, 1996 27.2 Restated Financial Data Schedule for Form 10-Q for the period ended September 30, 1996 27.3 Restated Financial Data Schedule for Form 10-Q for the period ended December 31, 1996 27.4 Restated Financial Data Schedule for Form 10-Q for the period ended June 30, 1997 27.5 Restated Financial Data Schedule for Form 10-K for the period ended March 31, 1997 and for Form 8-K filed September 5, 1997 27.6 Restated Financial Data Schedule for Form 10-Q for the period ended September 30, 1997 27.7 Restated Financial Data Schedule for Form 10-Q for the period ended December 31, 1997 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: March 23, 1998 AMERICAN SUPERCONDUCTOR CORPORATION By: /s/ Gregory J. Yurek ------------------------------------ Gregory J. Yurek President and Chief Executive Officer 4 Exhibit Index ------------- Exhibit Number Title Page ------ ----- ---- 27.1 Restated Financial Data Schedule for Form 10-Q for the period ended June 30, 1996 27.2 Restated Financial Data Schedule for Form 10-Q for the period ended September 30, 1996 27.3 Restated Financial Data Schedule for Form 10-Q for the period ended December 31, 1996 27.4 Restated Financial Data Schedule for Form 10-Q for the period ended June 30, 1997 27.5 Restated Financial Data Schedule for Form 10-K for the period ended March 31, 1997 and for Form 8-K filed September 5, 1997 27.6 Restated Financial Data Schedule for Form 10-Q for the period ended September 30, 1997 27.7 Restated Financial Data Schedule for Form 10-Q for the period ended December 31, 1997 EX-27.1 2 FINANCIAL DATA SCHEDULE
5 1,000 U.S. DOLLARS 3-MOS MAR-31-1997 APR-01-1996 JUN-30-1996 1 1,833 20,711 3,509 0 2,089 8,055 10,682 6,866 33,072 3,736 3,191 0 0 105 25,851 33,072 1,354 2,856 1,413 2,554 3,962 0 92 (3,445) 0 (3,445) 0 0 0 (3,445) (0.33) (0.33)
EX-27.2 3 FINANCIAL DATA SCHEDULE
5 1000 U.S. DOLLARS 3-MOS MAR-31-1997 JUL-01-1996 SEP-30-1996 1 2,440 17,918 3,629 0 2,038 8,392 10,906 7,291 30,367 3,735 3,251 0 0 105 23,269 30,367 560 2,432 613 2,153 3,178 0 86 (2,674) 0 (2,674) 0 0 0 (2,674) (0.25) (0.25)
EX-27.3 4 FINANCIAL DATA SCHEDULE
5 1000 U.S. DOLLARS 3-MOS MAR-31-1997 OCT-1-1996 DEC-31-1996 1 763 16,374 4,281 0 2,668 8,492 11,181 7,709 28,713 5,982 3,074 0 0 105 19,553 28,713 415 2,692 590 2,831 2,747 0 102 (3,367) 0 (3,367) 0 0 0 (3,367) (0.32) (0.32)
EX-27.4 5 FINANCIAL DATA SCHEDULE
5 1000 U.S. DOLLARS 3-MOS MAR-31-1998 APR-01-1997 JUN-30-1997 1 4,790 12,776 3,491 0 3,235 11,818 12,912 9,332 28,180 3,178 3,201 0 0 116 21,687 28,180 2,165 3,566 1,799 2,939 3,474 0 76 (2,713) 0 (2,713) 0 0 0 (2,713) (0.23) (0.23)
EX-27.5 6 FINANCIAL DATA SCHEDULE
5 1000 U.S. DOLLARS 12-MOS MAR-31-1997 APR-1-1996 MAR-31-1997 1 585 15,446 3,454 0 2,941 7,325 12,604 8,836 26,581 7,007 3,074 0 0 105 16,396 26,581 2,937 10,551 2,990 10,577 12,768 0 356 (13,377) 0 (13,377) 0 0 0 (13,377) (1.27) (1.27)
EX-27.6 7 FINANCIAL DATA SCHEDULE
5 1000 U.S. DOLLARS 3-MOS MAR-31-1998 JUL-01-1997 SEP-30-1997 1 3,649 10,405 3,457 0 4,317 11,754 13,488 9,866 25,789 3,439 3,142 0 0 117 19,091 25,789 1,190 2,925 1,159 2,867 2,961 0 61 (2,804) 0 (2,804) 0 0 0 (2,804) (0.24) (0.24)
EX-27.7 8 FINANCIAL DATA SCHEDULE
5 1000 U.S. DOLLARS 3-MOS MAR-31-1998 OCT-01-1997 DEC-31-1997 1 2,209 7,508 5,013 0 3,233 10,958 14,034 10,460 22,459 3,359 3,142 0 0 117 15,841 22,459 698 4,893 550 4,705 3,672 0 51 (3,377) 0 (3,377) 0 0 0 (3,377) (0.29) (0.29)
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