-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DxCx05D+3vcIJb2X0dP7eATyvNV/4xeJDB9oKKyib/V4RZnoMVlp4d2dRUBl/VES e55YJinXoMEhgG8bMPqSPA== 0000088053-07-000895.txt : 20070809 0000088053-07-000895.hdr.sgml : 20070809 20070809151859 ACCESSION NUMBER: 0000088053-07-000895 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070809 DATE AS OF CHANGE: 20070809 EFFECTIVENESS DATE: 20070809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DWS INVESTMENT TRUST CENTRAL INDEX KEY: 0000088064 IRS NUMBER: 042212654 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-00043 FILM NUMBER: 071039939 BUSINESS ADDRESS: STREET 1: DEUTSCHE ASSET MANAGEMENT STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-295-3986 MAIL ADDRESS: STREET 1: DEUTSCHE ASSET MANAGEMENT STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TRUST DATE OF NAME CHANGE: 19980529 FORMER COMPANY: FORMER CONFORMED NAME: SCUDDER INVESTMENT TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SCUDDER GROWTH & INCOME FUND DATE OF NAME CHANGE: 19910402 0000088064 S000005705 DWS Capital Growth Fund C000015670 Class A SDGAX C000015672 Class B SDGBX C000015673 Class C SDGCX C000015674 Class R SDGRX C000015675 Class S SCGSX C000015676 Institutional Class SDGTX N-Q 1 nq063007inv_cgf.htm N-Q FILING - DWS CAPITAL GROWTH FUND

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

_______________________________

Investment Company Act file number 811-43

DWS Investment Trust

(Exact name of registrant as specified in charter)

 

Two International Place

Boston, MA 02110

(Address of principal executive offices)             (Zip code)

 

Paul Schubert

345 Park Avenue

New York, NY 10154

(Name and address of agent for service)

Registrant's telephone number, including area code: (212) 454-7190

Date of fiscal year end: 09/30

Date of reporting period: 06/30/07

 

ITEM 1. SCHEDULE OF INVESTMENTS

 

Investment Portfolio

as of June 30, 2007 (Unaudited)

 

 

DWS Capital Growth Fund

 

 

Shares

 

Value ($)

 

Common Stocks 97.6%

 

Consumer Discretionary 14.2%

 

Automobiles 0.8%

 

Harley-Davidson, Inc. (a)

 

255,500

 

15,230,355

Hotels Restaurants & Leisure 1.8%

 

McDonald's Corp.

 

445,400

 

22,608,504

Starbucks Corp.*

 

372,900

 

9,784,896

 

32,393,400

Household Durables 1.0%

 

Fortune Brands, Inc.

 

209,000

 

17,215,330

Media 3.0%

 

McGraw-Hill Companies, Inc.

 

438,800

 

29,873,504

 

 


 

 

Omnicom Group, Inc.

 

479,200

 

25,359,264

 

55,232,768

Multiline Retail 3.5%

 

Kohl's Corp.*

 

290,700

 

20,648,421

Nordstrom, Inc.

 

157,400

 

8,046,288

Target Corp.

 

550,800

 

35,030,880

 

63,725,589

Specialty Retail 3.0%

 

Best Buy Co., Inc.

 

186,500

 

8,703,955

Lowe's Companies, Inc.

 

431,300

 

13,236,597

Staples, Inc.

 

978,950

 

23,230,483

Tiffany & Co.

 

169,500

 

8,993,670

 

54,164,705

Textiles, Apparel & Luxury Goods 1.1%

 

Coach, Inc.*

 

419,500

 

19,880,105

Consumer Staples 11.3%

 

Beverages 3.6%

 

Diageo PLC

 

904,128

 

18,827,565

PepsiCo, Inc.

 

708,900

 

45,972,165

 

64,799,730

Food & Staples Retailing 2.1%

 

Shoppers Drug Mart Corp.

 

194,100

 

8,990,279

Walgreen Co.

 

677,100

 

29,480,934

 

38,471,213

Food Products 2.8%

 

Dean Foods Co.

 

366,500

 

11,680,355

Groupe Danone

 

204,804

 

16,637,052

Kellogg Co.

 

329,000

 

17,038,910

Royal Numico NV

 

95,512

 

4,980,798

 

50,337,115

Household Products 2.8%

 

Colgate-Palmolive Co.

 

234,500

 

15,207,325

Procter & Gamble Co.

 

591,800

 

36,212,242

 

51,419,567

Energy 13.6%

 

Energy Equipment & Services 7.1%

 

Baker Hughes, Inc.

 

401,800

 

33,803,434

Noble Corp.

 

187,300

 

18,265,496

Schlumberger Ltd.

 

553,500

 

47,014,290

Transocean, Inc.*

 

269,050

 

28,513,919

 

127,597,139

Oil, Gas & Consumable Fuels 6.5%

 

ConocoPhillips

 

255,350

 

20,044,975

Devon Energy Corp.

 

407,000

 

31,864,030

EOG Resources, Inc.

 

267,400

 

19,536,244

Valero Energy Corp.

 

256,400

 

18,937,704

XTO Energy, Inc.

 

463,500

 

27,856,350

 

118,239,303

Financials 7.4%

 

Capital Markets 3.8%

 

Lehman Brothers Holdings, Inc.

 

267,800

 

19,956,456

 

 


 

 

Merrill Lynch & Co., Inc.

 

228,800

 

19,123,104

The Goldman Sachs Group, Inc.

 

77,400

 

16,776,450

UBS AG (Registered)

 

223,065

 

13,440,511

 

69,296,521

Consumer Finance 0.9%

 

American Express Co.

 

273,400

 

16,726,612

Diversified Financial Services 1.8%

 

Bank of America Corp.

 

415,400

 

20,308,906

Chicago Mercantile Exchange Holdings, Inc. "A"

 

23,408

 

12,508,299

 

32,817,205

Insurance 0.9%

 

Aflac, Inc.

 

305,830

 

15,719,662

Health Care 17.1%

 

Biotechnology 4.9%

 

Celgene Corp.*

 

230,900

 

13,237,497

Genentech, Inc.*

 

470,700

 

35,613,162

Gilead Sciences, Inc.*

 

1,028,800

 

39,886,576

 

88,737,235

Health Care Equipment & Supplies 5.5%

 

Baxter International, Inc.

 

582,200

 

32,801,148

C.R. Bard, Inc.

 

196,200

 

16,212,006

Medtronic, Inc.

 

528,600

 

27,413,196

Zimmer Holdings, Inc.*

 

275,530

 

23,389,741

 

99,816,091

Health Care Providers & Services 2.0%

 

Laboratory Corp. of America Holdings*

 

180,900

 

14,157,234

UnitedHealth Group, Inc.

 

429,200

 

21,949,288

 

36,106,522

Life Sciences Tools & Services 0.5%

 

Thermo Fisher Scientific, Inc.*

 

166,700

 

8,621,724

Pharmaceuticals 4.2%

 

Abbott Laboratories

 

383,800

 

20,552,490

Eli Lilly & Co.

 

186,500

 

10,421,620

Johnson & Johnson

 

737,706

 

45,457,444

 

76,431,554

Industrials 9.5%

 

Aerospace & Defense 2.5%

 

Honeywell International, Inc.

 

286,800

 

16,141,104

United Technologies Corp.

 

405,600

 

28,769,208

 

44,910,312

Air Freight & Logistics 1.2%

 

FedEx Corp.

 

200,800

 

22,282,776

Electrical Equipment 1.9%

 

Emerson Electric Co.

 

736,900

 

34,486,920

Industrial Conglomerates 2.4%

 

General Electric Co.

 

1,145,500

 

43,849,740

Machinery 1.5%

 

Caterpillar, Inc.

 

230,800

 

18,071,640

Parker Hannifin Corp.

 

98,500

 

9,644,135

 

27,715,775

 

 


 

 

Information Technology 20.6%

 

Communications Equipment 2.7%

 

Cisco Systems, Inc.*

 

1,133,750

 

31,574,937

QUALCOMM, Inc.

 

407,100

 

17,664,069

 

49,239,006

Computers & Peripherals 5.9%

 

Apple, Inc.*

 

362,600

 

44,251,704

EMC Corp.*

 

1,351,200

 

24,456,720

Hewlett-Packard Co.

 

357,400

 

15,947,188

International Business Machines Corp.

 

217,900

 

22,933,975

 

107,589,587

Electronic Equipment & Instruments 0.6%

 

Mettler-Toledo International, Inc.*

 

109,800

 

10,486,998

Internet Software & Services 1.8%

 

Google, Inc. "A"*

 

36,400

 

19,051,032

Yahoo!, Inc.*

 

538,200

 

14,601,366

 

33,652,398

IT Services 2.4%

 

Accenture Ltd. "A"

 

658,100

 

28,225,909

Paychex, Inc.

 

388,900

 

15,213,768

 

43,439,677

Semiconductors & Semiconductor Equipment 3.5%

 

Broadcom Corp. "A"*

 

317,650

 

9,291,263

Intel Corp.

 

1,169,690

 

27,791,834

Texas Instruments, Inc.

 

690,400

 

25,979,752

 

63,062,849

Software 3.7%

 

Adobe Systems, Inc.*

 

431,400

 

17,320,710

Electronic Arts, Inc.* (a)

 

300,100

 

14,200,732

Microsoft Corp.

 

1,182,280

 

34,841,792

 

66,363,234

Materials 2.9%

 

Chemicals

Ecolab, Inc.

 

402,200

 

17,173,940

Monsanto Co.

 

234,700

 

15,851,638

Praxair, Inc.

 

262,300

 

18,882,977

 

51,908,555

Telecommunication Services 1.0%

 

Diversified Telecommunication Services 0.5%

 

AT&T, Inc.

 

223,000

 

9,254,500

Wireless Telecommunication Services 0.5%

 

American Tower Corp. "A"*

 

217,900

 

9,151,800

Total Common Stocks (Cost $1,077,761,072)

 

1,770,373,572

 

Securities Lending Collateral 0.5%

 

Daily Assets Fund Institutional, 5.36% (b) (c)
(Cost $9,369,400)

 

 

9,369,400

 

9,369,400

 

Cash Equivalents 2.5%

 

Cash Management QP Trust, 5.34% (b)
(Cost $44,772,331)

 

 

44,772,331

 

44,772,331

 

 


 

 

 

% of
Net Assets

 

Value ($)

Total Investment Portfolio (Cost $ 1,131,902,803)

100.6

 

1,824,515,303

Other Assets and Liabilities, Net

(0.6)

 

(10,706,204)

Net Assets

100.0

 

1,813,809,099

 

For information on the Fund's policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements.

*

Non-income producing security.

(a)

All or a portion of these securities were on loan. The value of all securities loaned at June 30, 2007 amounted to $9,178,754 which is 0.5% of net assets.

(b)

Affiliated fund managed by Deutsche Investment Management Americas Inc. The rate shown is the annualized seven-day yield at period end.

(c)

Represents collateral held in connection with securities lending.

 

 

ITEM 2.

CONTROLS AND PROCEDURES

 

 

 

(a)          The Chief Executive and Financial Officers concluded that the Registrant’s Disclosure Controls and Procedures are effective based on the evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report.

 

 

 

(b)         There have been no changes in the registrant’s internal control over financial reporting that occurred during the registrant’s last half-year (the registrant’s second fiscal half-year in the case of the annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal controls over financial reporting.

 

 

ITEM 3.

EXHIBITS

 

 

 

Certification pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) is filed and attached hereto as Exhibit 99.CERT.

 

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Registrant:

DWS Capital Growth Fund, a series of DWS Investment Trust

 

By:

/s/Michael G. Clark

 

Michael G. Clark

President

 

Date:

August 8, 2007

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

Registrant:

DWS Capital Growth Fund, a series of DWS Investment Trust

 

By:

/s/Michael G. Clark

 

Michael G. Clark

President

 

Date:

August 8, 2007

 

 

By:

/s/Paul Schubert

 

Paul Schubert

Chief Financial Officer and Treasurer

 

Date:                                        August 8, 2007

 

 

EX-99.CERT 2 certifications.htm CERTIFICATIONS

CERTIFICATIONS

I, Michael G. Clark, certify that:

 

1.

I have reviewed this report on Form N-Q of DWS Capital Growth Fund, a series of DWS Investment Trust;

 

2.

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3.

Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4.

The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

 

(a)

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)

Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

(c)

Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

 

(d)

Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and

 

5.

The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

 

(a)

All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and

 

(b)

Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

 

Registrant:

DWS Capital Growth Fund, a series of DWS Investment Trust

 

By:

/s/Michael G. Clark

 

Michael G. Clark

President

 

Date:

August 8, 2007

 


CERTIFICATIONS

I, Paul Schubert, certify that:

 

1.

I have reviewed this report on Form N-Q of DWS Capital Growth Fund, a series of DWS Investment Trust;

 

2.

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

3.

Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed;

 

4.

The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:

 

(a)

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

(b)

Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

(c)

Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

 

(d)

Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and

 

5.

The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

 

(a)

All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and

 

(b)

Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

 

Registrant:

DWS Capital Growth Fund, a series of DWS Investment Trust

 

By:

/s/Paul Schubert

 

Paul Schubert

Chief Financial Officer and Treasurer

 

Date:

August 8, 2007

 

 

 

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