0000880771-16-000212.txt : 20161115 0000880771-16-000212.hdr.sgml : 20161115 20161115162509 ACCESSION NUMBER: 0000880771-16-000212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161114 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCICLONE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000880771 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943116852 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE STREET 2: SUITE 900 CITY: FOSTER CITY STATE: CA ZIP: 94404-2125 BUSINESS PHONE: 650-358-3456 MAIL ADDRESS: STREET 1: 950 TOWER LANE STREET 2: SUITE 900 CITY: FOSTER CITY STATE: CA ZIP: 94404-2125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chern Carey CENTRAL INDEX KEY: 0001688374 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19825 FILM NUMBER: 161999984 MAIL ADDRESS: STREET 1: 950 TOWER LANE, SUITE 900 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 certent-form4.xml PRIMARY DOCUMENT X0306 4 2016-11-14 0000880771 SCICLONE PHARMACEUTICALS INC SCLN 0001688374 Chern Carey 950 TOWER LANE, SUITE 900 FOSTER CITY CA 94404 0 1 0 0 General Counsel Incentive Stock Option (right to buy) 10.35 2016-11-14 4 A 0 38644 0 A 2026-11-14 Common Stock 38644 38644 D Non-Qualified Stock Option (right to buy) 10.35 2016-11-14 4 A 0 41356 0 A 2026-11-14 Common Stock 41356 41356 D Restricted Stock Unit 0 2016-11-14 4 A 0 30000 0 A Common Stock 30000 30000 D Granted under the Issuer's 2015 Equity Incentive Plan. 25% of such shares vest on October 24, 2017 and 2.0833% vests each month thereafter provided that the Reporting Person continues to be employed by the Issuer. Vesting for such RSUs will occur 25% on October 24, 2017, 25% on October 24, 2018, 25% on October 24, 2019, and 25% on October 24, 2020, or, in the discretion of the Company, such later date on which the sale of the Stock to be issued in settlement of such Unit would not violate the Trading Compliance Policy. /s/ Carey Chern 2016-11-15