0001664272-23-000385.txt : 20230627
0001664272-23-000385.hdr.sgml : 20230627
20230627163425
ACCESSION NUMBER: 0001664272-23-000385
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230626
FILED AS OF DATE: 20230627
DATE AS OF CHANGE: 20230627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mielke Daniela
CENTRAL INDEX KEY: 0001587815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 231047847
MAIL ADDRESS:
STREET 1: 8500 GOVERNORS HILL DRIVE
CITY: SYMMES TOWNSHIP
STATE: OH
ZIP: 45249
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 250 WEST 34TH STREET
STREET 2: 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10119
FORMER COMPANY:
FORMER CONFORMED NAME: WisdomTree Investments, Inc.
DATE OF NAME CHANGE: 20090401
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
4
1
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PRIMARY DOCUMENT
X0407
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2023-06-26
false
0000880631
WisdomTree, Inc.
WT
0001587815
Mielke Daniela
C/O WISDOMTREE, INC.
250 WEST 34TH STREET, 3RD FLOOR
NEW YORK
NY
10119
true
false
false
false
false
Common Stock
2023-06-26
4
A
false
14662.0000
0.0000
A
31301.0000
D
Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of his annual restricted stock award, the common stock underlying the RSUs will vest on June 26, 2024, and are payable on a one-for-one basis (one share of common stock for each RSU) upon the earlier of (i) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (ii) a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).
/s/ Marci Frankenthaler, Attorney-in-Fact
2023-06-27