ITEM 1.
|
SCHEDULE OF INVESTMENTS
|
Investment Portfolio | as of June 30, 2012 (Unaudited) |
Shares
|
Value ($)
|
||||||||
Common Stocks 94.1%
|
|||||||||
Consumer Discretionary 11.3%
|
|||||||||
Auto Components 0.7%
|
|||||||||
Tenneco, Inc.* (a)
|
27,474
|
736,853
|
|||||||
Hotels, Restaurants & Leisure 2.3%
|
|||||||||
Buffalo Wild Wings, Inc.*
|
19,085
|
1,653,525
|
|||||||
Red Robin Gourmet Burgers, Inc.* (a)
|
20,902
|
637,720
|
|||||||
2,291,245
|
|||||||||
Media 1.3%
|
|||||||||
Cinemark Holdings, Inc.
|
59,552
|
1,360,763
|
|||||||
Specialty Retail 4.1%
|
|||||||||
Advance Auto Parts, Inc.
|
14,512
|
990,009
|
|||||||
Children's Place Retail Stores, Inc.*
|
27,067
|
1,348,749
|
|||||||
DSW, Inc. "A"
|
22,718
|
1,235,859
|
|||||||
Guess?, Inc.
|
20,655
|
627,292
|
|||||||
4,201,909
|
|||||||||
Textiles, Apparel & Luxury Goods 2.9%
|
|||||||||
Carter's, Inc.*
|
23,765
|
1,250,039
|
|||||||
Deckers Outdoor Corp.* (a)
|
6,651
|
292,710
|
|||||||
True Religion Apparel, Inc.
|
48,908
|
1,417,354
|
|||||||
2,960,103
|
|||||||||
Consumer Staples 4.6%
|
|||||||||
Food Products
|
|||||||||
Hain Celestial Group, Inc.* (a)
|
25,823
|
1,421,298
|
|||||||
Smart Balance, Inc.*
|
140,289
|
1,317,314
|
|||||||
Snyder's-Lance, Inc.
|
19,960
|
503,591
|
|||||||
TreeHouse Foods, Inc.*
|
23,846
|
1,485,367
|
|||||||
4,727,570
|
|||||||||
Energy 9.1%
|
|||||||||
Energy Equipment & Services 3.7%
|
|||||||||
Atwood Oceanics, Inc.* (a)
|
24,477
|
926,210
|
|||||||
Dril-Quip, Inc.*
|
23,061
|
1,512,571
|
|||||||
Hornbeck Offshore Services, Inc.*
|
19,838
|
769,317
|
|||||||
Tesco Corp.*
|
45,248
|
542,976
|
|||||||
3,751,074
|
|||||||||
Oil, Gas & Consumable Fuels 5.4%
|
|||||||||
Americas Petrogas, Inc.*
|
237,685
|
441,238
|
|||||||
Approach Resources, Inc.* (a)
|
40,857
|
1,043,488
|
|||||||
Clean Energy Fuels Corp.* (a)
|
37,195
|
576,523
|
|||||||
Energy XXI (Bermuda) Ltd.
|
35,859
|
1,122,028
|
|||||||
Rex Energy Corp.* (a)
|
117,711
|
1,319,540
|
|||||||
Rosetta Resources, Inc.* (a)
|
27,300
|
1,000,272
|
|||||||
5,503,089
|
|||||||||
Financials 6.8%
|
|||||||||
Capital Markets 2.6%
|
|||||||||
Waddell & Reed Financial, Inc. "A" (a)
|
44,639
|
1,351,669
|
|||||||
WisdomTree Investments, Inc.*
|
196,570
|
1,291,465
|
|||||||
2,643,134
|
|||||||||
Commercial Banks 1.0%
|
|||||||||
Prosperity Bancshares, Inc. (a)
|
24,472
|
1,028,558
|
|||||||
Consumer Finance 1.3%
|
|||||||||
DFC Global Corp.*
|
71,703
|
1,321,486
|
|||||||
Diversified Financial Services 1.9%
|
|||||||||
Portfolio Recovery Associates, Inc.* (a)
|
21,314
|
1,945,116
|
|||||||
Health Care 23.8%
|
|||||||||
Biotechnology 2.9%
|
|||||||||
Alkermes PLC*
|
54,513
|
925,086
|
|||||||
Halozyme Therapeutics, Inc.* (a)
|
110,576
|
979,703
|
|||||||
Incyte Corp.* (a)
|
45,501
|
1,032,873
|
|||||||
2,937,662
|
|||||||||
Health Care Equipment & Supplies 7.0%
|
|||||||||
ABIOMED, Inc.* (a)
|
27,684
|
631,749
|
|||||||
Accuray, Inc.*
|
169,628
|
1,160,255
|
|||||||
Analogic Corp.
|
7,833
|
485,646
|
|||||||
AtriCure, Inc.*
|
52,936
|
508,715
|
|||||||
CONMED Corp.
|
48,028
|
1,328,935
|
|||||||
NxStage Medical, Inc.*
|
36,466
|
611,170
|
|||||||
Thoratec Corp.*
|
40,870
|
1,372,415
|
|||||||
Volcano Corp.*
|
34,953
|
1,001,403
|
|||||||
7,100,288
|
|||||||||
Health Care Providers & Services 5.9%
|
|||||||||
Centene Corp.*
|
44,574
|
1,344,352
|
|||||||
ExamWorks Group, Inc.*
|
74,283
|
982,764
|
|||||||
Metropolitan Health Networks, Inc.*
|
154,625
|
1,479,761
|
|||||||
Molina Healthcare, Inc.*
|
44,329
|
1,039,959
|
|||||||
Universal American Corp.*
|
50,376
|
530,459
|
|||||||
WellCare Health Plans, Inc.*
|
12,975
|
687,675
|
|||||||
6,064,970
|
|||||||||
Health Care Technology 1.3%
|
|||||||||
ePocrates, Inc.* (a)
|
36,398
|
291,912
|
|||||||
SXC Health Solutions Corp.* (a)
|
10,077
|
999,739
|
|||||||
1,291,651
|
|||||||||
Pharmaceuticals 6.7%
|
|||||||||
Auxilium Pharmaceuticals, Inc.*
|
20,606
|
554,095
|
|||||||
Flamel Technologies SA (ADR)*
|
74,982
|
326,172
|
|||||||
Nektar Therapeutics* (a)
|
61,281
|
494,538
|
|||||||
Pacira Pharmaceuticals, Inc.* (a)
|
123,850
|
1,986,554
|
|||||||
Par Pharmaceutical Companies, Inc.*
|
39,997
|
1,445,491
|
|||||||
Questcor Pharmaceuticals, Inc.* (a)
|
22,082
|
1,175,646
|
|||||||
VIVUS, Inc.*
|
30,895
|
881,743
|
|||||||
6,864,239
|
|||||||||
Industrials 13.1%
|
|||||||||
Aerospace & Defense 1.4%
|
|||||||||
BE Aerospace, Inc.*
|
33,543
|
1,464,487
|
|||||||
Construction & Engineering 0.9%
|
|||||||||
MYR Group, Inc.*
|
55,750
|
951,095
|
|||||||
Electrical Equipment 1.0%
|
|||||||||
General Cable Corp.*
|
39,241
|
1,017,912
|
|||||||
Machinery 6.5%
|
|||||||||
Altra Holdings, Inc. (a)
|
43,142
|
680,781
|
|||||||
Chart Industries, Inc.*
|
27,796
|
1,911,253
|
|||||||
RBC Bearings, Inc.*
|
31,818
|
1,504,991
|
|||||||
Sauer-Danfoss, Inc.
|
36,846
|
1,287,031
|
|||||||
WABCO Holdings, Inc.*
|
22,965
|
1,215,537
|
|||||||
6,599,593
|
|||||||||
Professional Services 1.6%
|
|||||||||
TrueBlue, Inc.*
|
103,633
|
1,604,239
|
|||||||
Trading Companies & Distributors 1.7%
|
|||||||||
Applied Industrial Technologies, Inc. (a)
|
19,037
|
701,513
|
|||||||
United Rentals, Inc.* (a)
|
30,863
|
1,050,577
|
|||||||
1,752,090
|
|||||||||
Information Technology 21.2%
|
|||||||||
Communications Equipment 2.5%
|
|||||||||
Aruba Networks, Inc.* (a)
|
41,484
|
624,334
|
|||||||
Finisar Corp.* (a)
|
37,047
|
554,223
|
|||||||
Procera Networks, Inc.*
|
27,492
|
668,331
|
|||||||
Sycamore Networks, Inc.*
|
48,011
|
697,120
|
|||||||
2,544,008
|
|||||||||
Electronic Equipment, Instruments & Components 1.7%
|
|||||||||
Cognex Corp.
|
36,352
|
1,150,541
|
|||||||
Coherent, Inc.*
|
13,525
|
585,632
|
|||||||
1,736,173
|
|||||||||
Internet Software & Services 1.8%
|
|||||||||
MercadoLibre, Inc. (a)
|
6,221
|
471,552
|
|||||||
NIC, Inc. (a)
|
55,124
|
700,075
|
|||||||
Saba Software, Inc.*
|
69,799
|
647,734
|
|||||||
1,819,361
|
|||||||||
IT Services 4.9%
|
|||||||||
Cardtronics, Inc.*
|
52,634
|
1,590,073
|
|||||||
FleetCor Technologies, Inc.*
|
25,476
|
892,679
|
|||||||
MAXIMUS, Inc.
|
22,047
|
1,140,932
|
|||||||
Syntel, Inc.
|
23,645
|
1,435,252
|
|||||||
5,058,936
|
|||||||||
Semiconductors & Semiconductor Equipment 1.7%
|
|||||||||
Cavium, Inc.* (a)
|
40,499
|
1,133,972
|
|||||||
EZchip Semiconductor Ltd.* (a)
|
14,932
|
597,877
|
|||||||
1,731,849
|
|||||||||
Software 8.6%
|
|||||||||
Actuate Corp.*
|
42,529
|
294,726
|
|||||||
Allot Communications Ltd.*
|
23,020
|
641,337
|
|||||||
Concur Technologies, Inc.* (a)
|
15,469
|
1,053,439
|
|||||||
Kenexa Corp.* (a)
|
45,928
|
1,333,290
|
|||||||
NICE Systems Ltd. (ADR)*
|
24,608
|
900,653
|
|||||||
NQ Mobile, Inc. (ADR)* (a)
|
82,160
|
672,890
|
|||||||
Parametric Technology Corp.*
|
53,673
|
1,124,986
|
|||||||
QLIK Technologies, Inc.*
|
46,288
|
1,023,891
|
|||||||
TiVo, Inc.*
|
47,792
|
395,240
|
|||||||
Ultimate Software Group, Inc.*
|
15,244
|
1,358,545
|
|||||||
8,798,997
|
|||||||||
Materials 4.2%
|
|||||||||
Chemicals 1.0%
|
|||||||||
Westlake Chemical Corp. (a)
|
18,876
|
986,460
|
|||||||
Metals & Mining 1.4%
|
|||||||||
Detour Gold Corp.*
|
27,479
|
553,574
|
|||||||
Haynes International, Inc. (a)
|
10,669
|
543,479
|
|||||||
Thompson Creek Metals Co., Inc.* (a)
|
111,615
|
356,052
|
|||||||
1,453,105
|
|||||||||
Paper & Forest Products 1.8%
|
|||||||||
Fortress Paper Ltd. "A"*
|
16,198
|
289,085
|
|||||||
Schweitzer-Mauduit International, Inc.
|
22,230
|
1,514,753
|
|||||||
1,803,838
|
|||||||||
Total Common Stocks (Cost $84,017,920)
|
96,051,853
|
||||||||
Securities Lending Collateral 20.3%
|
|||||||||
Daily Assets Fund Institutional, 0.24% (b) (c)
(Cost $20,675,810)
|
20,675,810
|
20,675,810
|
|||||||
Cash Equivalents 5.8%
|
|||||||||
Central Cash Management Fund, 0.14% (b)
(Cost $5,972,935)
|
5,972,935
|
5,972,935
|
% of
Net Assets
|
Value ($)
|
|||||
Total Investment Portfolio (Cost $110,666,665) †
|
120.2
|
122,700,598
|
||||
Other Assets and Liabilities, Net
|
(20.2)
|
(20,640,492)
|
||||
Net Assets
|
100.0
|
102,060,106
|
For information on the Fund's policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.
|
|
*
|
Non-income producing security.
|
†
|
The cost for federal income tax purposes was $110,705,371. At June 30, 2012, net unrealized appreciation for all securities based on tax cost was $11,995,227. This consisted of aggregate gross unrealized appreciation for all securities in which there was an excess of value over tax cost of $17,468,901 and aggregate gross unrealized depreciation for all securities in which there was an excess of tax cost over value of $5,473,674.
|
(a)
|
All or a portion of these securities were on loan. The value of all securities loaned at June 30, 2012 amounted to $20,905,310, which is 20.5% of net assets.
|
(b)
|
Affiliated fund managed by Deutsche Investment Management Americas Inc. The rate shown is the annualized seven-day yield at period end.
|
(c)
|
Represents collateral held in connection with securities lending. Income earned by the Fund is net of borrower rebates.
|
ADR: American Depositary Receipt
|
Assets
|
Level 1
|
Level 2
|
Level 3
|
Total
|
||||||||||||
Common Stocks(d)
|
$ | 96,051,853 | $ | — | $ | — | $ | 96,051,853 | ||||||||
Short-Term Investments(d)
|
26,648,745 | — | — | 26,648,745 | ||||||||||||
Total
|
$ | 122,700,598 | $ | — | $ | — | $ | 122,700,598 |
There have been no transfers between Level 1 and Level 2 fair value measurements during the period ended June 30, 2012.
|
||
(d)
|
See Investment Portfolio for additional detailed categorizations.
|
ITEM 2.
|
CONTROLS AND PROCEDURES
|
(a) The Chief Executive and Financial Officers concluded that the Registrant’s Disclosure Controls and Procedures are effective based on the evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report.
|
|
(b) There have been no changes in the registrant’s internal control over financial reporting that occurred during the registrant’s last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal controls over financial reporting.
|
|
ITEM 3.
|
EXHIBITS
|
Certification pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) is filed and attached hereto as Exhibit 99.CERT.
|
Registrant:
|
DWS Small Cap Growth Fund, a series of DWS Investment Trust
|
By:
|
/s/W. Douglas Beck
W. Douglas Beck
President
|
Date:
|
August 15, 2012
|
By:
|
/s/W. Douglas Beck
W. Douglas Beck
President
|
Date:
|
August 15, 2012
|
By:
|
/s/Paul Schubert
Paul Schubert
Chief Financial Officer and Treasurer
|
Date:
|
August 15, 2012
|
|
1.
|
I have reviewed this report on Form N-Q of DWS Small Cap Growth Fund, a series of DWS Investment Trust;
|
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
|
3.
|
Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
|
|
4.
|
The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
|
|
(a)
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
|
(b)
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
|
(c)
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and
|
|
(d)
|
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
|
5.
|
The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
|
|
(a)
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
|
|
(b)
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
By:
|
/s/W. Douglas Beck
W. Douglas Beck
President
|
Date:
|
August 15, 2012
|
|
1.
|
I have reviewed this report on Form N-Q of DWS Small Cap Growth Fund, a series of DWS Investment Trust;
|
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
|
3.
|
Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;
|
|
4.
|
The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
|
|
(a)
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
|
(b)
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
|
(c)
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and
|
|
(d)
|
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
|
5.
|
The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
|
|
(a)
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
|
|
(b)
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
By:
|
/s/Paul Schubert
Paul Schubert
Chief Financial Officer and Treasurer
|
Date:
|
August 15, 2012
|