0000088053-13-001275.txt : 20131127
0000088053-13-001275.hdr.sgml : 20131127
20131127104736
ACCESSION NUMBER: 0000088053-13-001275
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 4
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131127
DATE AS OF CHANGE: 20131127
EFFECTIVENESS DATE: 20131127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DWS INVESTMENT TRUST
CENTRAL INDEX KEY: 0000088064
IRS NUMBER: 042212654
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-00043
FILM NUMBER: 131246018
BUSINESS ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154-0004
BUSINESS PHONE: 212-454-6778
MAIL ADDRESS:
STREET 1: 345 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10154-0004
FORMER COMPANY:
FORMER CONFORMED NAME: INVESTMENT TRUST
DATE OF NAME CHANGE: 19980529
FORMER COMPANY:
FORMER CONFORMED NAME: SCUDDER INVESTMENT TRUST
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: SCUDDER GROWTH & INCOME FUND
DATE OF NAME CHANGE: 19910402
0000088064
S000005705
DWS Capital Growth Fund
C000015670
Class A
SDGAX
C000015672
Class B
SDGBX
C000015673
Class C
SDGCX
C000015674
Class R
SDGRX
C000015675
Class S
SCGSX
C000015676
Institutional Class
SDGTX
0000088064
S000005706
DWS Core Equity Fund
C000015677
Class A
SUWAX
C000015679
Class B
SUWBX
C000015680
Class C
SUWCX
C000015681
Class R
SUWTX
C000015682
Class S
SCDGX
C000015683
Institutional Class
SUWIX
0000088064
S000005709
DWS Small Cap Core Fund
C000015696
Class A
SZCAX
C000015698
Class B
SZCBX
C000015699
Class C
SZCCX
C000015700
Class S
SSLCX
0000088064
S000031149
DWS Mid Cap Growth Fund
C000096639
Class A
SMCAX
C000096640
Class B
SMCBX
C000096641
Class C
SMCCX
C000096642
Class S
SMCSX
C000096643
Institutional Class
BTEAX
0000088064
S000031150
DWS Small Cap Growth Fund
C000096644
Institutional Class
SSDIX
C000096645
Class A
SSDAX
C000096646
Class B
SSDBX
C000096647
Class C
SSDCX
C000096648
Class S
SSDSX
C000113854
Class R
SSDGX
NSAR-B
1
answer.fil
PAGE 1
000 B000000 09/30/2013
000 C000000 0000088064
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 DWS INVESTMENT TRUST
001 B000000 811-00043
001 C000000 2122503220
002 A000000 345 PARK AVENUE
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10154
002 D020000 5808
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 6
007 C010100 1
007 C020100 DWS Core Equity Fund
007 C030100 N
007 C010200 2
007 C020200 DWS Capital Growth Fund
007 C030200 N
007 C010800 8
007 C020800 DWS Small Cap Core Fund
007 C030800 N
007 C010900 9
007 C020900 DWS Mid Cap Growth Fund
007 C030900 N
007 C011000 10
007 C021000 DWS Small Cap Growth Fund
007 C031000 N
008 A000101 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.
008 B000101 A
008 C000101 801-252
008 D010101 NEW YORK
008 D020101 NY
008 D030101 10154
008 A000201 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.
008 B000201 A
008 C000201 801-252
008 D010201 NEW YORK
008 D020201 NY
008 D030201 10154
008 A000801 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.
PAGE 2
008 B000801 A
008 C000801 801-252
008 D010801 NEW YORK
008 D020801 NY
008 D030801 10154
008 A000901 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.
008 B000901 A
008 C000901 801-252
008 D010901 NEW YORK
008 D020901 NY
008 D030901 10154
008 A001001 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.
008 B001001 A
008 C001001 801-252
008 D011001 NEW YORK
008 D021001 NY
008 D031001 10154
010 A00AA01 Deutsche Investment Management Americas Inc.
010 B00AA01 801-252
010 C01AA01 New York
010 C02AA01 NY
010 C03AA01 10154
010 A00AA02 State Street Bank & Trust Co.
010 B00AA02 85-11329
010 C01AA02 Boston
010 C02AA02 MA
010 C03AA02 02111
011 A00AA01 DWS INVESTMENTS DISTRIBUTORS, INC.
011 B00AA01 8-47765
011 C01AA01 CHICAGO
011 C02AA01 IL
011 C03AA01 60606
012 A00AA01 DWS INVESTMENTS SERVICE COMPANY
012 B00AA01 84-1713
012 C01AA01 KANSAS CITY
012 C02AA01 MO
012 C03AA01 64105
012 A00AA02 DST SYSTEMS, INC.
012 B00AA02 84-00448
012 C01AA02 KANSAS CITY
012 C02AA02 MO
012 C03AA02 64105
013 A00AA01 PRICEWATERHOUSE COOPERS LLP
013 B01AA01 BOSTON
013 B02AA01 MA
013 B03AA01 02110
014 A00AA01 AO DB Securities (Kazakhstan)
014 B00AA01 8-000000
014 A00AA02 Bank Sal. Oppenheim jr. & Cie. (Schweiz) AG
014 B00AA02 8-000000
014 A00AA03 BHF-BANK Aktiengesellschaft
PAGE 3
014 B00AA03 8-00000
014 A00AA04 BT Opera Trading SA
014 B00AA04 8-000000
014 A00AA05 Craigs Investment Partners Limited
014 B00AA05 8-000000
014 A00AA06 DB EQUITY LIMITED
014 B00AA06 8-0
014 A00AA07 DB International (Asia) Limited
014 B00AA07 8-000000
014 A00AA08 DB SECURITIES S.A.
014 B00AA08 8-000000
014 A00AA09 DB STRATEGIC ADVISORS, INC.
014 B00AA09 8-000000
014 A00AA10 Deutsche Bank Aktiengesellschaft, Athen
014 B00AA10 8-000000
014 A00AA11 Deutsche Bank Aktiengesellschaft, Auckland
014 B00AA11 8-000000
014 A00AA12 Deutsche Bank Aktiengesellschaft, Bangalore
014 B00AA12 8-000000
014 A00AA13 Deutsche Bank Aktiengesellschaft, Chennai
014 B00AA13 8-000000
014 A00AA14 Deutsche Bank Aktiengesellschaft, Colombo
014 B00AA14 8-000000
014 A00AA15 Deutsche Bank Aktiengesellschaft, Helsinki
014 B00AA15 8-000000
014 A00AA16 Deutsche Bank Aktiengesellschaft, Kalkutta
014 B00AA16 8-000000
014 A00AA17 Deutsche Bank Aktiengesellschaft, Manila
014 B00AA17 8-000000
014 A00AA18 Deutsche Bank Aktiengesellschaft, Mumbai
014 B00AA18 8-000000
014 A00AA19 Deutsche Bank Aktiengesellschaft, New Delhi
014 B00AA19 8-000000
014 A00AA20 Deutsche Bank Aktiengesellschaft, Prag
014 B00AA20 8-000000
014 A00AA21 Deutsche Bank Aktiengesellschaft, Riad
014 B00AA21 8-000000
014 A00AA22 Deutsche Bank Aktiengesellschaft, Stockholm
014 B00AA22 8-000000
014 A00AA23 Deutsche Bank Aktiengesellschaft, Ungarn
014 B00AA23 8-000000
014 A00AA24 Deutsche Bank Aktiengesellschaft, Zurich
014 B00AA24 8-000000
014 A00AA25 DEUTSCHE BANK CORRETORA DE VALORES SA
014 B00AA25 8-0
014 A00AA26 DEUTSCHE BANK SECURITIES, INC.
014 B00AA26 8-0000
014 A00AA27 Deutsche Bank Securities Inc., 345 Park Ave
014 B00AA27 8-000000
014 A00AA28 Deutsche Bank Securities Inc., Atlanta Branch
014 B00AA28 8-000000
PAGE 4
014 A00AA29 Deutsche Bank Securities Inc., Baltimore
014 B00AA29 8-000000
014 A00AA30 Deutsche Bank Securities Inc., Boston Branch
014 B00AA30 8-000000
014 A00AA31 Deutsche Bank Securities Inc., Chicago Branch
014 B00AA31 8-000000
014 A00AA32 Deutsche Bank Securities Inc., Costa Mesa
014 B00AA32 8-000000
014 A00AA33 Deutsche Bank Securities Inc., Dallas Branch
014 B00AA33 8-000000
014 A00AA34 Deutsche Bank Securities Inc., DoC
014 B00AA34 8-000000
014 A00AA35 Deutsche Bank Securities Inc., Greenwich
014 B00AA35 8-000000
014 A00AA36 Deutsche Bank Securities Inc., Houston Branch
014 B00AA36 8-000000
014 A00AA37 Deutsche Bank Securities Inc., Jacksonville
014 B00AA37 8-000000
014 A00AA38 Deutsche Bank Securities Inc., LA CIB
014 B00AA38 8-000000
014 A00AA39 Deutsche Bank Securities Inc., LA PWM
014 B00AA39 8-000000
014 A00AA40 Deutsche Bank Securities Inc., Memphis
014 B00AA40 8-000000
014 A00AA41 Deutsche Bank Securities Inc., Menlo Park
014 B00AA41 8-000000
014 A00AA42 Deutsche Bank Securities Inc., Miami
014 B00AA42 8-000000
014 A00AA43 Deutsche Bank Securities Inc., Palm Beach
014 B00AA43 8-000000
014 A00AA44 Deutsche Bank Securities Inc., Philadelphia
014 B00AA44 8-000000
014 A00AA45 Deutsche Bank Securities Inc., San Francisco
014 B00AA45 8-000000
014 A00AA46 Deutsche Bank Securities Inc., Winston-Salem
014 B00AA46 8-000000
014 A00AA47 DEUTSCHE BANK SECURITIES LIMITED
014 B00AA47 8-0
014 A00AA48 Deutsche Bank Societa per Azioni
014 B00AA48 8-000000
014 A00AA49 Deutsche Capital Markets Algeria SPA
014 B00AA49 8-00000
014 A00AA50 DEUTSCHE CAPITAL MARKETS AUSTRALIA LTD
014 B00AA50 8-0
014 A00AA51 Deutsche Equities India Private Limited
014 B00AA51 8-000000
014 A00AA52 Deutsche Futures Singapore Pte Ltd
014 B00AA52 8-0
014 A00AA53 Deutsche Managed Investments Limited
014 B00AA53 8-00000
014 A00AA54 Deutsche Postbank AG
PAGE 5
014 B00AA54 8-0
014 A00AA55 Deutsche Regis Partners Inc
014 B00AA55 8-000000
014 A00AA56 Deutsche Securities (Proprietary) Limited
014 B00AA56 8-000000
014 A00AA57 DEUTSCHE SECURITIES ASIA LIMITED
014 B00AA57 8-0
014 A00AA58 Deutsche Securities Asia Limited, Singapore
014 B00AA58 8-0
014 A00AA59 Deutsche Securities Asia Limited, Taipei
014 B00AA59 8-0
014 A00AA60 Deutsche Securities Australia Limited
014 B00AA60 8-031670
014 A00AA61 DEUTSCHE SECURITIES CORREDORES DE BOLSA LTD
014 B00AA61 8-000000
014 A00AA62 Deutsche Securities Inc.
014 B00AA62 8-000000
014 A00AA63 Deutsche Securities Israel Ltd.
014 B00AA63 8-000000
014 A00AA64 DEUTSCHE SECURITIES KOREA CO.
014 B00AA64 8-0
014 A00AA65 Deutsche Securities Limited
014 B00AA65 8-0
014 A00AA66 Deutsche Securities Menkul Degerler A.S.
014 B00AA66 8-000000
014 A00AA67 DEUTSCHE SECURITIES SAUDI ARABIA LLC
014 B00AA67 8-000000
014 A00AA68 Deutsche Securities Sociedad de Bolsa S.A.
014 B00AA68 8-000000
014 A00AA69 Deutsche Securities Venezuela S.A.
014 B00AA69 8-000000
014 A00AA70 Deutsche Securities, S.A. de C.V., Bolsa
014 B00AA70 8-000000
014 A00AA71 DMG & PARTNERS SECURITIES PTE LTD
014 B00AA71 8-0
014 A00AA72 DWS INVESTMENTS DISTRIBUTORS, INC.
014 B00AA72 8-047765
014 A00AA73 DWS Investments Distributors, Inc., NJ
014 B00AA73 8-000000
014 A00AA74 DWS Investments Distributors, Inc., New York
014 B00AA74 8-000000
014 A00AA75 Habubank Securities Joint Stock Company
014 B00AA75 8-000000
014 A00AA76 HANOI BUILDING COMMERCIAL JOINT STOCK BANK
014 B00AA76 8-000000
014 A00AA77 K & N Kenanga Holdings Bhd
014 B00AA77 8-000000
014 A00AA78 Kenanga Deutsche Futures Sdn Bhd
014 B00AA78 8-000000
014 A00AA79 London Dry Bulk Limited
014 B00AA79 8-00000
PAGE 6
014 A00AA80 OOO Deutsche Bank
014 B00AA80 8-000000
014 A00AA81 PT. Deutsche Securities Indonesia
014 B00AA81 8-000000
014 A00AA82 PT. Deutsche Verdhana Indonesia
014 B00AA82 8-000000
014 A00AA83 Public joint-stock Co "Deutsche Bank DBU"
014 B00AA83 8-00000
014 A00AA84 Sal. Oppenheim jr. & Cie. AG & Co.
014 B00AA84 8-00000
014 A00AA85 Tilney Investment Management
014 B00AA85 8-000000
014 A00AA86 Yieldbroker Pty Ltd.
014 B00AA86 8-000000
014 A00AA87 ZAO Deutsche Securities
014 B00AA87 8-00000
014 A00AA88 ZAO "UFG Invest"
014 B00AA88 8-000000
015 A00AA01 STATE STREET BANK AND TRUST COMPANY
015 B00AA01 C
015 C01AA01 BOSTON
015 C02AA01 MA
015 C03AA01 02111
015 E01AA01 X
015 A00AA02 CITIBANK, N.A.
015 B00AA02 S
015 C01AA02 BUENOS AIRES
015 D01AA02 ARGENTINA
015 D02AA02 1036
015 E04AA02 X
015 A00AA03 THE HONGKONG & SHANGHAI BANKING CORP., LTD.
015 B00AA03 S
015 C01AA03 SYDNEY
015 D01AA03 AUSTRALIA
015 D02AA03 NSW 2000
015 E04AA03 X
015 A00AA04 UNICREDIT BANK AUSTRIA AG
015 B00AA04 S
015 C01AA04 VIENNA
015 D01AA04 AUSTRIA
015 D02AA04 A - 1090
015 E04AA04 X
015 A00AA05 HSBC BANK MIDDLE EAST LIMITED
015 B00AA05 S
015 C01AA05 MANAMA
015 D01AA05 BAHRAIN
015 D02AA05 304
015 E04AA05 X
015 A00AA06 DEUTSCHE BANK AG, NETHERLANDS
015 B00AA06 S
015 C01AA06 BRUSSELS
PAGE 7
015 D01AA06 BELGIUM
015 E04AA06 X
015 A00AA07 CITIBANK, N.A
015 B00AA07 S
015 C01AA07 SAO PAULO
015 D01AA07 BRAZIL
015 E04AA07 X
015 A00AA08 ING BANK N.V.
015 B00AA08 S
015 C01AA08 SOFIA
015 D01AA08 BULGARIA
015 D02AA08 1404
015 E04AA08 X
015 A00AA09 STATE STREET TRUST COMPANY CANADA
015 B00AA09 S
015 C01AA09 TORONTO
015 D01AA09 CANADA
015 D02AA09 M5V 3L3
015 E04AA09 X
015 A00AA10 BANCO ITAU CHILE
015 B00AA10 S
015 C01AA10 SANTIAGO
015 D01AA10 CHILE
015 D02AA10 7550198
015 E04AA10 X
015 A00AA11 HSBC BANK (CHINA) CO., LTD.
015 B00AA11 S
015 C01AA11 SHANGHAI
015 D01AA11 PEOPLES REP OF CHINA
015 D02AA11 200120
015 E04AA11 X
015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B00AA12 S
015 C01AA12 BOGOTA
015 D01AA12 COLOMBIA
015 D02AA12 99-02
015 E04AA12 X
015 A00AA13 PRIVREDNA BANKA ZAGREB D.D.
015 B00AA13 S
015 C01AA13 ZAGREB
015 D01AA13 CROATIA
015 D02AA13 10000
015 E04AA13 X
015 A00AA14 CESKOSLOVENSKA OBCHODNI BANKA A.S.
015 B00AA14 S
015 C01AA14 PRAGUE
015 D01AA14 CZECH REPUBLIC
015 D02AA14 5
015 E04AA14 X
015 A00AA15 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA15 S
PAGE 8
015 C01AA15 COPENHAGEN
015 D01AA15 DENMARK
015 E04AA15 X
015 A00AA16 HSBC BANK EGYPT S.A.E.
015 B00AA16 S
015 C01AA16 CAIRO
015 D01AA16 EGYPT
015 D02AA16 306
015 E04AA16 X
015 A00AA17 AS SEB PANK
015 B00AA17 S
015 C01AA17 TALLINN
015 D01AA17 ESTONIA
015 D02AA17 15010
015 E04AA17 X
015 A00AA18 Skandinaviska Enskilda Banken AB
015 B00AA18 S
015 C01AA18 Helsinki
015 D01AA18 Finland
015 D02AA18 SF-00101
015 E04AA18 X
015 A00AA19 DEUTSCHE BANK AG NETHERLANDS
015 B00AA19 S
015 C01AA19 PARIS
015 D01AA19 FRANCE
015 D02AA19 1101 HE
015 E04AA19 X
015 A00AA20 DEUTSCHE BANK AG
015 B00AA20 S
015 C01AA20 ESCHBORN
015 D01AA20 GERMANY
015 D02AA20 D-65760
015 E04AA20 X
015 A00AA21 BNP PARIBAS SECURITIES SERVICES S.A.
015 B00AA21 S
015 C01AA21 ATHENS
015 D01AA21 GREECE
015 D02AA21 115 28
015 E04AA21 X
015 A00AA22 STANDARD CHARTERED BANK (HONG KONG) LTD.
015 B00AA22 S
015 C01AA22 KWUN TONG
015 D01AA22 HONG KONG
015 E04AA22 X
015 A00AA23 UNICREDIT BANK HUNGARY ZRT.
015 B00AA23 S
015 C01AA23 BUDAPEST
015 D01AA23 HUNGARY
015 D02AA23 H-1054
015 E04AA23 X
015 A00AA24 THE HONG KONG AND SHANGAI BANKING CORP. LTD.
PAGE 9
015 B00AA24 S
015 C01AA24 MUMBAI
015 D01AA24 INDIA
015 D02AA24 400 057
015 E04AA24 X
015 A00AA25 STANDARD CHARTERED BANK
015 B00AA25 S
015 C01AA25 JAKARTA
015 D01AA25 INDONESIA
015 D02AA25 000000000
015 E04AA25 X
015 A00AA26 State Street Bank and Trust Co, UK Branch
015 B00AA26 S
015 C01AA26 Dublin
015 D01AA26 IRELAND
015 D02AA26 EH5 2AW
015 E04AA26 X
015 A00AA27 BANK HAPOALIM B.M.
015 B00AA27 S
015 C01AA27 TEL AVIV
015 D01AA27 ISRAEL
015 D02AA27 61000
015 E04AA27 X
015 A00AA28 Deutsche Bank S.p.A
015 B00AA28 S
015 C01AA28 MILAN
015 D01AA28 Italy
015 E04AA28 X
015 A00AA29 MIZUHO CORPORATE BANK LIMITED
015 B00AA29 S
015 C01AA29 TOKYO
015 D01AA29 JAPAN
015 D02AA29 104-0052
015 E04AA29 X
015 A00AA30 HSBC BANK MIDDLE EAST LIMITED
015 B00AA30 S
015 C01AA30 AMMAN
015 D01AA30 JORDAN
015 D02AA30 11190
015 E04AA30 X
015 A00AA31 SB HSBC BANK KAZAKHSTAN JSC
015 B00AA31 S
015 C01AA31 ALMATY
015 D01AA31 KAZAKHSTAN
015 D02AA31 480021
015 E04AA31 X
015 A00AA32 Standard Chartered Bank Kenya Limited
015 B00AA32 S
015 C01AA32 Nairobi
015 D01AA32 KENYA
015 D02AA32 100
PAGE 10
015 E04AA32 X
015 A00AA33 CITIBANK, Seoul
015 B00AA33 S
015 C01AA33 SEOUL
015 D01AA33 REPUBLIC OF KOREA
015 D02AA33 000000000
015 E04AA33 X
015 A00AA34 HSBC BANK MIDDLE EAST LIMITED
015 B00AA34 S
015 C01AA34 KUWAIT CITY
015 D01AA34 KUWAIT
015 D02AA34 13017
015 E04AA34 X
015 A00AA35 AB SEB BANKAS
015 B00AA35 S
015 C01AA35 VILNIUS
015 D01AA35 LITHUANIA
015 D02AA35 LT 2600
015 E04AA35 X
015 A00AA36 STANDARD CHARTERED BANK MALAYSIA BERHAD
015 B00AA36 S
015 C01AA36 KUALA LUMPUR
015 D01AA36 MALAYSIA
015 D02AA36 50250
015 E04AA36 X
015 A00AA37 BANCO NACIONAL DE MEXICO S.A
015 B00AA37 S
015 C01AA37 MEXICO CITY
015 D01AA37 MEXICO
015 D02AA37 01210
015 E04AA37 X
015 A00AA38 CITIBANK MAGHREB
015 B00AA38 S
015 C01AA38 CASABLANCA
015 D01AA38 MOROCCO
015 D02AA38 20190
015 E04AA38 X
015 A00AA39 DEUTSCHE BANK AG
015 B00AA39 S
015 C01AA39 AMSTERDAM
015 D01AA39 NETHERLANDS
015 D02AA39 1101 HE
015 E04AA39 X
015 A00AA40 THE HONGKONG AND SHANGHAI BANKING CORP., LTD.
015 B00AA40 S
015 C01AA40 AUCKLAND
015 D01AA40 NEW ZEALAND
015 D02AA40 1010
015 E04AA40 X
015 A00AA41 STANBIC IBTC BANK PLC
015 B00AA41 S
PAGE 11
015 C01AA41 LAGOS
015 D01AA41 NIGERIA
015 D02AA41 000000000
015 E04AA41 X
015 A00AA42 Skandinaviska Enskilda Banken AB
015 B00AA42 S
015 C01AA42 Oslo
015 D01AA42 Norway
015 D02AA42 NO-0123
015 E04AA42 X
015 A00AA43 HSBC Bank Middle East Limited
015 B00AA43 S
015 C01AA43 OMAN
015 D01AA43 OMAN
015 D02AA43 PC112
015 E04AA43 X
015 A00AA44 CITIBANK DEL PERU, S.A.
015 B00AA44 S
015 C01AA44 LIMA
015 D01AA44 PERU
015 D02AA44 27
015 E04AA44 X
015 A00AA45 STANDARD CHARTERED BANK
015 B00AA45 S
015 C01AA45 MANILA
015 D01AA45 PHILIPPINES
015 D02AA45 000000000
015 E04AA45 X
015 A00AA46 BANK HANDLOWY W WARSZAWIE S.A.
015 B00AA46 S
015 C01AA46 WARSAW
015 D01AA46 POLAND
015 D02AA46 00-249
015 E04AA46 X
015 A00AA47 Deutsche Bank AG
015 B00AA47 S
015 C01AA47 Lisbon
015 D01AA47 Portugal
015 D02AA47 1101 HE
015 E04AA47 X
015 A00AA48 HSBC BANK MIDDLE EAST LIMITED
015 B00AA48 S
015 C01AA48 DOHA
015 D01AA48 QATAR
015 D02AA48 000000000
015 E04AA48 X
015 A00AA49 ING BANK N.V.
015 B00AA49 S
015 C01AA49 BUCHAREST
015 D01AA49 ROMANIA
015 D02AA49 011745
PAGE 12
015 E04AA49 X
015 A00AA50 ING BANK (EURASIA) ZAO
015 B00AA50 S
015 C01AA50 MOSCOW
015 D01AA50 RUSSIA
015 D02AA50 127473
015 E04AA50 X
015 A00AA51 Citibank N.A.
015 B00AA51 S
015 C01AA51 Singapore
015 D01AA51 Singapore
015 D02AA51 486026
015 E04AA51 X
015 A00AA52 CESKOSLOVENSKA OBCHODNA BANKA A.S.
015 B00AA52 S
015 C01AA52 BRATISLAVA
015 D01AA52 SLOVAK REPUBLIC
015 E04AA52 X
015 A00AA53 UniCredit Banka Slovenija d.d.
015 B00AA53 S
015 C01AA53 Ljubljana
015 D01AA53 Slovenia
015 D02AA53 1000
015 E04AA53 X
015 A00AA54 STANDARD BANK OF SOUTH AFRICA LIMITED
015 B00AA54 S
015 C01AA54 JOHANNESBURG
015 D01AA54 SOUTH AFRICA
015 D02AA54 2000
015 E04AA54 X
015 A00AA55 DEUTSCHE BANK S.A.E.
015 B00AA55 S
015 C01AA55 BARCELONA
015 D01AA55 SPAIN
015 D02AA55 28020
015 E04AA55 X
015 A00AA56 SKANDINAVISKA ENSKILDA BANKEN AB
015 B00AA56 S
015 C01AA56 STOCKHOLM
015 D01AA56 SWEDEN
015 D02AA56 SE-106 40
015 E04AA56 X
015 A00AA57 UBS AG
015 B00AA57 S
015 C01AA57 ZURCIH
015 D01AA57 SWITZERLAND
015 D02AA57 8098
015 E04AA57 X
015 A00AA58 STANDARD CHARTERED BANK (TAIWAN) LIMITED
015 B00AA58 S
015 C01AA58 TAIPEI
PAGE 13
015 D01AA58 TAIWAN - R.O.C.
015 D02AA58 000000000
015 E04AA58 X
015 A00AA59 STANDARD CHARTERED BANK (THAI) PUBLIC CO. LTD
015 B00AA59 S
015 C01AA59 BANGKOK
015 D01AA59 THAILAND
015 D02AA59 10500
015 E04AA59 X
015 A00AA60 BANQUE INTERNATIONALE ARABE DE TUNISIE
015 B00AA60 S
015 C01AA60 TUNIS
015 D01AA60 TUNISIA
015 D02AA60 1080
015 E04AA60 X
015 A00AA61 CITIBANK, A.S.
015 B00AA61 S
015 C01AA61 ISTANBUL
015 D01AA61 TURKEY
015 D02AA61 34394
015 E04AA61 X
015 A00AA62 HSBC BANK MIDDLE EAST LIMITED
015 B00AA62 S
015 C01AA62 DUBAI
015 D01AA62 UNITED ARAB EMIRATES
015 D02AA62 000000000
015 E04AA62 X
015 A00AA63 STATE STREET BANK AND TRUST CO.,U.K. BRANCH
015 B00AA63 S
015 C01AA63 LONDON
015 D01AA63 UNITED KINGDOM
015 D02AA63 EH5 2AW
015 E04AA63 X
015 A00AA64 CITIBANK, N.A.
015 B00AA64 S
015 C01AA64 CARACAS
015 D01AA64 VENEZUELA
015 D02AA64 000000000
015 E04AA64 X
015 A00AA65 HSBC BANK (VIETNAM) LTD.
015 B00AA65 S
015 C01AA65 HO CHI MINH CITY
015 D01AA65 VIETNAM
015 E04AA65 X
015 A00AA66 STANDARD CHARTERED BANK ZAMBIA PLC.
015 B00AA66 S
015 C01AA66 LUSAKA
015 D01AA66 ZAMBIA
015 D02AA66 10101
015 E04AA66 X
018 00AA00 Y
PAGE 14
019 A00AA00 Y
019 B00AA00 103
019 C00AA00 DWSFUNDSSS
020 A000001 GOLDMAN, SACHS & CO.
020 B000001 13-5108880
020 C000001 1028
020 A000002 UBS
020 B000002 13-2638166
020 C000002 1014
020 A000003 CHASE SECURITIES INC.
020 B000003 13-3224016
020 C000003 734
020 A000004 CITIGROUP
020 B000004 13-3082694
020 C000004 731
020 A000005 INSTINET
020 B000005 13-3443395
020 C000005 658
020 A000006 BARCLAYS CAPITAL
020 B000006 13-3297824
020 C000006 613
020 A000007 MORGAN STANLEY
020 B000007 13-2655998
020 C000007 377
020 A000008 SANFORD C. BERNSTEIN & CO.
020 B000008 13-4132953
020 C000008 316
020 A000009 BANK OF AMERICA CORP.
020 B000009 56-2058405
020 C000009 281
020 A000010 JEFFERIES & CO.
020 B000010 95-2622900
020 C000010 166
021 000000 6100
022 A000001 DWSFUNDSSS
022 C000001 1269416
022 D000001 1315771
022 A000002 CHASE SECURITIES INC.
022 B000002 13-3224016
022 C000002 4198
022 D000002 0
022 A000003 MORGAN STANLEY
022 B000003 13-2655998
022 C000003 2586
022 D000003 0
022 A000004 BANK OF AMERICA CORP.
022 B000004 36-0947896
022 C000004 1864
022 D000004 0
022 A000005 GOLDMAN SACHS
022 B000005 15-5108880
PAGE 15
022 C000005 1355
022 D000005 0
022 A000006 UBS
022 B000006 13-2638166
022 C000006 1109
022 D000006 0
022 A000007 WILLIAM BLAIR & COMPANY
022 B000007 36-2214610
022 C000007 854
022 D000007 0
022 A000008 CITIGROUP
022 B000008 13-3082694
022 C000008 229
022 D000008 0
022 A000009 CREDIT SUISSE
022 B000009 05-0546650
022 C000009 190
022 D000009 0
022 A000010 COWEN & COMPANY, LLC
022 B000010 38-3698933
022 C000010 168
022 D000010 0
023 C000000 1282410
023 D000000 1315771
024 000100 Y
024 000200 N
024 000800 N
024 000900 N
024 001000 N
025 A000101 CITIGROUP
025 B000101 13-3082694
025 C000101 E
025 D000101 75569
025 A000102 JP MORGAN CHASE
025 B000102 13-2624428
025 C000102 E
025 D000102 76613
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027 000000 Y
028 A010100 21734
028 A020100 0
028 A030100 0
028 A040100 33746
PAGE 16
028 B010100 16802
028 B020100 0
028 B030100 0
028 B040100 309635
028 C010100 15746
028 C020100 8723
028 C030100 0
028 C040100 30705
028 D010100 22261
028 D020100 0
028 D030100 0
028 D040100 25671
028 E010100 8121
028 E020100 0
028 E030100 0
028 E040100 30146
028 F010100 7029
028 F020100 8031
028 F030100 0
028 F040100 36526
028 G010100 91693
028 G020100 16754
028 G030100 0
028 G040100 466429
028 H000100 20912
028 A010200 7742
028 A020200 0
028 A030200 0
028 A040200 21661
028 B010200 7424
028 B020200 0
028 B030200 0
028 B040200 28818
028 C010200 6689
028 C020200 0
028 C030200 0
028 C040200 41854
028 D010200 6701
028 D020200 0
028 D030200 0
028 D040200 28614
028 E010200 7552
028 E020200 0
028 E030200 0
028 E040200 21361
028 F010200 6921
028 F020200 0
028 F030200 0
028 F040200 52980
028 G010200 43029
028 G020200 0
PAGE 17
028 G030200 0
028 G040200 195288
028 H000200 14742
028 A010800 855
028 A020800 0
028 A030800 0
028 A040800 1276
028 B010800 3601
028 B020800 0
028 B030800 0
028 B040800 1464
028 C010800 1419
028 C020800 0
028 C030800 0
028 C040800 3728
028 D010800 1415
028 D020800 0
028 D030800 0
028 D040800 652
028 E010800 529
028 E020800 0
028 E030800 0
028 E040800 417
028 F010800 206
028 F020800 0
028 F030800 0
028 F040800 574
028 G010800 8025
028 G020800 0
028 G030800 0
028 G040800 8111
028 H000800 3050
028 A010900 1852
028 A020900 0
028 A030900 0
028 A040900 7262
028 B010900 2238
028 B020900 0
028 B030900 0
028 B040900 4394
028 C010900 1751
028 C020900 0
028 C030900 0
028 C040900 3837
028 D010900 1877
028 D020900 0
028 D030900 0
028 D040900 4015
028 E010900 9541
028 E020900 0
028 E030900 0
PAGE 18
028 E040900 11415
028 F010900 1433
028 F020900 0
028 F030900 0
028 F040900 4396
028 G010900 18692
028 G020900 0
028 G030900 0
028 G040900 35319
028 H000900 7519
028 A011000 1219
028 A021000 0
028 A031000 0
028 A041000 2028
028 B011000 1046
028 B021000 0
028 B031000 0
028 B041000 2702
028 C011000 877
028 C021000 0
028 C031000 0
028 C041000 1333
028 D011000 1308
028 D021000 0
028 D031000 0
028 D041000 2705
028 E011000 1452
028 E021000 0
028 E031000 0
028 E041000 1396
028 F011000 1761
028 F021000 0
028 F031000 0
028 F041000 1912
028 G011000 7663
028 G021000 0
028 G031000 0
028 G041000 12076
028 H001000 3795
029 000100 Y
029 000200 Y
029 000800 Y
029 000900 Y
029 001000 Y
030 A000100 67
030 B000100 5.75
030 C000100 0.00
030 A000200 68
030 B000200 5.75
030 C000200 0.00
030 A000800 3
PAGE 19
030 B000800 5.75
030 C000800 0.00
030 A000900 28
030 B000900 5.75
030 C000900 0.00
030 A001000 4
030 B001000 5.75
030 C001000 0.00
031 A000100 12
031 B000100 0
031 A000200 14
031 B000200 0
031 A000800 1
031 B000800 0
031 A000900 6
031 B000900 0
031 A001000 1
031 B001000 0
032 000100 50
032 000200 46
032 000800 2
032 000900 20
032 001000 2
033 000100 5
033 000200 8
033 000800 0
033 000900 2
033 001000 1
034 000100 Y
034 000200 Y
034 000800 Y
034 000900 Y
034 001000 Y
035 000100 5
035 000200 4
035 000800 1
035 000900 2
035 001000 0
036 A000100 N
036 B000100 0
036 A000200 N
036 B000200 0
036 A000800 N
036 B000800 0
036 A000900 N
036 B000900 0
036 A001000 N
036 B001000 0
037 000100 N
037 000200 N
037 000800 Y
PAGE 20
037 000900 N
037 001000 Y
038 000100 0
038 000200 0
038 000800 0
038 000900 0
038 001000 0
039 000100 Y
039 000200 Y
039 000800 Y
039 000900 Y
039 001000 Y
040 000100 Y
040 000200 Y
040 000800 Y
040 000900 Y
040 001000 Y
041 000100 Y
041 000200 Y
041 000800 Y
041 000900 Y
041 001000 Y
042 A000100 0
042 B000100 0
042 C000100 100
042 D000100 0
042 E000100 0
042 F000100 0
042 G000100 0
042 H000100 0
042 A000200 0
042 B000200 0
042 C000200 100
042 D000200 0
042 E000200 0
042 F000200 0
042 G000200 0
042 H000200 0
042 A000800 0
042 B000800 0
042 C000800 100
042 D000800 0
042 E000800 0
042 F000800 0
042 G000800 0
042 H000800 0
042 A000900 0
042 B000900 0
042 C000900 100
042 D000900 0
042 E000900 0
PAGE 21
042 F000900 0
042 G000900 0
042 H000900 0
042 A001000 0
042 B001000 0
042 C001000 100
042 D001000 0
042 E001000 0
042 F001000 0
042 G001000 0
042 H001000 0
043 000100 908
043 000200 1639
043 000800 39
043 000900 547
043 001000 117
044 000100 0
044 000200 0
044 000800 0
044 000900 0
044 001000 0
045 000100 Y
045 000200 Y
045 000800 Y
045 000900 Y
045 001000 Y
046 000100 N
046 000200 N
046 000800 N
046 000900 N
046 001000 N
047 000100 Y
047 000200 Y
047 000800 Y
047 000900 Y
047 001000 Y
048 000100 0.000
048 A010100 250000
048 A020100 0.365
048 B010100 750000
048 B020100 0.360
048 C010100 1500000
048 C020100 0.355
048 D010100 5000000
048 D020100 0.345
048 E010100 5000000
048 E020100 0.335
048 F010100 5000000
048 F020100 0.325
048 G010100 0
048 G020100 0.000
PAGE 22
048 H010100 0
048 H020100 0.000
048 I010100 0
048 I020100 0.000
048 J010100 0
048 J020100 0.000
048 K010100 17500000
048 K020100 0.300
048 000200 0.000
048 A010200 250000
048 A020200 0.495
048 B010200 750000
048 B020200 0.465
048 C010200 1500000
048 C020200 0.445
048 D010200 2500000
048 D020200 0.425
048 E010200 2500000
048 E020200 0.395
048 F010200 2500000
048 F020200 0.375
048 G010200 2500000
048 G020200 0.355
048 H010200 0
048 H020200 0.000
048 I010200 0
048 I020200 0.000
048 J010200 0
048 J020200 0.000
048 K010200 12500000
048 K020200 0.335
048 000800 0.000
048 A010800 500000
048 A020800 0.665
048 B010800 500000
048 B020800 0.615
048 C010800 0
048 C020800 0.000
048 D010800 0
048 D020800 0.000
048 E010800 0
048 E020800 0.000
048 F010800 0
048 F020800 0.000
048 G010800 0
048 G020800 0.000
048 H010800 0
048 H020800 0.000
048 I010800 0
048 I020800 0.000
048 J010800 0
PAGE 23
048 J020800 0.000
048 K010800 1000000
048 K020800 0.565
048 000900 0.000
048 A010900 500000
048 A020900 0.650
048 B010900 1000000
048 B020900 0.600
048 C010900 2500000
048 C020900 0.550
048 D010900 2500000
048 D020900 0.540
048 E010900 2500000
048 E020900 0.530
048 F010900 2500000
048 F020900 0.520
048 G010900 0
048 G020900 0.000
048 H010900 0
048 H020900 0.000
048 I010900 0
048 I020900 0.000
048 J010900 0
048 J020900 0.000
048 K010900 11500000
048 K020900 0.510
048 001000 0.650
048 A011000 0
048 A021000 0.000
048 B011000 0
048 B021000 0.000
048 C011000 0
048 C021000 0.000
048 D011000 0
048 D021000 0.000
048 E011000 0
048 E021000 0.000
048 F011000 0
048 F021000 0.000
048 G011000 0
048 G021000 0.000
048 H011000 0
048 H021000 0.000
048 I011000 0
048 I021000 0.000
048 J011000 0
048 J021000 0.000
048 K011000 0
048 K021000 0.000
049 000100 N
049 000200 N
PAGE 24
049 000800 N
049 000900 N
049 001000 N
050 000100 N
050 000200 N
050 000800 N
050 000900 N
050 001000 N
051 000100 N
051 000200 N
051 000800 N
051 000900 N
051 001000 N
052 000100 N
052 000200 N
052 000800 N
052 000900 N
052 001000 N
053 A000100 Y
053 B000100 Y
053 C000100 N
053 A000200 N
053 A000800 Y
053 B000800 Y
053 C000800 N
053 A000900 Y
053 B000900 Y
053 C000900 N
053 A001000 Y
053 B001000 Y
053 C001000 N
054 A00AA00 Y
054 B00AA00 Y
054 C00AA00 Y
054 D00AA00 N
054 E00AA00 N
054 F00AA00 N
054 G00AA00 N
054 H00AA00 Y
054 I00AA00 N
054 J00AA00 Y
054 K00AA00 N
054 L00AA00 N
054 M00AA00 Y
054 N00AA00 N
054 O00AA00 Y
055 A000100 N
055 B000100 N
055 A000200 Y
055 B000200 N
055 A000800 Y
PAGE 25
055 B000800 Y
055 A000900 N
055 B000900 N
055 A001000 N
055 B001000 N
056 000100 Y
056 000200 Y
056 000800 Y
056 000900 Y
056 001000 Y
057 000100 N
057 000200 N
057 000800 N
057 000900 N
057 001000 N
058 A000100 N
058 A000200 N
058 A000800 N
058 A000900 N
058 A001000 N
059 000100 Y
059 000200 Y
059 000800 Y
059 000900 Y
059 001000 Y
060 A000100 Y
060 B000100 Y
060 A000200 Y
060 B000200 Y
060 A000800 Y
060 B000800 Y
060 A000900 Y
060 B000900 Y
060 A001000 Y
060 B001000 Y
061 000100 500
061 000200 500
061 000800 500
061 000900 500
061 001000 500
062 A000100 N
062 B000100 0.0
062 C000100 0.0
062 D000100 0.0
062 E000100 0.0
062 F000100 0.0
062 G000100 0.0
062 H000100 0.0
062 I000100 0.0
062 J000100 0.0
062 K000100 0.0
PAGE 26
062 L000100 0.0
062 M000100 0.0
062 N000100 0.0
062 O000100 0.0
062 P000100 0.0
062 Q000100 0.0
062 R000100 0.0
062 A000200 N
062 B000200 0.0
062 C000200 0.0
062 D000200 0.0
062 E000200 0.0
062 F000200 0.0
062 G000200 0.0
062 H000200 0.0
062 I000200 0.0
062 J000200 0.0
062 K000200 0.0
062 L000200 0.0
062 M000200 0.0
062 N000200 0.0
062 O000200 0.0
062 P000200 0.0
062 Q000200 0.0
062 R000200 0.0
062 A000800 N
062 B000800 0.0
062 C000800 0.0
062 D000800 0.0
062 E000800 0.0
062 F000800 0.0
062 G000800 0.0
062 H000800 0.0
062 I000800 0.0
062 J000800 0.0
062 K000800 0.0
062 L000800 0.0
062 M000800 0.0
062 N000800 0.0
062 O000800 0.0
062 P000800 0.0
062 Q000800 0.0
062 R000800 0.0
062 A000900 N
062 B000900 0.0
062 C000900 0.0
062 D000900 0.0
062 E000900 0.0
062 F000900 0.0
062 G000900 0.0
062 H000900 0.0
PAGE 27
062 I000900 0.0
062 J000900 0.0
062 K000900 0.0
062 L000900 0.0
062 M000900 0.0
062 N000900 0.0
062 O000900 0.0
062 P000900 0.0
062 Q000900 0.0
062 R000900 0.0
062 A001000 N
062 B001000 0.0
062 C001000 0.0
062 D001000 0.0
062 E001000 0.0
062 F001000 0.0
062 G001000 0.0
062 H001000 0.0
062 I001000 0.0
062 J001000 0.0
062 K001000 0.0
062 L001000 0.0
062 M001000 0.0
062 N001000 0.0
062 O001000 0.0
062 P001000 0.0
062 Q001000 0.0
062 R001000 0.0
063 A000100 0
063 B000100 0.0
063 A000200 0
063 B000200 0.0
063 A000800 0
063 B000800 0.0
063 A000900 0
063 B000900 0.0
063 A001000 0
063 B001000 0.0
066 A000100 Y
066 B000100 N
066 C000100 N
066 D000100 N
066 E000100 Y
066 F000100 N
066 G000100 N
066 A000200 Y
066 B000200 N
066 C000200 N
066 D000200 Y
066 E000200 N
066 F000200 N
PAGE 28
066 G000200 N
066 A000800 Y
066 B000800 N
066 C000800 N
066 D000800 Y
066 E000800 N
066 F000800 N
066 G000800 N
066 A000900 Y
066 B000900 N
066 C000900 N
066 D000900 Y
066 E000900 N
066 F000900 N
066 G000900 N
066 A001000 Y
066 B001000 N
066 C001000 N
066 D001000 Y
066 E001000 N
066 F001000 N
066 G001000 N
067 000100 N
067 000200 N
067 000800 N
067 000900 N
067 001000 N
068 A000100 N
068 B000100 N
068 A000200 N
068 B000200 N
068 A000800 N
068 B000800 N
068 A000900 N
068 B000900 N
068 A001000 N
068 B001000 N
069 000100 N
069 000200 N
069 000800 N
069 000900 N
069 001000 N
070 A010100 Y
070 A020100 N
070 B010100 Y
070 B020100 N
070 C010100 Y
070 C020100 N
070 D010100 Y
070 D020100 N
070 E010100 Y
PAGE 29
070 E020100 N
070 F010100 Y
070 F020100 Y
070 G010100 Y
070 G020100 N
070 H010100 Y
070 H020100 N
070 I010100 Y
070 I020100 N
070 J010100 Y
070 J020100 N
070 K010100 Y
070 K020100 Y
070 L010100 Y
070 L020100 N
070 M010100 Y
070 M020100 N
070 N010100 Y
070 N020100 Y
070 O010100 Y
070 O020100 N
070 P010100 Y
070 P020100 N
070 Q010100 Y
070 Q020100 N
070 R010100 Y
070 R020100 N
070 A010200 Y
070 A020200 N
070 B010200 Y
070 B020200 N
070 C010200 Y
070 C020200 N
070 D010200 Y
070 D020200 N
070 E010200 Y
070 E020200 N
070 F010200 Y
070 F020200 N
070 G010200 Y
070 G020200 N
070 H010200 Y
070 H020200 N
070 I010200 Y
070 I020200 N
070 J010200 Y
070 J020200 N
070 K010200 Y
070 K020200 Y
070 L010200 Y
070 L020200 N
PAGE 30
070 M010200 Y
070 M020200 Y
070 N010200 Y
070 N020200 Y
070 O010200 Y
070 O020200 N
070 P010200 Y
070 P020200 N
070 Q010200 Y
070 Q020200 N
070 R010200 Y
070 R020200 N
070 A010800 Y
070 A020800 N
070 B010800 Y
070 B020800 N
070 C010800 Y
070 C020800 N
070 D010800 Y
070 D020800 N
070 E010800 Y
070 E020800 N
070 F010800 Y
070 F020800 Y
070 G010800 Y
070 G020800 N
070 H010800 Y
070 H020800 N
070 I010800 Y
070 I020800 N
070 J010800 Y
070 J020800 N
070 K010800 Y
070 K020800 N
070 L010800 Y
070 L020800 Y
070 M010800 Y
070 M020800 N
070 N010800 Y
070 N020800 Y
070 O010800 Y
070 O020800 Y
070 P010800 Y
070 P020800 N
070 Q010800 Y
070 Q020800 N
070 R010800 Y
070 R020800 N
070 A010900 Y
070 A020900 N
070 B010900 Y
PAGE 31
070 B020900 N
070 C010900 Y
070 C020900 N
070 D010900 Y
070 D020900 N
070 E010900 Y
070 E020900 N
070 F010900 Y
070 F020900 N
070 G010900 Y
070 G020900 N
070 H010900 Y
070 H020900 N
070 I010900 Y
070 I020900 N
070 J010900 Y
070 J020900 N
070 K010900 Y
070 K020900 Y
070 L010900 Y
070 L020900 Y
070 M010900 Y
070 M020900 N
070 N010900 Y
070 N020900 Y
070 O010900 Y
070 O020900 N
070 P010900 Y
070 P020900 N
070 Q010900 Y
070 Q020900 N
070 R010900 Y
070 R020900 N
070 A011000 Y
070 A021000 N
070 B011000 Y
070 B021000 N
070 C011000 Y
070 C021000 N
070 D011000 Y
070 D021000 N
070 E011000 Y
070 E021000 N
070 F011000 Y
070 F021000 N
070 G011000 Y
070 G021000 N
070 H011000 Y
070 H021000 N
070 I011000 Y
070 I021000 N
PAGE 32
070 J011000 Y
070 J021000 N
070 K011000 Y
070 K021000 Y
070 L011000 Y
070 L021000 Y
070 M011000 Y
070 M021000 Y
070 N011000 Y
070 N021000 Y
070 O011000 Y
070 O021000 N
070 P011000 Y
070 P021000 N
070 Q011000 Y
070 Q021000 N
070 R011000 Y
070 R021000 N
071 A000100 8046674
071 B000100 8498025
071 C000100 2858394
071 D000100 282
071 A000200 437419
071 B000200 634507
071 C000200 1423719
071 D000200 31
071 A000800 264445
071 B000800 255579
071 C000800 77333
071 D000800 330
071 A000900 144950
071 B000900 189559
071 C000900 329456
071 D000900 44
071 A001000 70499
071 B001000 93378
071 C001000 95853
071 D001000 74
072 A000100 12
072 B000100 31
072 C000100 69281
072 D000100 0
072 E000100 1705
072 F000100 10356
072 G000100 2911
072 H000100 0
072 I000100 3709
072 J000100 54
072 K000100 0
072 L000100 293
072 M000100 110
PAGE 33
072 N000100 116
072 O000100 0
072 P000100 0
072 Q000100 0
072 R000100 78
072 S000100 96
072 T000100 908
072 U000100 0
072 V000100 0
072 W000100 102
072 X000100 18733
072 Y000100 11
072 Z000100 52295
072AA000100 739579
072BB000100 195329
072CC010100 90981
072CC020100 0
072DD010100 45039
072DD020100 8638
072EE000100 0
072 A000200 12
072 B000200 23
072 C000200 28033
072 D000200 0
072 E000200 88
072 F000200 6710
072 G000200 1446
072 H000200 0
072 I000200 2301
072 J000200 23
072 K000200 0
072 L000200 117
072 M000200 58
072 N000200 80
072 O000200 0
072 P000200 0
072 Q000200 0
072 R000200 70
072 S000200 58
072 T000200 1639
072 U000200 0
072 V000200 0
072 W000200 50
072 X000200 12552
072 Y000200 1
072 Z000200 15593
072AA000200 126764
072BB000200 29888
072CC010200 117014
072CC020200 0
072DD010200 6565
PAGE 34
072DD020200 7134
072EE000200 0
072 A000800 12
072 B000800 2
072 C000800 1244
072 D000800 0
072 E000800 107
072 F000800 529
072 G000800 80
072 H000800 0
072 I000800 152
072 J000800 32
072 K000800 0
072 L000800 38
072 M000800 4
072 N000800 50
072 O000800 0
072 P000800 0
072 Q000800 0
072 R000800 59
072 S000800 16
072 T000800 39
072 U000800 0
072 V000800 0
072 W000800 14
072 X000800 1013
072 Y000800 59
072 Z000800 399
072AA000800 25948
072BB000800 8458
072CC010800 3406
072CC020800 0
072DD010800 491
072DD020800 43
072EE000800 0
072 A000900 12
072 B000900 11
072 C000900 2976
072 D000900 0
072 E000900 153
072 F000900 2206
072 G000900 339
072 H000900 0
072 I000900 728
072 J000900 11
072 K000900 0
072 L000900 58
072 M000900 13
072 N000900 60
072 O000900 0
072 P000900 0
PAGE 35
072 Q000900 0
072 R000900 61
072 S000900 27
072 T000900 547
072 U000900 0
072 V000900 0
072 W000900 17
072 X000900 4067
072 Y000900 2
072 Z000900 -925
072AA000900 35142
072BB000900 10720
072CC010900 58593
072CC020900 0
072DD010900 0
072DD020900 0
072EE000900 0
072 A001000 12
072 B001000 4
072 C001000 849
072 D001000 0
072 E001000 212
072 F001000 641
072 G001000 98
072 H001000 0
072 I001000 239
072 J001000 13
072 K001000 0
072 L001000 36
072 M001000 6
072 N001000 75
072 O001000 0
072 P001000 0
072 Q001000 0
072 R001000 62
072 S001000 21
072 T001000 117
072 U001000 0
072 V001000 0
072 W001000 11
072 X001000 1319
072 Y001000 1
072 Z001000 -253
072AA001000 20756
072BB001000 5130
072CC011000 12289
072CC021000 0
072DD011000 0
072DD021000 0
072EE001000 0
073 A010100 0.0000
PAGE 36
073 A020100 0.0000
073 B000100 0.0000
073 C000100 0.0000
073 A010200 0.0000
073 A020200 0.0000
073 B000200 0.0000
073 C000200 0.0000
073 A010800 0.0000
073 A020800 0.0000
073 B000800 0.0000
073 C000800 0.0000
073 A010900 0.0000
073 A020900 0.0000
073 B000900 0.0000
073 C000900 0.0000
073 A011000 0.0000
073 A021000 0.0000
073 B001000 0.0000
073 C001000 0.0000
074 A000100 10
074 B000100 0
074 C000100 0
074 D000100 0
074 E000100 0
074 F000100 2931833
074 G000100 0
074 H000100 0
074 I000100 295466
074 J000100 54154
074 K000100 0
074 L000100 2950
074 M000100 32
074 N000100 3284445
074 O000100 21312
074 P000100 1967
074 Q000100 0
074 R010100 0
074 R020100 0
074 R030100 0
074 R040100 295837
074 S000100 0
074 T000100 2965329
074 U010100 115007
074 U020100 18136
074 V010100 0.00
074 V020100 0.00
074 W000100 0.0000
074 X000100 103003
074 Y000100 0
074 A000200 0
074 B000200 0
PAGE 37
074 C000200 0
074 D000200 0
074 E000200 0
074 F000200 1443338
074 G000200 0
074 H000200 0
074 I000200 294394
074 J000200 14646
074 K000200 0
074 L000200 1458
074 M000200 26
074 N000200 1753862
074 O000200 11146
074 P000200 1364
074 Q000200 0
074 R010200 0
074 R020200 0
074 R030200 0
074 R040200 279763
074 S000200 0
074 T000200 1461589
074 U010200 9125
074 U020200 11524
074 V010200 0.00
074 V020200 0.00
074 W000200 0.0000
074 X000200 51004
074 Y000200 0
074 A000800 10
074 B000800 0
074 C000800 0
074 D000800 0
074 E000800 0
074 F000800 90618
074 G000800 0
074 H000800 0
074 I000800 26773
074 J000800 1015
074 K000800 0
074 L000800 117
074 M000800 13
074 N000800 118546
074 O000800 919
074 P000800 90
074 Q000800 0
074 R010800 0
074 R020800 0
074 R030800 0
074 R040800 25084
074 S000800 0
074 T000800 92453
PAGE 38
074 U010800 3295
074 U020800 454
074 V010800 0.00
074 V020800 0.00
074 W000800 0.0000
074 X000800 4747
074 Y000800 0
074 A000900 10
074 B000900 0
074 C000900 0
074 D000900 0
074 E000900 0
074 F000900 359340
074 G000900 0
074 H000900 0
074 I000900 126452
074 J000900 7574
074 K000900 0
074 L000900 171
074 M000900 19
074 N000900 493566
074 O000900 5942
074 P000900 461
074 Q000900 0
074 R010900 0
074 R020900 0
074 R030900 0
074 R040900 117971
074 S000900 0
074 T000900 369192
074 U010900 10271
074 U020900 9199
074 V010900 0.00
074 V020900 0.00
074 W000900 0.0000
074 X000900 19420
074 Y000900 0
074 A001000 10
074 B001000 0
074 C001000 0
074 D001000 0
074 E001000 0
074 F001000 105847
074 G001000 0
074 H001000 0
074 I001000 43756
074 J001000 443
074 K001000 0
074 L001000 82
074 M001000 28
074 N001000 150166
PAGE 39
074 O001000 1262
074 P001000 131
074 Q001000 0
074 R011000 0
074 R021000 0
074 R031000 0
074 R041000 38931
074 S001000 0
074 T001000 109842
074 U011000 961
074 U021000 2403
074 V011000 0.00
074 V021000 0.00
074 W001000 0.0000
074 X001000 5369
074 Y001000 0
075 A000100 0
075 B000100 2911109
075 A000200 0
075 B000200 1446077
075 A000800 0
075 B000800 79532
075 A000900 0
075 B000900 339325
075 A001000 0
075 B001000 98552
076 000100 0.00
076 000200 0.00
076 000800 0.00
076 000900 0.00
076 001000 0.00
077 A000000 Y
077 B000000 Y
077 C000000 N
077 D000000 N
077 E000000 Y
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 Y
077 P000000 N
077 Q010000 N
077 Q020000 N
077 Q030000 N
078 000000 N
PAGE 40
080 A00AA00 ICI MUTUAL INSURANCE COMPANY
080 C00AA00 60000
081 A00AA00 Y
081 B00AA00 103
082 A00AA00 Y
082 B00AA00 100
083 A00AA00 N
083 B00AA00 0
084 A00AA00 N
084 B00AA00 0
085 A00AA00 Y
085 B00AA00 N
086 A010000 0
086 A020000 0
086 B010000 0
086 B020000 0
086 C010000 0
086 C020000 0
086 D010000 0
086 D020000 0
086 E010000 0
086 E020000 0
086 F010000 0
086 F020000 0
SIGNATURE PAUL SCHUBERT
TITLE TREASURER
EX-99.77B ACCT LTTR
2
EX77B.txt
Report of Independent Registered Public
Accounting Firm
To the Trustees of DWS Investment Trust and the
Shareholders of DWS Mid Cap Growth Fund:
In planning and performing our audit of the financial
statements of DWS Mid Cap Growth Fund (the "Fund"), as
of and for the year ended September 30, 2013, in
accordance with the standards of the Public Company
Accounting Oversight Board (United States), we
considered the Fund's internal control over financial
reporting, including control activities for safeguarding
securities, as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form
N-SAR, but not for the purpose of expressing an opinion
on the effectiveness of the Fund's internal control over
financial reporting. Accordingly, we do not express an
opinion on the effectiveness of the Fund's internal control
over financial reporting.
The management of the Fund is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A fund's internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A fund's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles,
and that receipts and expenditures of the fund are being
made only in accordance with authorizations of
management and directors of the fund; and (3) provide
reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition
of a fund's assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
Fund's annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Fund's internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial reporting
that might be material weaknesses under standards
established by the Public Company Accounting Oversight
Board (United States). However, we noted no deficiencies
in the Fund's internal control over financial reporting and
its operation, including controls over safeguarding
securities, that we consider to be material weaknesses as
defined above as of September 30, 2013.
This report is intended solely for the information and use
of the Trustees, management, and the Securities and
Exchange Commission and is not intended to be and
should not be used by anyone other than these specified
parties.
PricewaterhouseCoopers LLP
November 22, 2013
2 of 2
1 of 1
PricewaterhouseCoopers LLP, 125 High Street, Boston, MA
02110
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us
Report of Independent Registered Public
Accounting Firm
To the Trustees of DWS Investment Trust and the
Shareholders of DWS Small Cap Growth Fund:
In planning and performing our audit of the financial
statements of DWS Small Cap Growth Fund (the "Fund"),
as of and for the year ended September 30, 2013, in
accordance with the standards of the Public Company
Accounting Oversight Board (United States), we
considered the Fund's internal control over financial
reporting, including control activities for safeguarding
securities, as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form
N-SAR, but not for the purpose of expressing an opinion
on the effectiveness of the Fund's internal control over
financial reporting. Accordingly, we do not express an
opinion on the effectiveness of the Fund's internal control
over financial reporting.
The management of the Fund is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A fund's internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A fund's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles,
and that receipts and expenditures of the fund are being
made only in accordance with authorizations of
management and directors of the fund; and (3) provide
reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition
of a fund's assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
Fund's annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Fund's internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial reporting
that might be material weaknesses under standards
established by the Public Company Accounting Oversight
Board (United States). However, we noted no deficiencies
in the Fund's internal control over financial reporting and
its operation, including controls over safeguarding
securities, that we consider to be material weaknesses as
defined above as of September 30, 2013.
This report is intended solely for the information and use
of the Trustees, management, and the Securities and
Exchange Commission and is not intended to be and
should not be used by anyone other than these specified
parties.
PricewaterhouseCoopers LLP
November 22, 2013
2 of 2
1 of 1
PricewaterhouseCoopers LLP, 125 High Street, Boston, MA
02110
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us
Report of Independent Registered Public
Accounting Firm
To the Trustees of DWS Investment Trust and the
Shareholders of DWS Small Cap Core Fund:
In planning and performing our audit of the financial
statements of DWS Small Cap Core Fund (the "Fund"), as
of and for the year ended September 30, 2013, in
accordance with the standards of the Public Company
Accounting Oversight Board (United States), we
considered the Fund's internal control over financial
reporting, including control activities for safeguarding
securities, as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form
N-SAR, but not for the purpose of expressing an opinion
on the effectiveness of the Fund's internal control over
financial reporting. Accordingly, we do not express an
opinion on the effectiveness of the Fund's internal control
over financial reporting.
The management of the Fund is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A fund's internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A fund's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles,
and that receipts and expenditures of the fund are being
made only in accordance with authorizations of
management and directors of the fund; and (3) provide
reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition
of a fund's assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
Fund's annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Fund's internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial reporting
that might be material weaknesses under standards
established by the Public Company Accounting Oversight
Board (United States). However, we noted no deficiencies
in the Fund's internal control over financial reporting and
its operation, including controls over safeguarding
securities, that we consider to be material weaknesses as
defined above as of September 30, 2013.
This report is intended solely for the information and use
of the Trustees, management, and the Securities and
Exchange Commission and is not intended to be and
should not be used by anyone other than these specified
parties.
PricewaterhouseCoopers LLP
November 22, 2013
2 of 2
1 of 1
PricewaterhouseCoopers LLP, 125 High Street, Boston, MA
02110
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us
Report of Independent Registered Public
Accounting Firm
To the Trustees of DWS Investment Trust and the
Shareholders of DWS Core Equity Fund:
In planning and performing our audit of the financial
statements of DWS Core Equity Fund (the "Fund"), as of
and for the year ended September 30, 2013, in accordance
with the standards of the Public Company Accounting
Oversight Board (United States), we considered the Fund's
internal control over financial reporting, including control
activities for safeguarding securities, as a basis for
designing our auditing procedures for the purpose of
expressing our opinion on the financial statements and to
comply with the requirements of Form N-SAR, but not for
the purpose of expressing an opinion on the effectiveness
of the Fund's internal control over financial reporting.
Accordingly, we do not express an opinion on the
effectiveness of the Fund's internal control over financial
reporting.
The management of the Fund is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A fund's internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A fund's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles,
and that receipts and expenditures of the fund are being
made only in accordance with authorizations of
management and directors of the fund; and (3) provide
reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition
of a fund's assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
Fund's annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Fund's internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial reporting
that might be material weaknesses under standards
established by the Public Company Accounting Oversight
Board (United States). However, we noted no deficiencies
in the Fund's internal control over financial reporting and
its operation, including controls over safeguarding
securities, that we consider to be material weaknesses as
defined above as of September 30, 2013.
This report is intended solely for the information and use
of the Trustees, management, and the Securities and
Exchange Commission and is not intended to be and
should not be used by anyone other than these specified
parties.
PricewaterhouseCoopers LLP
November 22, 2013
2 of 2
1 of 1
PricewaterhouseCoopers LLP, 125 High Street, Boston, MA
02110
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us
Report of Independent Registered Public
Accounting Firm
To the Trustees of DWS Investment Trust and the
Shareholders of DWS Capital Growth Fund:
In planning and performing our audit of the financial
statements of DWS Capital Growth Fund (the "Fund"), as
of and for the year ended September 30, 2013, in
accordance with the standards of the Public Company
Accounting Oversight Board (United States), we
considered the Fund's internal control over financial
reporting, including control activities for safeguarding
securities, as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the financial
statements and to comply with the requirements of Form
N-SAR, but not for the purpose of expressing an opinion
on the effectiveness of the Fund's internal control over
financial reporting. Accordingly, we do not express an
opinion on the effectiveness of the Fund's internal control
over financial reporting.
The management of the Fund is responsible for
establishing and maintaining effective internal control
over financial reporting. In fulfilling this responsibility,
estimates and judgments by management are required to
assess the expected benefits and related costs of controls.
A fund's internal control over financial reporting is a
process designed to provide reasonable assurance
regarding the reliability of financial reporting and the
preparation of financial statements for external purposes
in accordance with generally accepted accounting
principles. A fund's internal control over financial
reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable
detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide
reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles,
and that receipts and expenditures of the fund are being
made only in accordance with authorizations of
management and directors of the fund; and (3) provide
reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition
of a fund's assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over
financial reporting may not prevent or detect
misstatements. Also, projections of any evaluation of
effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in
conditions, or that the degree of compliance with the
policies or procedures may deteriorate.
A deficiency in internal control over financial reporting
exists when the design or operation of a control does not
allow management or employees, in the normal course of
performing their assigned functions, to prevent or detect
misstatements on a timely basis. A material weakness is a
deficiency, or a combination of deficiencies, in internal
control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the
Fund's annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of the Fund's internal control over
financial reporting was for the limited purpose described
in the first paragraph and would not necessarily disclose
all deficiencies in internal control over financial reporting
that might be material weaknesses under standards
established by the Public Company Accounting Oversight
Board (United States). However, we noted no deficiencies
in the Fund's internal control over financial reporting and
its operation, including controls over safeguarding
securities, that we consider to be material weaknesses as
defined above as of September 30, 2013.
This report is intended solely for the information and use
of the Trustees, management, and the Securities and
Exchange Commission and is not intended to be and
should not be used by anyone other than these specified
parties.
PricewaterhouseCoopers LLP
November 22, 2013
2 of 2
1 of 1
PricewaterhouseCoopers LLP, 125 High Street, Boston, MA
02110
T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us
EX-99.77E LEGAL
3
EX77E.txt
Item 77E - DWS Investment Trust
On December 7, 2010, DWS Investment Trust (the
"Trust") was named as a defendant in the First
Amended Complaint filed by the Official
Committee of Unsecured Creditors in the U.S.
Bankruptcy Court for the District of Delaware in the
lawsuit styled Official Committee of Unsecured
Creditors of Tribune Company, et al., v. Fitzsimons
et al. (the "Lawsuit"). The Lawsuit arises out of a
leveraged buyout transaction ("LBO") in 2007 by
which loans were made to the Tribune Company to
fund the LBO and shares of the Tribune Company
held by shareholders were tendered for or were
converted to a right to receive cash. Following the
completion of the LBO in 2007, the Tribune
Company filed for bankruptcy. The Lawsuit seeks
to recover all payments made to the shareholders in
the LBO. The Lawsuit has been consolidated in a
multi-district litigation in the United States District
Court for the Southern District of New York, case
no. 12-MC-2296. The Court issued a scheduling
order which stays all substantive proceedings in the
Lawsuit until after the decision on motions to
dismiss based on certain defenses common to the
defendants filed in related cases. On September 23,
2013, the District Court entered an Order granting
the defendants' motion to dismiss in the related
cases, and the plaintiffs in the related cases have
appealed the order. Despite the dismissal of those
related actions, the Lawsuit will continue to seek
recovery of all amounts that the Trust received on a
theory of intentional fraudulent conveyance. On
November 21, 2013, the District Court entered
Master Case Order No. 4 setting forth the
procedures to govern the Lawsuit and effectively
lifting the above-referenced stay. Management is
currently assessing the Lawsuit and has not yet
determined the effect, if any, on any series of the
Trust.
DWS S&P 500 Index Fund, the only fund in the
Trust that was the beneficial holder of shares of the
Tribune Company, has been reorganized into DWS
Institutional Funds and none of the Trust's current
funds have exposure in the litigation.
For internal use only
For internal
use only
CHICAGO/#2224751.1
For internal use only
EX-99.77O RULE 10F-3
4
ex77o.txt
Example Template : 77O
DWS Core Equity Fund
N-Sar April 1, 2013 - September 30, 2013
Security Purchased Cusip "Purchase/
Trade Date" Size (Shr) of Offering Offering Price
of Shares Total ($) Amt of Offering Amt of
shares Purch by Fund % of Offering Purchased by
Fund % of Funds Total Assets Brokers Purchased
From
Sprouts Farmers Market Inc 85208M102
8/1/2013 $269,000,000 $18.0
2,634 0.02% GS, BOA, CS,DB GS
Weyerhaeuser Co 962166104 6/19/2013
$804,750,000 $27.75 50,000 0.17%
MS,DB,CITI EDWI
DWS CAPITAL GROWTH FUND
N-Sar April 1, 2013 - September 30, 2013
Security Purchased Cusip "Purchase/
Trade Date" Size (Shr) of Offering Offering Price
of Shares Total ($) Amt of Offering Amt of
shares Purch by Fund % of Offering Purchased by
Fund % of Funds Total Assets Brokers Purchased
From
Norwegian Cruise Line Holdings G66721104
8/9/2013 $600,000,000 $29.75
30,362 0.15% UBS,BCLY,DB UBS
Sprouts Farmers Market Inc 85208M102
8/1/2013 $269,000,000 $18.0
1,329 0.01% GS, BOA, CS,DB GS
Taylor Morrison Home Corp 87724P106
4/10/2013 $500,000,000 $22.0
9,231 0.04% CS,CITI,DB,GS,JPM
CITI
DWS SMALL CAP GROWTH FUND
N-Sar April 1, 2013 - September 30, 2013
Security Purchased Cusip "Purchase/
Trade Date" Size (Shr) of Offering Offering Price
of Shares Total ($) Amt of Offering Amt of
shares Purch by Fund % of Offering Purchased by
Fund % of Funds Total Assets Brokers Purchased
From
Roadrunner Transportation Syst 76973Q105
8/13/2013 $98,455,000 $27.0
2,028 0.06% ROBERT BAIRD,MS,DB
MS
Taylor Morrison Home Corp 87724P106
4/10/2013 $500,000,000 $22.0
1,196 0.01% CS,CITI,DB,GS,JPM
CITI