0000088053-13-001275.txt : 20131127 0000088053-13-001275.hdr.sgml : 20131127 20131127104736 ACCESSION NUMBER: 0000088053-13-001275 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131127 DATE AS OF CHANGE: 20131127 EFFECTIVENESS DATE: 20131127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DWS INVESTMENT TRUST CENTRAL INDEX KEY: 0000088064 IRS NUMBER: 042212654 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-00043 FILM NUMBER: 131246018 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 BUSINESS PHONE: 212-454-6778 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154-0004 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TRUST DATE OF NAME CHANGE: 19980529 FORMER COMPANY: FORMER CONFORMED NAME: SCUDDER INVESTMENT TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SCUDDER GROWTH & INCOME FUND DATE OF NAME CHANGE: 19910402 0000088064 S000005705 DWS Capital Growth Fund C000015670 Class A SDGAX C000015672 Class B SDGBX C000015673 Class C SDGCX C000015674 Class R SDGRX C000015675 Class S SCGSX C000015676 Institutional Class SDGTX 0000088064 S000005706 DWS Core Equity Fund C000015677 Class A SUWAX C000015679 Class B SUWBX C000015680 Class C SUWCX C000015681 Class R SUWTX C000015682 Class S SCDGX C000015683 Institutional Class SUWIX 0000088064 S000005709 DWS Small Cap Core Fund C000015696 Class A SZCAX C000015698 Class B SZCBX C000015699 Class C SZCCX C000015700 Class S SSLCX 0000088064 S000031149 DWS Mid Cap Growth Fund C000096639 Class A SMCAX C000096640 Class B SMCBX C000096641 Class C SMCCX C000096642 Class S SMCSX C000096643 Institutional Class BTEAX 0000088064 S000031150 DWS Small Cap Growth Fund C000096644 Institutional Class SSDIX C000096645 Class A SSDAX C000096646 Class B SSDBX C000096647 Class C SSDCX C000096648 Class S SSDSX C000113854 Class R SSDGX NSAR-B 1 answer.fil PAGE 1 000 B000000 09/30/2013 000 C000000 0000088064 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 DWS INVESTMENT TRUST 001 B000000 811-00043 001 C000000 2122503220 002 A000000 345 PARK AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10154 002 D020000 5808 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 6 007 C010100 1 007 C020100 DWS Core Equity Fund 007 C030100 N 007 C010200 2 007 C020200 DWS Capital Growth Fund 007 C030200 N 007 C010800 8 007 C020800 DWS Small Cap Core Fund 007 C030800 N 007 C010900 9 007 C020900 DWS Mid Cap Growth Fund 007 C030900 N 007 C011000 10 007 C021000 DWS Small Cap Growth Fund 007 C031000 N 008 A000101 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. 008 B000101 A 008 C000101 801-252 008 D010101 NEW YORK 008 D020101 NY 008 D030101 10154 008 A000201 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. 008 B000201 A 008 C000201 801-252 008 D010201 NEW YORK 008 D020201 NY 008 D030201 10154 008 A000801 DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. 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168 022 D000010 0 023 C000000 1282410 023 D000000 1315771 024 000100 Y 024 000200 N 024 000800 N 024 000900 N 024 001000 N 025 A000101 CITIGROUP 025 B000101 13-3082694 025 C000101 E 025 D000101 75569 025 A000102 JP MORGAN CHASE 025 B000102 13-2624428 025 C000102 E 025 D000102 76613 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010100 21734 028 A020100 0 028 A030100 0 028 A040100 33746 PAGE 16 028 B010100 16802 028 B020100 0 028 B030100 0 028 B040100 309635 028 C010100 15746 028 C020100 8723 028 C030100 0 028 C040100 30705 028 D010100 22261 028 D020100 0 028 D030100 0 028 D040100 25671 028 E010100 8121 028 E020100 0 028 E030100 0 028 E040100 30146 028 F010100 7029 028 F020100 8031 028 F030100 0 028 F040100 36526 028 G010100 91693 028 G020100 16754 028 G030100 0 028 G040100 466429 028 H000100 20912 028 A010200 7742 028 A020200 0 028 A030200 0 028 A040200 21661 028 B010200 7424 028 B020200 0 028 B030200 0 028 B040200 28818 028 C010200 6689 028 C020200 0 028 C030200 0 028 C040200 41854 028 D010200 6701 028 D020200 0 028 D030200 0 028 D040200 28614 028 E010200 7552 028 E020200 0 028 E030200 0 028 E040200 21361 028 F010200 6921 028 F020200 0 028 F030200 0 028 F040200 52980 028 G010200 43029 028 G020200 0 PAGE 17 028 G030200 0 028 G040200 195288 028 H000200 14742 028 A010800 855 028 A020800 0 028 A030800 0 028 A040800 1276 028 B010800 3601 028 B020800 0 028 B030800 0 028 B040800 1464 028 C010800 1419 028 C020800 0 028 C030800 0 028 C040800 3728 028 D010800 1415 028 D020800 0 028 D030800 0 028 D040800 652 028 E010800 529 028 E020800 0 028 E030800 0 028 E040800 417 028 F010800 206 028 F020800 0 028 F030800 0 028 F040800 574 028 G010800 8025 028 G020800 0 028 G030800 0 028 G040800 8111 028 H000800 3050 028 A010900 1852 028 A020900 0 028 A030900 0 028 A040900 7262 028 B010900 2238 028 B020900 0 028 B030900 0 028 B040900 4394 028 C010900 1751 028 C020900 0 028 C030900 0 028 C040900 3837 028 D010900 1877 028 D020900 0 028 D030900 0 028 D040900 4015 028 E010900 9541 028 E020900 0 028 E030900 0 PAGE 18 028 E040900 11415 028 F010900 1433 028 F020900 0 028 F030900 0 028 F040900 4396 028 G010900 18692 028 G020900 0 028 G030900 0 028 G040900 35319 028 H000900 7519 028 A011000 1219 028 A021000 0 028 A031000 0 028 A041000 2028 028 B011000 1046 028 B021000 0 028 B031000 0 028 B041000 2702 028 C011000 877 028 C021000 0 028 C031000 0 028 C041000 1333 028 D011000 1308 028 D021000 0 028 D031000 0 028 D041000 2705 028 E011000 1452 028 E021000 0 028 E031000 0 028 E041000 1396 028 F011000 1761 028 F021000 0 028 F031000 0 028 F041000 1912 028 G011000 7663 028 G021000 0 028 G031000 0 028 G041000 12076 028 H001000 3795 029 000100 Y 029 000200 Y 029 000800 Y 029 000900 Y 029 001000 Y 030 A000100 67 030 B000100 5.75 030 C000100 0.00 030 A000200 68 030 B000200 5.75 030 C000200 0.00 030 A000800 3 PAGE 19 030 B000800 5.75 030 C000800 0.00 030 A000900 28 030 B000900 5.75 030 C000900 0.00 030 A001000 4 030 B001000 5.75 030 C001000 0.00 031 A000100 12 031 B000100 0 031 A000200 14 031 B000200 0 031 A000800 1 031 B000800 0 031 A000900 6 031 B000900 0 031 A001000 1 031 B001000 0 032 000100 50 032 000200 46 032 000800 2 032 000900 20 032 001000 2 033 000100 5 033 000200 8 033 000800 0 033 000900 2 033 001000 1 034 000100 Y 034 000200 Y 034 000800 Y 034 000900 Y 034 001000 Y 035 000100 5 035 000200 4 035 000800 1 035 000900 2 035 001000 0 036 A000100 N 036 B000100 0 036 A000200 N 036 B000200 0 036 A000800 N 036 B000800 0 036 A000900 N 036 B000900 0 036 A001000 N 036 B001000 0 037 000100 N 037 000200 N 037 000800 Y PAGE 20 037 000900 N 037 001000 Y 038 000100 0 038 000200 0 038 000800 0 038 000900 0 038 001000 0 039 000100 Y 039 000200 Y 039 000800 Y 039 000900 Y 039 001000 Y 040 000100 Y 040 000200 Y 040 000800 Y 040 000900 Y 040 001000 Y 041 000100 Y 041 000200 Y 041 000800 Y 041 000900 Y 041 001000 Y 042 A000100 0 042 B000100 0 042 C000100 100 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000200 0 042 B000200 0 042 C000200 100 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 042 A000900 0 042 B000900 0 042 C000900 100 042 D000900 0 042 E000900 0 PAGE 21 042 F000900 0 042 G000900 0 042 H000900 0 042 A001000 0 042 B001000 0 042 C001000 100 042 D001000 0 042 E001000 0 042 F001000 0 042 G001000 0 042 H001000 0 043 000100 908 043 000200 1639 043 000800 39 043 000900 547 043 001000 117 044 000100 0 044 000200 0 044 000800 0 044 000900 0 044 001000 0 045 000100 Y 045 000200 Y 045 000800 Y 045 000900 Y 045 001000 Y 046 000100 N 046 000200 N 046 000800 N 046 000900 N 046 001000 N 047 000100 Y 047 000200 Y 047 000800 Y 047 000900 Y 047 001000 Y 048 000100 0.000 048 A010100 250000 048 A020100 0.365 048 B010100 750000 048 B020100 0.360 048 C010100 1500000 048 C020100 0.355 048 D010100 5000000 048 D020100 0.345 048 E010100 5000000 048 E020100 0.335 048 F010100 5000000 048 F020100 0.325 048 G010100 0 048 G020100 0.000 PAGE 22 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 17500000 048 K020100 0.300 048 000200 0.000 048 A010200 250000 048 A020200 0.495 048 B010200 750000 048 B020200 0.465 048 C010200 1500000 048 C020200 0.445 048 D010200 2500000 048 D020200 0.425 048 E010200 2500000 048 E020200 0.395 048 F010200 2500000 048 F020200 0.375 048 G010200 2500000 048 G020200 0.355 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 12500000 048 K020200 0.335 048 000800 0.000 048 A010800 500000 048 A020800 0.665 048 B010800 500000 048 B020800 0.615 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 PAGE 23 048 J020800 0.000 048 K010800 1000000 048 K020800 0.565 048 000900 0.000 048 A010900 500000 048 A020900 0.650 048 B010900 1000000 048 B020900 0.600 048 C010900 2500000 048 C020900 0.550 048 D010900 2500000 048 D020900 0.540 048 E010900 2500000 048 E020900 0.530 048 F010900 2500000 048 F020900 0.520 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 11500000 048 K020900 0.510 048 001000 0.650 048 A011000 0 048 A021000 0.000 048 B011000 0 048 B021000 0.000 048 C011000 0 048 C021000 0.000 048 D011000 0 048 D021000 0.000 048 E011000 0 048 E021000 0.000 048 F011000 0 048 F021000 0.000 048 G011000 0 048 G021000 0.000 048 H011000 0 048 H021000 0.000 048 I011000 0 048 I021000 0.000 048 J011000 0 048 J021000 0.000 048 K011000 0 048 K021000 0.000 049 000100 N 049 000200 N PAGE 24 049 000800 N 049 000900 N 049 001000 N 050 000100 N 050 000200 N 050 000800 N 050 000900 N 050 001000 N 051 000100 N 051 000200 N 051 000800 N 051 000900 N 051 001000 N 052 000100 N 052 000200 N 052 000800 N 052 000900 N 052 001000 N 053 A000100 Y 053 B000100 Y 053 C000100 N 053 A000200 N 053 A000800 Y 053 B000800 Y 053 C000800 N 053 A000900 Y 053 B000900 Y 053 C000900 N 053 A001000 Y 053 B001000 Y 053 C001000 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 N 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000100 N 055 B000100 N 055 A000200 Y 055 B000200 N 055 A000800 Y PAGE 25 055 B000800 Y 055 A000900 N 055 B000900 N 055 A001000 N 055 B001000 N 056 000100 Y 056 000200 Y 056 000800 Y 056 000900 Y 056 001000 Y 057 000100 N 057 000200 N 057 000800 N 057 000900 N 057 001000 N 058 A000100 N 058 A000200 N 058 A000800 N 058 A000900 N 058 A001000 N 059 000100 Y 059 000200 Y 059 000800 Y 059 000900 Y 059 001000 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000800 Y 060 B000800 Y 060 A000900 Y 060 B000900 Y 060 A001000 Y 060 B001000 Y 061 000100 500 061 000200 500 061 000800 500 061 000900 500 061 001000 500 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 PAGE 26 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 062 Q000800 0.0 062 R000800 0.0 062 A000900 N 062 B000900 0.0 062 C000900 0.0 062 D000900 0.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 PAGE 27 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 0.0 062 M000900 0.0 062 N000900 0.0 062 O000900 0.0 062 P000900 0.0 062 Q000900 0.0 062 R000900 0.0 062 A001000 N 062 B001000 0.0 062 C001000 0.0 062 D001000 0.0 062 E001000 0.0 062 F001000 0.0 062 G001000 0.0 062 H001000 0.0 062 I001000 0.0 062 J001000 0.0 062 K001000 0.0 062 L001000 0.0 062 M001000 0.0 062 N001000 0.0 062 O001000 0.0 062 P001000 0.0 062 Q001000 0.0 062 R001000 0.0 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A000800 0 063 B000800 0.0 063 A000900 0 063 B000900 0.0 063 A001000 0 063 B001000 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 Y 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 Y 066 E000200 N 066 F000200 N PAGE 28 066 G000200 N 066 A000800 Y 066 B000800 N 066 C000800 N 066 D000800 Y 066 E000800 N 066 F000800 N 066 G000800 N 066 A000900 Y 066 B000900 N 066 C000900 N 066 D000900 Y 066 E000900 N 066 F000900 N 066 G000900 N 066 A001000 Y 066 B001000 N 066 C001000 N 066 D001000 Y 066 E001000 N 066 F001000 N 066 G001000 N 067 000100 N 067 000200 N 067 000800 N 067 000900 N 067 001000 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 N 068 A000800 N 068 B000800 N 068 A000900 N 068 B000900 N 068 A001000 N 068 B001000 N 069 000100 N 069 000200 N 069 000800 N 069 000900 N 069 001000 N 070 A010100 Y 070 A020100 N 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y PAGE 29 070 E020100 N 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 Y 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 N 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 Y 070 Q020100 N 070 R010100 Y 070 R020100 N 070 A010200 Y 070 A020200 N 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 Y 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 N PAGE 30 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 Y 070 Q020200 N 070 R010200 Y 070 R020200 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 Y 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 Y 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 Y 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 Y 070 P010800 Y 070 P020800 N 070 Q010800 Y 070 Q020800 N 070 R010800 Y 070 R020800 N 070 A010900 Y 070 A020900 N 070 B010900 Y PAGE 31 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 Y 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 N 070 N010900 Y 070 N020900 Y 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 Y 070 Q020900 N 070 R010900 Y 070 R020900 N 070 A011000 Y 070 A021000 N 070 B011000 Y 070 B021000 N 070 C011000 Y 070 C021000 N 070 D011000 Y 070 D021000 N 070 E011000 Y 070 E021000 N 070 F011000 Y 070 F021000 N 070 G011000 Y 070 G021000 N 070 H011000 Y 070 H021000 N 070 I011000 Y 070 I021000 N PAGE 32 070 J011000 Y 070 J021000 N 070 K011000 Y 070 K021000 Y 070 L011000 Y 070 L021000 Y 070 M011000 Y 070 M021000 Y 070 N011000 Y 070 N021000 Y 070 O011000 Y 070 O021000 N 070 P011000 Y 070 P021000 N 070 Q011000 Y 070 Q021000 N 070 R011000 Y 070 R021000 N 071 A000100 8046674 071 B000100 8498025 071 C000100 2858394 071 D000100 282 071 A000200 437419 071 B000200 634507 071 C000200 1423719 071 D000200 31 071 A000800 264445 071 B000800 255579 071 C000800 77333 071 D000800 330 071 A000900 144950 071 B000900 189559 071 C000900 329456 071 D000900 44 071 A001000 70499 071 B001000 93378 071 C001000 95853 071 D001000 74 072 A000100 12 072 B000100 31 072 C000100 69281 072 D000100 0 072 E000100 1705 072 F000100 10356 072 G000100 2911 072 H000100 0 072 I000100 3709 072 J000100 54 072 K000100 0 072 L000100 293 072 M000100 110 PAGE 33 072 N000100 116 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 78 072 S000100 96 072 T000100 908 072 U000100 0 072 V000100 0 072 W000100 102 072 X000100 18733 072 Y000100 11 072 Z000100 52295 072AA000100 739579 072BB000100 195329 072CC010100 90981 072CC020100 0 072DD010100 45039 072DD020100 8638 072EE000100 0 072 A000200 12 072 B000200 23 072 C000200 28033 072 D000200 0 072 E000200 88 072 F000200 6710 072 G000200 1446 072 H000200 0 072 I000200 2301 072 J000200 23 072 K000200 0 072 L000200 117 072 M000200 58 072 N000200 80 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 70 072 S000200 58 072 T000200 1639 072 U000200 0 072 V000200 0 072 W000200 50 072 X000200 12552 072 Y000200 1 072 Z000200 15593 072AA000200 126764 072BB000200 29888 072CC010200 117014 072CC020200 0 072DD010200 6565 PAGE 34 072DD020200 7134 072EE000200 0 072 A000800 12 072 B000800 2 072 C000800 1244 072 D000800 0 072 E000800 107 072 F000800 529 072 G000800 80 072 H000800 0 072 I000800 152 072 J000800 32 072 K000800 0 072 L000800 38 072 M000800 4 072 N000800 50 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 59 072 S000800 16 072 T000800 39 072 U000800 0 072 V000800 0 072 W000800 14 072 X000800 1013 072 Y000800 59 072 Z000800 399 072AA000800 25948 072BB000800 8458 072CC010800 3406 072CC020800 0 072DD010800 491 072DD020800 43 072EE000800 0 072 A000900 12 072 B000900 11 072 C000900 2976 072 D000900 0 072 E000900 153 072 F000900 2206 072 G000900 339 072 H000900 0 072 I000900 728 072 J000900 11 072 K000900 0 072 L000900 58 072 M000900 13 072 N000900 60 072 O000900 0 072 P000900 0 PAGE 35 072 Q000900 0 072 R000900 61 072 S000900 27 072 T000900 547 072 U000900 0 072 V000900 0 072 W000900 17 072 X000900 4067 072 Y000900 2 072 Z000900 -925 072AA000900 35142 072BB000900 10720 072CC010900 58593 072CC020900 0 072DD010900 0 072DD020900 0 072EE000900 0 072 A001000 12 072 B001000 4 072 C001000 849 072 D001000 0 072 E001000 212 072 F001000 641 072 G001000 98 072 H001000 0 072 I001000 239 072 J001000 13 072 K001000 0 072 L001000 36 072 M001000 6 072 N001000 75 072 O001000 0 072 P001000 0 072 Q001000 0 072 R001000 62 072 S001000 21 072 T001000 117 072 U001000 0 072 V001000 0 072 W001000 11 072 X001000 1319 072 Y001000 1 072 Z001000 -253 072AA001000 20756 072BB001000 5130 072CC011000 12289 072CC021000 0 072DD011000 0 072DD021000 0 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0.00 076 000200 0.00 076 000800 0.00 076 000900 0.00 076 001000 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 Y 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N PAGE 40 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 C00AA00 60000 081 A00AA00 Y 081 B00AA00 103 082 A00AA00 Y 082 B00AA00 100 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PAUL SCHUBERT TITLE TREASURER EX-99.77B ACCT LTTR 2 EX77B.txt Report of Independent Registered Public Accounting Firm To the Trustees of DWS Investment Trust and the Shareholders of DWS Mid Cap Growth Fund: In planning and performing our audit of the financial statements of DWS Mid Cap Growth Fund (the "Fund"), as of and for the year ended September 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 2013. This report is intended solely for the information and use of the Trustees, management, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP November 22, 2013 2 of 2 1 of 1 PricewaterhouseCoopers LLP, 125 High Street, Boston, MA 02110 T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us Report of Independent Registered Public Accounting Firm To the Trustees of DWS Investment Trust and the Shareholders of DWS Small Cap Growth Fund: In planning and performing our audit of the financial statements of DWS Small Cap Growth Fund (the "Fund"), as of and for the year ended September 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 2013. This report is intended solely for the information and use of the Trustees, management, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP November 22, 2013 2 of 2 1 of 1 PricewaterhouseCoopers LLP, 125 High Street, Boston, MA 02110 T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us Report of Independent Registered Public Accounting Firm To the Trustees of DWS Investment Trust and the Shareholders of DWS Small Cap Core Fund: In planning and performing our audit of the financial statements of DWS Small Cap Core Fund (the "Fund"), as of and for the year ended September 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 2013. This report is intended solely for the information and use of the Trustees, management, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP November 22, 2013 2 of 2 1 of 1 PricewaterhouseCoopers LLP, 125 High Street, Boston, MA 02110 T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us Report of Independent Registered Public Accounting Firm To the Trustees of DWS Investment Trust and the Shareholders of DWS Core Equity Fund: In planning and performing our audit of the financial statements of DWS Core Equity Fund (the "Fund"), as of and for the year ended September 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 2013. This report is intended solely for the information and use of the Trustees, management, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP November 22, 2013 2 of 2 1 of 1 PricewaterhouseCoopers LLP, 125 High Street, Boston, MA 02110 T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us Report of Independent Registered Public Accounting Firm To the Trustees of DWS Investment Trust and the Shareholders of DWS Capital Growth Fund: In planning and performing our audit of the financial statements of DWS Capital Growth Fund (the "Fund"), as of and for the year ended September 30, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and directors of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be material weaknesses as defined above as of September 30, 2013. This report is intended solely for the information and use of the Trustees, management, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP November 22, 2013 2 of 2 1 of 1 PricewaterhouseCoopers LLP, 125 High Street, Boston, MA 02110 T: (617)530 5000, F: (617) 530 5001, www.pwc.com/us EX-99.77E LEGAL 3 EX77E.txt Item 77E - DWS Investment Trust On December 7, 2010, DWS Investment Trust (the "Trust") was named as a defendant in the First Amended Complaint filed by the Official Committee of Unsecured Creditors in the U.S. Bankruptcy Court for the District of Delaware in the lawsuit styled Official Committee of Unsecured Creditors of Tribune Company, et al., v. Fitzsimons et al. (the "Lawsuit"). The Lawsuit arises out of a leveraged buyout transaction ("LBO") in 2007 by which loans were made to the Tribune Company to fund the LBO and shares of the Tribune Company held by shareholders were tendered for or were converted to a right to receive cash. Following the completion of the LBO in 2007, the Tribune Company filed for bankruptcy. The Lawsuit seeks to recover all payments made to the shareholders in the LBO. The Lawsuit has been consolidated in a multi-district litigation in the United States District Court for the Southern District of New York, case no. 12-MC-2296. The Court issued a scheduling order which stays all substantive proceedings in the Lawsuit until after the decision on motions to dismiss based on certain defenses common to the defendants filed in related cases. On September 23, 2013, the District Court entered an Order granting the defendants' motion to dismiss in the related cases, and the plaintiffs in the related cases have appealed the order. Despite the dismissal of those related actions, the Lawsuit will continue to seek recovery of all amounts that the Trust received on a theory of intentional fraudulent conveyance. On November 21, 2013, the District Court entered Master Case Order No. 4 setting forth the procedures to govern the Lawsuit and effectively lifting the above-referenced stay. Management is currently assessing the Lawsuit and has not yet determined the effect, if any, on any series of the Trust. DWS S&P 500 Index Fund, the only fund in the Trust that was the beneficial holder of shares of the Tribune Company, has been reorganized into DWS Institutional Funds and none of the Trust's current funds have exposure in the litigation. For internal use only For internal use only CHICAGO/#2224751.1 For internal use only EX-99.77O RULE 10F-3 4 ex77o.txt Example Template : 77O DWS Core Equity Fund N-Sar April 1, 2013 - September 30, 2013 Security Purchased Cusip "Purchase/ Trade Date" Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From Sprouts Farmers Market Inc 85208M102 8/1/2013 $269,000,000 $18.0 2,634 0.02% GS, BOA, CS,DB GS Weyerhaeuser Co 962166104 6/19/2013 $804,750,000 $27.75 50,000 0.17% MS,DB,CITI EDWI DWS CAPITAL GROWTH FUND N-Sar April 1, 2013 - September 30, 2013 Security Purchased Cusip "Purchase/ Trade Date" Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From Norwegian Cruise Line Holdings G66721104 8/9/2013 $600,000,000 $29.75 30,362 0.15% UBS,BCLY,DB UBS Sprouts Farmers Market Inc 85208M102 8/1/2013 $269,000,000 $18.0 1,329 0.01% GS, BOA, CS,DB GS Taylor Morrison Home Corp 87724P106 4/10/2013 $500,000,000 $22.0 9,231 0.04% CS,CITI,DB,GS,JPM CITI DWS SMALL CAP GROWTH FUND N-Sar April 1, 2013 - September 30, 2013 Security Purchased Cusip "Purchase/ Trade Date" Size (Shr) of Offering Offering Price of Shares Total ($) Amt of Offering Amt of shares Purch by Fund % of Offering Purchased by Fund % of Funds Total Assets Brokers Purchased From Roadrunner Transportation Syst 76973Q105 8/13/2013 $98,455,000 $27.0 2,028 0.06% ROBERT BAIRD,MS,DB MS Taylor Morrison Home Corp 87724P106 4/10/2013 $500,000,000 $22.0 1,196 0.01% CS,CITI,DB,GS,JPM CITI