/s/John W. Ballantine | /s/ Henry P. Becton, Jr. | |
John W. Ballantine, Trustee
|
Henry P. Becton, Jr., Trustee
|
|
/s/Dawn-Marie Driscoll | /s/Keith R. Fox | |
Dawn-Marie Driscoll, Trustee
|
Keith R. Fox, Trustee
|
|
/s/Paul K. Freeman | /s/Kenneth C. Froewiss | |
Paul K. Freeman, Trustee
|
Kenneth C. Froewiss, Trustee
|
|
/s/Richard J. Herring | /s/William McClayton | |
Richard J. Herring, Trustee
|
William McClayton, Trustee
|
|
/s/ Rebecca W. Rimel | /s/ William McClayton | |
Rebecca W. Rimel, Trustee
|
William N. Searcy, Jr., Trustee
|
|
/s/Jean Gleason Stromberg | /s/ Robert H. Wadsworth | |
Jean Gleason Stromberg, Trustee
|
Robert H. Wadsworth, Trustee
|
/s/John W. Ballantine | /s/Henry P. Becton, Jr. | |
John W. Ballantine, Trustee
|
Henry P. Becton, Jr., Trustee
|
|
/s/Dawn-Marie Driscoll | /s/Keith R. Fox | |
Dawn-Marie Driscoll, Trustee
|
Keith R. Fox, Trustee
|
|
/s/Paul K. Freeman | /s/ Kenneth C. Froewiss | |
Paul K. Freeman, Trustee
|
Kenneth C. Froewiss, Trustee
|
|
/s/Richard J. Herring | /s/William McClayton | |
Richard J. Herring, Trustee
|
William McClayton, Trustee
|
|
/s/Rebecca W. Rimel | /s/William N. Searcy, Jr. | |
Rebecca W. Rimel, Trustee
|
William N. Searcy, Jr., Trustee
|
|
/s/Jean Gleason Stromberg | /s/ Robert H. Wadsworth | |
Jean Gleason Stromberg, Trustee
|
Robert H. Wadsworth, Trustee
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
CASH ACCOUNT TRUST
|
January 13, 2010
|
September 30, 2010
|
|
Government & Agency Securities Portfolio
Share Classes: Capital Assets Funds Shares, Davidson Cash Equivalent Plus Shares, Davidson Cash Equivalent Shares, DWS Government & Agency Money Fund, DWS Government Cash Institutional Shares, Government Cash Managed Shares, and Service Shares
|
January 13, 2010
|
September 30, 2010
|
|
Money Market Portfolio
Share Classes: Capital Assets Funds Preferred Shares, Capital Assets Funds Shares, Davidson Cash Equivalent Plus Shares, Davidson Cash Equivalent Shares, Premium Reserve Money Market Shares, and Service Shares
|
January 13, 2010
|
September 30, 2010
|
|
Tax-Exempt Portfolio
Share Classes: Capital Assets Funds Shares, Davidson Cash Equivalent Shares, DWS Tax-Exempt Cash Institutional Shares, DWS Tax-Exempt Money Fund, DWS Tax-Free Money Fund Class S, Service Shares, Tax-Exempt Cash Managed Shares, and Tax-Free Investment Class
|
January 13, 2010
|
September 30, 2010
|
|
CASH RESERVE FUND, INC.
|
January 13, 2010
|
September 30, 2010
|
|
Prime Series
Share Classes: Managed Shares, Prime Institutional Shares, and Prime Shares
|
January 13, 2010
|
September 30, 2010
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
DWS GLOBAL/ INTERNATIONAL FUND, INC.
|
January 13, 2010
|
September 30, 2010
|
|
DWS Enhanced Emerging Markets Fixed Income Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Enhanced Global Bond Fund
Share Classes: Class A, Class B, Class C, and Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS Global Small Cap Growth Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Global Thematic Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS RREEF Global Infrastructure Fund
Share Classes: Class A, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS INCOME TRUST
|
January 13, 2010
|
September 30, 2010
|
|
DWS Core Fixed Income Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
|
DWS Global High Income Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
|
DWS Global Inflation Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
|
DWS GNMA Fund
Share Classes: Class A, Class C, Class R, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS High Income Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
DWS Short Duration Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
|
DWS Strategic Government Securities Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
|
DWS Ultra-Short Duration Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
|
DWS Unconstrained Income Fund
Share Classes: Class A, Class B, Class C, and Class S
|
February 1, 2011
|
September 30, 2011
|
|
DWS INSTITUTIONAL FUNDS
|
January 13, 2010
|
September 30, 2010
|
|
DWS EAFE Equity Index Fund
Share Class: Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Equity 500 Index Fund
Share Classes: Class S and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS S&P 500 Index Fund
Share Classes: Class A, Class B, Class C, and Class S
|
April 29, 2011
|
September 30, 2011
|
|
DWS U.S. Bond Index Fund
Share Classes: Class A, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS INTERNATIONAL FUND, INC.
|
January 13, 2010
|
September 30, 2010
|
|
DWS Diversified International Equity Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
|
DWS Dreman International Value Fund
Share Classes: Class A, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
DWS Emerging Markets Equity Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS International Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Latin America Equity Fund
Share Classes: Class A, Class B, Class C, and Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS World Dividend Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS INVESTMENT TRUST
|
January 13, 2010
|
September 30, 2010
|
|
DWS Capital Growth Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Core Equity Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Large Cap Focus Growth Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Mid Cap Growth Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
|
DWS Small Cap Core Fund
Share Classes: Class A, Class B, Class C, and Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS Small Cap Growth Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
DWS INVESTMENTS VIT FUNDS
|
January 13, 2010
|
September 30, 2010
|
|
DWS Equity 500 Index VIP
Share Classes: Class A, Class B, and Class B2
|
January 13, 2010
|
September 30, 2010
|
|
DWS Small Cap Index VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS MARKET TRUST
|
January 13, 2010
|
September 30, 2010
|
|
DWS Alternative Asset Allocation Fund
Share Classes: Class A, Class C, Class R, Class S, and Institutional Class
|
April 29, 2011
|
September 30, 2011
|
|
DWS Disciplined Market Neutral Fund
Share Classes: Class A, Class C, Class S, and Institutional Class
|
December 1, 2011
|
September 30, 2012
|
|
DWS Global Income Builder Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Lifecycle Long Range Fund
Share Classes: Class S and Institutional Class
|
April 29, 2011
|
September 30, 2011
|
|
DWS Select Alternative Allocation Fund
Share Classes: Class A, Class C, Class R, Class S, and Institutional Class
|
December 1, 2011
|
September 30, 2012
|
|
DWS MONEY FUNDS
|
January 13, 2010
|
September 30, 2010
|
|
DWS Money Market Prime Series
Share Classes: DWS Cash Investment Trust Class A, DWS Cash Investment Trust Class B, DWS Cash Investment Trust Class C, DWS Cash Investment Trust Class S, and DWS Money Market Fund
|
January 13, 2010
|
September 30, 2010
|
|
DWS MONEY MARKET TRUST
|
January 13, 2010
|
September 30, 2010
|
|
Cash Management Fund
Share Classes: Institutional Shares
|
April 29, 2011
|
September 30, 2011
|
|
Cash Reserves Fund Institutional
|
April 29, 2011
|
September 30, 2011
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
Daily Assets Fund Institutional
|
November 1, 2011
|
September 30, 2012
|
|
DWS Money Market Series
Share Class: Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
NY Tax Free Money Fund
Share Classes: Investment Class and Tax-Exempt New York Money Market Fund Class
|
April 29, 2011
|
September 30, 2011
|
|
Tax Free Money Fund Investment
Share Classes: Premier Shares
|
April 29, 2011
|
September 30, 2011
|
|
DWS MUNICIPAL TRUST
|
January 13, 2010
|
September 30, 2010
|
|
DWS Managed Municipal Bond Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Short-Term Municipal Bond Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
February 1, 2011
|
September 30, 2011
|
|
DWS Strategic High Yield Tax-Free Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS PORTFOLIO TRUST
|
January 13, 2010
|
September 30, 2010
|
|
DWS Core Plus Income Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Floating Rate Fund
Share Classes: Class A, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
DWS SECURITIES TRUST
|
January 13, 2010
|
September 30, 2010
|
|
DWS Clean Technology Fund
Share Classes: Class A, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Communications Fund
Share Classes: Class A, Class B, Class C, and Institutional Class
|
April 29, 2011
|
September 30, 2011
|
|
DWS Enhanced Commodity Strategy Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
April 29, 2011
|
September 30, 2011
|
|
DWS Gold & Precious Metals Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
March 1, 2011
|
September 30, 2011
|
|
DWS Health Care Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS RREEF Global Real Estate Securities Fund
Share Classes: Class A, Class C, Class S, and Institutional Class
|
April 29, 2011
|
September 30, 2011
|
|
DWS RREEF Real Estate Securities Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
April 29, 2011
|
September 30, 2011
|
|
DWS Technology Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
March 1, 2011
|
September 30, 2011
|
|
DWS STATE TAX-FREE INCOME SERIES
|
January 13, 2010
|
September 30, 2010
|
|
DWS California Tax-Free Income Fund
Share Classes: Class A, Class B, Class C, and Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS Massachusetts Tax-Free Fund
Share Classes: Class A, Class B, Class C, and Class S
|
August 1, 2011
|
September 30, 2011
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
DWS New York Tax-Free Income Fund
Share Classes: Class A, Class B, Class C, and Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS TARGET DATE SERIES
|
January 13, 2010
|
September 30, 2010
|
|
DWS LifeCompass 2015 Fund
Share Classes: Class A, Class B, Class C, and Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS LifeCompass 2020 Fund
Share Classes: Class A, Class B, Class C, and Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS LifeCompass 2030 Fund
Share Classes: Class A, Class B, Class C, and Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS LifeCompass 2040 Fund
Share Classes: Class A, Class C, and
Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS LifeCompass Retirement Fund
Share Classes: Class A, Class B, Class C, and Class S
|
January 13, 2010
|
September 30, 2010
|
|
DWS TARGET FUND
|
January 13, 2010
|
September 30, 2010
|
|
DWS Target 2013 Fund
|
January 13, 2010
|
September 30, 2010
|
|
DWS Target 2014 Fund
|
January 13, 2010
|
September 30, 2010
|
|
DWS TAX FREE TRUST
|
January 13, 2010
|
September 30, 2010
|
|
DWS Intermediate Tax/AMT Free Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS VALUE SERIES, INC.
|
January 13, 2010
|
September 30, 2010
|
|
DWS Dreman Mid Cap Value Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Dreman Small Cap Value Fund
Share Classes: Class A, Class B, Class C, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
DWS Equity Dividend Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS Large Cap Value Fund
Share Classes: Class A, Class B, Class C, Class R, Class S, and Institutional Class
|
January 13, 2010
|
September 30, 2010
|
|
DWS VARIABLE SERIES I
|
January 13, 2010
|
September 30, 2010
|
|
DWS Bond VIP
Share Class: Class A
|
January 13, 2010
|
September 30, 2010
|
|
DWS Capital Growth VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS Core Equity VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS Global Small Cap Growth VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS International VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS VARIABLE SERIES II
|
January 13, 2010
|
September 30, 2010
|
|
DWS Alternative Asset Allocation VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS Diversified International Equity VIP
Share Class: Class A
|
January 13, 2010
|
September 30, 2010
|
|
DWS Dreman Small Mid Cap Value VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS Global Income Builder VIP
Share Class: Class A
|
January 13, 2010
|
September 30, 2010
|
|
DWS Global Thematic VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
Fund
|
Series & Classes
|
Effective Date of Agreement
|
Expiration Date of Initial Term of the Agreement
|
DWS Government & Agency Securities VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS High Income VIP
Share Classes: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS Large Cap Value VIP
Share Class: Class A and Class B
|
January 13, 2010
|
September 30, 2010
|
|
DWS Money Market VIP
Share Class: Class A
|
January 13, 2010
|
September 30, 2010
|
|
DWS Small Mid Cap Growth VIP
Share Class: Class A
|
January 13, 2010
|
September 30, 2010
|
|
DWS Unconstrained Income VIP
Share Class: Class A
|
January 13, 2010
|
September 30, 2010
|
|
INVESTORS CASH TRUST
|
January 13, 2010
|
September 30, 2010
|
|
DWS Variable NAV Money Fund
|
January 13, 2010
|
September 30, 2010
|
|
Treasury Portfolio
Share Classes: DWS U.S. Treasury Money Fund Class S, Institutional Shares, Investment Class Shares, and Premier Money Market Shares
|
January 13, 2010
|
September 30, 2010
|
|
TAX-EXEMPT CALIFORNIA MONEY MARKET FUND
|
Share Classes: Institutional Shares and Premier Shares
|
January 13, 2010
|
September 30, 2010
|
|
On behalf of the above-listed entities in Appendix A
|
|
DWS INVESTMENTS DISTRIBUTORS, INC.
|
(b)
|
Responses required by this paragraph must be communicated in writing and in a format mutually agreed upon by the parties.
|
(c)
|
To the extent practicable, the format for any transaction information provided to the Fund should be consistent with the NSCC Standardized Data Reporting Format
|
9.4
|
The term “written” includes electronic writings and facsimile transmissions.
|
9.5
|
The term “Intermediary” shall mean a “financial institution” as defined in SEC Rule 22c-2.
|
9.6
|
The term “purchase” does not include the automatic reinvestment of dividends.
|
9.7
|
The term “promptly” as used in paragraph 3(a) shall mean as soon as practicable but in no event later than ten business days from the Intermediary’s receipt of the request for information from the Fund or its designee.
|
Attest:_____________________________
Name: |
DWS FUNDS
By: ______________
Name: John Millette Title: Secretary |
Attest:_____________________________
Name: |
DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC.
By: _______________
Name: Title: Chief Operating Officer By: _______________
Name: John Millette Title: Director |
Fund
|
Cap on Total Annual Fund Operating Expenses (as a percentage of average daily net assets)
|
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