EX-99.77O RULE 10F-3 4 ex77o.txt Example Template : 77O DWS Core Equity Fund N-Sar April 1, 2013 - September 30, 2013 Security Purchased Cusip "Purchase/ Trade Date" Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From Sprouts Farmers Market Inc 85208M102 8/1/2013 $269,000,000 $18.0 2,634 0.02% GS, BOA, CS,DB GS Weyerhaeuser Co 962166104 6/19/2013 $804,750,000 $27.75 50,000 0.17% MS,DB,CITI EDWI DWS CAPITAL GROWTH FUND N-Sar April 1, 2013 - September 30, 2013 Security Purchased Cusip "Purchase/ Trade Date" Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From Norwegian Cruise Line Holdings G66721104 8/9/2013 $600,000,000 $29.75 30,362 0.15% UBS,BCLY,DB UBS Sprouts Farmers Market Inc 85208M102 8/1/2013 $269,000,000 $18.0 1,329 0.01% GS, BOA, CS,DB GS Taylor Morrison Home Corp 87724P106 4/10/2013 $500,000,000 $22.0 9,231 0.04% CS,CITI,DB,GS,JPM CITI DWS SMALL CAP GROWTH FUND N-Sar April 1, 2013 - September 30, 2013 Security Purchased Cusip "Purchase/ Trade Date" Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From Roadrunner Transportation Syst 76973Q105 8/13/2013 $98,455,000 $27.0 2,028 0.06% ROBERT BAIRD,MS,DB MS Taylor Morrison Home Corp 87724P106 4/10/2013 $500,000,000 $22.0 1,196 0.01% CS,CITI,DB,GS,JPM CITI