0001209191-22-010214.txt : 20220216
0001209191-22-010214.hdr.sgml : 20220216
20220216164011
ACCESSION NUMBER: 0001209191-22-010214
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220215
FILED AS OF DATE: 20220216
DATE AS OF CHANGE: 20220216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinberg Jonathan L
CENTRAL INDEX KEY: 0000934992
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 22644142
MAIL ADDRESS:
STREET 1: WISDOMTREE INVESTMENTS, INC.
STREET 2: 245 PARK AVENUE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER NAME:
FORMER CONFORMED NAME: STEINBERG JONATHAN L
DATE OF NAME CHANGE: 19950106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree Investments, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 3RD FLOOR WEST
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 3RD FLOOR WEST
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
FORMER COMPANY:
FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC
DATE OF NAME CHANGE: 19951120
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-02-15
0
0000880631
WisdomTree Investments, Inc.
WETF
0000934992
Steinberg Jonathan L
C/O WISDOMTREE INVESTMENTS, INC.
230 PARK AVENUE, 3RD FLOOR WEST
NEW YORK
NY
10169
1
1
0
0
Chief Executive Officer
Common Stock
2022-02-15
4
S
0
153913
5.8696
D
8291458
D
Common Stock
798
I
By Spouse
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 24, 2021. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
The price included in Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $5.765 to $5.925, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) of this Form 4.
Includes restricted stock awards vesting as to (i) 185,738 shares on January 25, 2023, (ii) 113,695 shares on January 25, 2024 and (iii) 72,571 shares on January 25, 2025.
/s/ Marci Frankenthaler, Attorney-in-Fact
2022-02-16