-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RZ0T3gCesugCVTff2wtaL4OSbzR1gMpwLQRYUT0q/lS+GD2TGYdj3vxoTpiMVQsb nRbLjfo8eoDLo06qkKwQOg== 0000088053-06-001000.txt : 20060829 0000088053-06-001000.hdr.sgml : 20060829 20060828180005 ACCESSION NUMBER: 0000088053-06-001000 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060829 DATE AS OF CHANGE: 20060828 EFFECTIVENESS DATE: 20060829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DWS INVESTMENT TRUST CENTRAL INDEX KEY: 0000088064 IRS NUMBER: 042212654 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-00043 FILM NUMBER: 061059987 BUSINESS ADDRESS: STREET 1: DEUTSCHE ASSET MANAGEMENT STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-295-3986 MAIL ADDRESS: STREET 1: DEUTSCHE ASSET MANAGEMENT STREET 2: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: INVESTMENT TRUST DATE OF NAME CHANGE: 19980529 FORMER COMPANY: FORMER CONFORMED NAME: SCUDDER INVESTMENT TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SCUDDER GROWTH & INCOME FUND DATE OF NAME CHANGE: 19910402 0000088064 S000005708 DWS S&P 500 Index Fund C000015691 Class A SXPAX C000015692 Class AARP ASPIX C000015693 Class B SXPBX C000015694 Class C SXPCX C000015695 Class S SCPIX NSAR-A 1 answer.fil PAGE 1 000 A000000 06/30/2006 000 C000000 0000088064 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 DWS INVESTMENT TRUST 001 B000000 811-43 001 C000000 2124547190 002 A000000 TWO INTERNATIONAL PLACE 002 B000000 BOSTON 002 C000000 MA 002 D010000 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M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 Y 078 000000 N 080 C00AA00 0 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE JOHN MILLETTE TITLE SECRETARY EX-99.77Q2 ITEM 405 2 ex77q3-14.txt DEUTSCHE BANK BROKER/DEALER AFFILIATES LIST Name of Entity Brokers to be included in Exhibit Bank Inicjatyw Spoleczno-Ekonomicznych SA BT Opera Trading S.A. IBOXX Ltd. K & N Kenanga Bhd Kenanga Deutsche Futures Kenanga Deutsche Futures Sdn Bhd MaxBlue Investimentos Distribuidora de Titulos e Valores Mobili rios S.A. Minex Corporation Morgan Grenfell & Co Limited Morgan Grenfell Private Equity Limited Morgan Grenfell Securities Mortgage Ramp MTS Japan Securities Co. Ltd. Nissay Deutsche Asset Management Europe Limited "Osaka Stock Exchange Co., Ltd." OTC Deriv Limited Paladin Australia Limited Pro Capital Spolka Akcyjna PT Deutsche Securities Indonesia "Rued, Blass & Cie AG Bankgeschaeft" Swapswire Limited Teleogic Limited Tokai Deutsche Asset Management Limited Volbroker.com Limited Yensai.com Yieldbroker Pty Ltd. EX-99.77E LEGAL 3 ex77e.txt Regulatory Update As previously reported in the press, a number of private lawsuits have been filed including purported class action and derivative lawsuits, making various allegations and naming as defendants various persons, including certain Scudder funds, the funds' investment advisors and their affiliates, certain individuals, including in some cases fund Trustees/Directors, officers, and other parties. Each Scudder fund's investment advisor has agreed to indemnify the applicable Scudder funds in connection with these lawsuits, or other lawsuits or regulatory actions that may be filed making allegations similar to these lawsuits regarding market timing, revenue sharing, fund valuation or other subjects arising from or related to the pending inquiries. Based on currently available information, the funds' investment advisors believe the likelihood that the pending lawsuits will have a material adverse financial impact on a Scudder fund is remote and such actions are not likely to materially affect their ability to perform under their investment management agreements with the Scudder funds. The following purported class action and derivative lawsuits pertaining to market timing have been filed: There are 15 class and derivative actions that have been consolidated and transferred to a Multidistrict Litigation in the District of Maryland ("MDL") (Multidistrict Litigation 1586-In re Mutual Funds Investment Litigation). The 11 Complaints originally filed in the Southern District of New York that were transferred to the MDL were virtually identical and each asserted claims against Deutsche Bank AG, Deutsche Investment Management Americas Inc. and Deutsche Asset Management, Inc. as well as approximately 85 Funds in the Scudder family of funds and John Doe defendants. The three cases that were originally filed in the Eastern District of New York and the one case originally filed in the District of Delaware are derivative actions brought by purported shareholders in many of the Scudder Funds. These actions named Deutsche Investment Management Americas Inc., Deutsche Asset Management, Inc., and John Doe defendants. On September 29, 2004, two consolidated amended complaints one a consolidated amended class action complaint and the other a consolidated amended fund derivative complaint were filed. On January 11, 2006 Plaintiffs filed a Second Consolidated Class Action Complaint. The officer defendants have been voluntarily dismissed from the class action pursuant to a tolling agreement entered into with Plaintiffs. Deutsche Bank AG has been dismissed for the derivative action. State Case: State Case: On September 16, 2003, a case was commenced in the Circuit Court for Madison County, Illinois entitled Potter v. Janus Investment Fund, et al. Defendants include, among others, Deutsche Investment Management Americas, Inc. ("DIMA"), and Scudder International Fund. On October 23, 2003, Defendants removed the case to the United States District Court for the Northern District of Illinois. On February 9, 2004 the District Court remanded the case back to state court. Defendants appealed this decision. On April 5, 2005 the Seventh Circuit Court of Appeals reversed the District Court's decision and instructed the District Court to undo the remand order and dismiss the complaint. On May 27, 2005, the District Court, in accord with the Appellate Court's mandate, dismissed the state law claims with prejudice. On September 29, 2005, Plaintiffs filed a cert. petition to the Supreme Court. On January 6, 2006, the Supreme Court granted cert. to address jurisdictional questions. On June 15, 2006, the Supreme Court vacated the decision of the Seventh Circuit and held that the Court of Appeals did not have jurisdiction to address District Court's remand order. The following purported class action lawsuits pertaining to revenue sharing have been filed: There are 3 class actions that have been consolidated in the Southern District of New York. On September 6, 2005, Walker v. Deutsche Bank AG, et al., Mazza v. Deutsche Bank AG, et al and Icardo v. Deutsche Bank AG, et al, were consolidated. The consolidated Complaint filed on December 19, 2005 names Deutsche Bank AG, certain affiliated adviser entities, and Scudder Distributors Inc. Motions to dismiss have been fully briefed. In addition to the market timing, revenue sharing and valuation litigation discussed above the following unrelated purported class action lawsuit has been filed: On January 12, 2005, in the United States District Court for the Southern District of New York entitled McMunn and Raimo v. Deutsche Bank Americas Holding Corporation, et al. Defendants include among others, Deutsche Bank Americas Holding Corporation, DeAM, Inc., Scudder Investors Services, Inc., and certain Directors/Trustees of the Scudder Funds. The lawsuit alleges the defendants breached their fiduciary duties and violated the Investment Company Act of 1940 by failing to collect settlement funds awarded in investor class action lawsuits for securities held by the Scudder Funds. Based on currently available information, the funds' investment advisors believe the likelihood that this January 12, 2005 pending lawsuit will have a material adverse financial impact on a Scudder fund is remote and such action is not likely to materially affect their ability to perform under their investment management agreements with the Scudder funds. G:\mfld\market timers\Disclosure - Litigation\77e disclosure _ 1-21-05.doc EX-99.77C VOTES 4 ex77c.txt Item 77C - DWS S&P 500 Index Fund Registrant incorporates by reference to its Proxy Statement filed on April 18, 2006 (Accession No. 0001193125- 06-082517). A Special Meeting of Shareholders (the "Meeting") of DWS S&P 500 Index Fund (the "Fund") was held on May 5, 2006, at the offices of Deutsche Asset Management, Inc., 345 Park Avenue, New York, New York 10154. At the Meeting, the following matters were voted upon by the shareholders (the resulting votes are presented below). I. Election of Trustees. ("Number of Votes" represents all funds that are series of DWS Investment Trust.) Number of Votes: For Withheld Henry P. Becton, Jr. 197,991,244.152 8,384,800.646 Dawn-Marie Driscoll 198,004,169.805 8,371,874.993 Keith R. Fox 197,921,453.939 8,454,590.859 Kenneth C. Froewiss 197,879,048.962 8,496,995.836 Martin J. Gruber 197,750,362.197 8,625,682.601 Richard J. Herring 197,887,720.225 8,488,324.573 Graham E. Jones 197,620,357.552 8,755,687.246 Rebecca W. Rimel 197,953,978.782 8,422,066.016 Philip Saunders, Jr. 197,686,623.053 8,689,421.745 William N. Searcy, Jr. 197,856,087.625 8,519,957.173 Jean Gleason Stromberg 197,864,804.673 8,511,240.125 Carl W. Vogt 197,724,433.872 8,651,610.926 Axel Schwarzer 197,827,524.607 8,548,520.191 IV-A. Approval of an Amended and Restated Declaration of Trust. (Number of Votes" represents all funds that are series of DWS Investment Trust.) Number of Votes: For Against Abstain Broker Non-Votes* 182,220,628.110 7,305,857.658 8,890,637.030 7,958,922.000 The Meeting was reconvened on June 1, 2006, at which time the following matters were voted upon by the shareholders (the resulting votes are presented below). II-A. Approval of an Amended and Restated Investment Managemen t Agreement between the Fund and DeIM. Number of Votes: For Against Abstain Broker Non-Votes* 23,545,554.004 1,066,999.330 1,707,571.552 482,142.000 II-D. Approval of a Subadvisor Approval Policy. Number of Votes: For Against Abstain Broker Non-Votes* 23,273,543.168 1,275,262.429 1,771,319.289 482,142.000 III. Approval of Revised Fundamenta l Investment Restrictions on: III-A. Borrowing Number of Votes: For Against Abstain Broker Non-Votes* 23,178,972.332 1,271,353.312 1,869,799.242 482,142.000 III-B. Senior Securities Number of Votes: For Against Abstain Broker Non-Votes* 23,234,752.275 1,208,804.111 1,876,568.500 482,142.000 III-C. Concentra tion Number of Votes: For Against Abstain Broker Non-Votes* 23,224,651.975 1,216,063.080 1,879,409.831 482,142.000 III-D. Underwriting Number of Votes: For Against Abstain Broker Non-Votes* 23,242,228.130 1,200,382.494 1,877,514.262 482,142.000 III-E. Real Estate Number of Votes: For Against Abstain Broker Non-Votes* 23,235,350.021 1,209,647.460 1,875,127.405 482,142.000 III-F. Commoditi es Number of Votes: For Against Abstain Broker Non-Votes* 23,177,811.304 1,263,574.514 1,878,739.068 482,142.000 III-G. Oil, Gas and Mineral Interests Number of Votes: For Against Abstain Broker Non-Votes* 23,208,092.163 1,232,126.066 1,879,906.657 482,142.000 III-H. Lending Number of Votes: For Against Abstain Broker Non-Votes* 23,184,541.418 1,261,160.907 1,874,422.561 482,142.000 III-I. Diversifica tion Number of Votes: For Against Abstain Broker Non-Votes* 23,248,465.952 1,194,353.685 1,877,305.249 482,142.000 * Broker non-votes are proxies received by the fund from brokers or nominees when the broker or nominee neither has received instructions from the beneficial owner or other persons entitled to vote nor has discretionary power to vote on a particular matter. -----END PRIVACY-ENHANCED MESSAGE-----