-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KGK1qI5awUV8ULup8/xsjtYlHbVCri280HBvTLn2m8GBmXu3JpsGIsrrQdeYtwC4 vhjcO/QZjDc8usByJivXNw== 0001144204-04-003376.txt : 20040323 0001144204-04-003376.hdr.sgml : 20040323 20040323151402 ACCESSION NUMBER: 0001144204-04-003376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040323 FILED AS OF DATE: 20040323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIES SELECT I LLC CENTRAL INDEX KEY: 0001162800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19635 FILM NUMBER: 04684913 BUSINESS ADDRESS: STREET 1: PARAMOUNT CAPITAL ASSET MGMT STREET 2: 787 7TH AVE 48TH FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIES SELECT LTD CENTRAL INDEX KEY: 0001167537 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19635 FILM NUMBER: 04684914 BUSINESS ADDRESS: STREET 1: PARAMOUNT CAPITAL ASSET MGMT STREET 2: 787 7TH AVE 48TH FL CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIES TRUST CENTRAL INDEX KEY: 0001017537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19635 FILM NUMBER: 04684911 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2128325700 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIES DOMESTIC FUND L P CENTRAL INDEX KEY: 0001017538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19635 FILM NUMBER: 04684910 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2128325700 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENTA INC DE/ CENTRAL INDEX KEY: 0000880643 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 330326866 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO CONNELL DRIVE STREET 2: .. CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 BUSINESS PHONE: (908) 286-9800 MAIL ADDRESS: STREET 1: TWO CONNELL DRIVE STREET 2: .. CITY: BERKELEY HEIGHTS STATE: NJ ZIP: 07922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIES DOMESTIC FUND II L P CENTRAL INDEX KEY: 0001263317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19635 FILM NUMBER: 04684909 BUSINESS ADDRESS: STREET 1: C/O PARAMOUNT CAPITAL ASSET MGMT STREET 2: 787 7TH AVE 48TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125544300 MAIL ADDRESS: STREET 1: C/O PARAMOUNT CAPITAL ASSET MGMT STREET 2: 787 7TH AVE 48TH FL CITY: NEW YORK STATE: NJ ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARIES SELECT II LLC CENTRAL INDEX KEY: 0001263318 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19635 FILM NUMBER: 04684912 BUSINESS ADDRESS: STREET 1: C/O PARAMOUNT CAPITAL ASSET MGMT STREET 2: 787 7TH AVE 48TH FL CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2125544300 MAIL ADDRESS: STREET 1: C/O PARAMOUNT CAPITAL ASSET MGMT STREET 2: 787 7TH AVE 48TH FL CITY: NEW YORK STATE: NJ ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENWALD LINDSAY A MD CENTRAL INDEX KEY: 0000941841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19635 FILM NUMBER: 04684915 BUSINESS ADDRESS: STREET 1: 375 PARK AVE STREET 2: SUITE 1501 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2128324366 MAIL ADDRESS: STREET 1: 375 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10152 FORMER NAME: FORMER CONFORMED NAME: ROSENWALD LINDSAY MD DATE OF NAME CHANGE: 19950316 4 1 v02185rosenwald_ex.xml X0201 4 2004-03-23 0 0000880643 GENTA INC DE/ GNTA 0000941841 ROSENWALD LINDSAY A MD PARAMOUNT CAPITAL ASSET MGMT 787 7TH AVE 48TH FL NEW YORK NY 10019 0 0 1 0 0001167537 ARIES SELECT LTD C/O PARAMOUNT CAPITAL ASSET MGMT 787 7TH AVE 48TH FL NEW YORK NY 10019 0 0 1 0 0001162800 ARIES SELECT I LLC C/O PARAMOUNT CAPITAL ASSET MGMT 787 7TH AVE 48TH FL NEW YORK NY 10019 0 0 1 0 0001263318 ARIES SELECT II LLC C/O PARAMOUNT CAPITAL ASSET MGMT 787 7TH AVE 48TH FL NEW YORK NY 10019 0 0 1 0 0001017537 ARIES TRUST C/O PARAMOUNT CAPITAL ASSET MGM 787 7TH AVE 48TH FL NEW YORK NY 10019 0 0 1 0 0001017538 ARIES DOMESTIC FUND L P C/O PARAMOUNT CAPITAL ASSET MGM 787 7TH AVE 48TH FL NEW YORK NY 10019 0 0 1 0 0001263317 ARIES DOMESTIC FUND II L P C/O PARAMOUNT CAPITAL ASSET MGMT 787 7TH AVE 48TH FL NEW YORK NY 10019 0 0 1 0 Common Stock 2004-03-23 4 P 0 5000 9.42 A 17854672 D Dr. Rosenwald is chairman and sole stockholder of Paramount BioCapital Asset Management, Inc. ("PBAM"). PBAM is the managing member of Aries Select I, LLC ("AS1") and Aries Select II, LLC ("AS2"), each a Delaware LLC, the general partner of the Aries Domestic Fund, L.P. ("ADF1") and Aries Domestic Fund II, L.P. ("ADF2"), each a Delaware limited partnership, and the investment manager of Aries Select, Ltd. ("Aries Select") and the Aries Master Fund II ("AMF2"), each a Cayman Island exempted company (such entities referred to above, the "Aries Funds"). Dr. Rosenwald and PBAM may be deemed to beneficially own the securities of the Issuer owned by the Aries Funds under Rule 16a-1(a)(1) of the Securities Exchange Act of 1934. Each of Dr. Rosenwald and PBAM disclaim beneficial ownership of the securities held by the Aries Funds under Rule 16a-1(a)(2), except to the extent of its pecuniary interest therein, if any. Following the transactions described above, Dr. Rosenwald may be deemed, for purposes of section 13D under the Securities Exchange Act of 1934, to have voting and dispositive power over 17,854,672 Shares as follows: 7,975,100 Shares owned by AMF2; 5,887,859 Shares owned by ADF1; 656,191 Shares owned by ADF2; 30,000 shares of Common Stock and warrants to purchase 3,305,522 Shares owned directly by Dr. Rosenwald. Lindsay A. Rosenwald, M.D. Chairman and Chief Executive Officer Paramount Capital Asset Management,Inc. /s/ Lindsay Rosenwald 2004-03-23 -----END PRIVACY-ENHANCED MESSAGE-----