0001664272-24-000061.txt : 20240129
0001664272-24-000061.hdr.sgml : 20240129
20240129162525
ACCESSION NUMBER: 0001664272-24-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240125
FILED AS OF DATE: 20240129
DATE AS OF CHANGE: 20240129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yates David M
CENTRAL INDEX KEY: 0001916322
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 24574043
MAIL ADDRESS:
STREET 1: 250 WEST 34TH STREET, 3RD FLOOR
STREET 2: C/O WISDOMTREE, INC.
CITY: NEW YORK
STATE: NY
ZIP: 10119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
FORMER COMPANY:
FORMER CONFORMED NAME: WisdomTree Investments, Inc.
DATE OF NAME CHANGE: 20090401
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
4
1
f4_a1e2k00000wi753uad-live.xml
PRIMARY DOCUMENT
X0508
4
2024-01-25
false
0000880631
WisdomTree, Inc.
WT
0001916322
Yates David M
C/O WISDOMTREE, INC.
250 WEST 34TH STREET, 3RD FLOOR
NEW YORK
NY
10119
false
true
false
false
Chief Information Officer
false
Common Stock
2024-01-25
4
F
false
17278.0000
0.0000
D
154433.0000
D
Common Stock
2024-01-25
4
A
false
50227.0000
0.0000
A
171711.0000
D
Performance Based Restricted Stock Units
2024-01-25
4
A
false
16742.0000
0.0000
A
Common Stock
16742.0000
16742.0000
D
Restricted stock awarded by Issuer on January 25, 2024 and vesting as to (i) 16,742 shares on each of January 25, 2025 and January 25, 2026 and (ii) 16,743 shares on January 25, 2027.
Includes restricted stock awards vesting as to (i) 50,163 shares on January 25, 2025, (ii) 37,948 shares on January 25, 2026 and (iii) 16,743 shares on January 25, 2027.
Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.
Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2027. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.
/s/ Marci Frankenthaler, Attorney-in-Fact
2024-01-29