0001664272-24-000075.txt : 20240131 0001664272-24-000075.hdr.sgml : 20240131 20240131165115 ACCESSION NUMBER: 0001664272-24-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240129 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ziemba Peter M CENTRAL INDEX KEY: 0001064674 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10932 FILM NUMBER: 24583683 MAIL ADDRESS: STREET 1: 250 WEST 34TH STREET, 3RD FLOOR STREET 2: C/O WISDOMTREE, INC. CITY: NEW YORK STATE: NY ZIP: 10119 FORMER NAME: FORMER CONFORMED NAME: ZIEMBA PETER M DATE OF NAME CHANGE: 19980623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WisdomTree, Inc. CENTRAL INDEX KEY: 0000880631 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 133487784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 250 WEST 34TH STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-801-2080 MAIL ADDRESS: STREET 1: 250 WEST 34TH STREET STREET 2: 3RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10119 FORMER COMPANY: FORMER CONFORMED NAME: WisdomTree Investments, Inc. DATE OF NAME CHANGE: 20090401 FORMER COMPANY: FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC DATE OF NAME CHANGE: 20020812 FORMER COMPANY: FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS DATE OF NAME CHANGE: 19951120 4 1 f4_a1e2k00000wi75xuat-live.xml PRIMARY DOCUMENT X0508 4 2024-01-29 false 0000880631 WisdomTree, Inc. WT 0001064674 Ziemba Peter M C/O WISDOMTREE, INC. 250 WEST 34TH STREET, 3RD FLOOR NEW YORK NY 10119 false true false false Chief Administrative Officer false Common Stock 2024-01-29 4 F false 11488.0000 0.0000 D 1048386.0000 D Common Stock 2024-01-29 4 M false 31866.0000 0.0000 A 1059874.0000 D Performance Based Restricted Stock Units 2024-01-29 4 M false 31866.0000 0.0000 D Common Stock 31866.0000 0.0000 D Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested. Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date. Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027. Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes. These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs. /s/ Marci Frankenthaler, Attorney-in-Fact 2024-01-31