0001664272-24-000075.txt : 20240131
0001664272-24-000075.hdr.sgml : 20240131
20240131165115
ACCESSION NUMBER: 0001664272-24-000075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240129
FILED AS OF DATE: 20240131
DATE AS OF CHANGE: 20240131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ziemba Peter M
CENTRAL INDEX KEY: 0001064674
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 24583683
MAIL ADDRESS:
STREET 1: 250 WEST 34TH STREET, 3RD FLOOR
STREET 2: C/O WISDOMTREE, INC.
CITY: NEW YORK
STATE: NY
ZIP: 10119
FORMER NAME:
FORMER CONFORMED NAME: ZIEMBA PETER M
DATE OF NAME CHANGE: 19980623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
FORMER COMPANY:
FORMER CONFORMED NAME: WisdomTree Investments, Inc.
DATE OF NAME CHANGE: 20090401
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
4
1
f4_a1e2k00000wi75xuat-live.xml
PRIMARY DOCUMENT
X0508
4
2024-01-29
false
0000880631
WisdomTree, Inc.
WT
0001064674
Ziemba Peter M
C/O WISDOMTREE, INC.
250 WEST 34TH STREET, 3RD FLOOR
NEW YORK
NY
10119
false
true
false
false
Chief Administrative Officer
false
Common Stock
2024-01-29
4
F
false
11488.0000
0.0000
D
1048386.0000
D
Common Stock
2024-01-29
4
M
false
31866.0000
0.0000
A
1059874.0000
D
Performance Based Restricted Stock Units
2024-01-29
4
M
false
31866.0000
0.0000
D
Common Stock
31866.0000
0.0000
D
Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
Includes the reinvestment of dividend equivalents into 1,698 PRSUs between the grant date and vesting date.
Includes restricted stock awards vesting as to (i) 75,719 shares on January 25, 2025 (ii) 55,954 shares on January 25, 2026 and (iii) 21,915 shares on January 25, 2027.
Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
These PRSUs were granted by the Issuer on January 25, 2021 and vested on January 25, 2024. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 29, 2024, the Relative TSR measured in the 92nd percentile, resulting in the vesting of 200% of the target number of PRSUs.
/s/ Marci Frankenthaler, Attorney-in-Fact
2024-01-31