8-K 1 scln-20160204x8k.htm 8-K Final Settlement with the SEC

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

___________________________________________

FORM 8-K

__________________________________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934.

Date of Report:  February 4, 2016
(Date of earliest event reported)

___________________________________________

SciClone Pharmaceuticals, Inc.
(Exact name of registrant as specified in its charter)

___________________________________________

 

 

 

 

 

Delaware
(State or other jurisdiction
of incorporation) 

0-19825
(Commission File Number) 

94-3116852
(IRS Employer
Identification Number) 

 

950 Tower Lane, Suite 900, Foster City, CA
(Address of principal executive offices) 

 

94404
(Zip Code) 


(650) 358-3456
(Registrant's telephone number, including area code) 

 

Not Applicable
(Former Name or Former Address, if changed since last report)

___________________________________________

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 


 

 

Item 8.01          Other Events    

 

On February 4, 2016, SciClone Pharmaceuticals, Inc. issued a press release announcing that it has entered into a settlement agreement with the United States Securities and Exchange Commission (“SEC”) fully resolving the SEC’s investigation into possible violations of the Foreign Corrupt Practices Act and that the Department of Justice has also completed its related investigation and has declined to pursue any action.

 

A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

 

Item 9.01          Financial Statements and Exhibits

 

(d) The following exhibits are filed herewith:

 

 

 

Exhibit 99.1

Press release dated February 4, 2016.

 

 

 

 


 

 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

Dated: February 4, 2016

SCICLONE PHARMACEUTICALS, INC.

 

 

 

 

By:

/s/ Wilson W. Cheung

 

 

Wilson W. Cheung 

 

 

Chief Financial Officer and

Senior Vice President, Finance

 

 

 


 

 

Exhibit Index

 

 

 

Exhibit No.       Description

99.1                    Press release dated February 4, 2016.