0001664272-23-000387.txt : 20230627
0001664272-23-000387.hdr.sgml : 20230627
20230627163854
ACCESSION NUMBER: 0001664272-23-000387
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230622
FILED AS OF DATE: 20230627
DATE AS OF CHANGE: 20230627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Naidoo Shamla
CENTRAL INDEX KEY: 0001853959
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 231047895
MAIL ADDRESS:
STREET 1: 1104 LINNEA LN
CITY: SOUTHLAKE
STATE: TX
ZIP: 76092
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
FORMER COMPANY:
FORMER CONFORMED NAME: WisdomTree Investments, Inc.
DATE OF NAME CHANGE: 20090401
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
3
1
f3_a1e2k00000tmg35uah-live.xml
PRIMARY DOCUMENT
X0206
3
2023-06-22
0
0000880631
WisdomTree, Inc.
WT
0001853959
Naidoo Shamla
C/O WISDOMTREE, INC.
250 WEST 34TH STREET, 3RD FLOOR
NEW YORK
NY
10119
true
false
false
false
No securities are beneficially owned
0.0000
D
Exhibit 24 - Power of Attorney
/s/ Marci Frankenthaler, Attorney-in-Fact
2023-06-27
EX-24
2
section16poanaidoo.txt
SECTION 16 POA - NAIDOO.TXT
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Peter Ziemba, Marci Frankenthaler and Bryan Edmiston, signing
singly, the undersigned's true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's capacity
as an officer and/or director of WisdomTree, Inc. (the "Company"), Forms 3, 4
and 5 and amendments thereto in accordance with Section 16(a) of the Securities
Exchange Act of 1934, as amended ("Exchange Act") and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any such Form 3, 4 or 5
and amendments thereto and timely file such form with the United States
Securities and Exchange Commission ("SEC") and any stock exchange or similar
authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve in
such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Power of Attorney and the
rights and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity at the request of the
undersigned, are not assuming, nor is the Company assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact. This Power of Attorney may be filed with the SEC
as a confirming statement of the authority granted herein.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of June 23, 2023.
/s/ Shamla Naidoo
Signature
Shamla Naidoo
Print Name