0001209191-16-094124.txt : 20160129
0001209191-16-094124.hdr.sgml : 20160129
20160129155951
ACCESSION NUMBER: 0001209191-16-094124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160127
FILED AS OF DATE: 20160129
DATE AS OF CHANGE: 20160129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WisdomTree Investments, Inc.
CENTRAL INDEX KEY: 0000880631
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 133487784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212-801-2080
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER COMPANY:
FORMER CONFORMED NAME: INDEX DEVELOPMENT PARTNERS INC
DATE OF NAME CHANGE: 20020812
FORMER COMPANY:
FORMER CONFORMED NAME: FINANCIAL DATA SYSTEMS
DATE OF NAME CHANGE: 19951120
FORMER COMPANY:
FORMER CONFORMED NAME: INDIVIDUAL INVESTOR GROUP INC
DATE OF NAME CHANGE: 19951120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steinberg Jonathan L
CENTRAL INDEX KEY: 0000934992
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10932
FILM NUMBER: 161373315
MAIL ADDRESS:
STREET 1: WISDOMTREE INVESTMENTS, INC.
STREET 2: 245 PARK AVENUE, 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER NAME:
FORMER CONFORMED NAME: STEINBERG JONATHAN L
DATE OF NAME CHANGE: 19950106
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-27
0
0000880631
WisdomTree Investments, Inc.
WETF
0000934992
Steinberg Jonathan L
C/O WISDOMTREE INVESTMENTS, INC.
245 PARK AVENUE, 35TH FLOOR
NEW YORK
NY
10167
1
1
0
0
Chief Executive Officer
Common Stock
2016-01-27
4
A
0
441872
0.00
A
6954955
D
Common Stock
2016-01-28
4
F
0
20954
0.00
D
6934001
D
Common Stock
798
I
By Spouse
Restricted stock awarded by Issuer on January 27, 2016 and vesting as to (i) 147,291 shares on each of January 27, 2017 and 2018 and (ii) 147,290 shares on January 27, 2019.
Includes restricted stock awards which vest as to (i) 37,538 shares on January 28, 2016, (ii) 51,772 shares on January 14, 2017, (iii) 37,539 shares on January 28, 2017, (iv) 37,550 shares on January 28, 2018,(v) 147,291 shares on each of January 27, 2017 and 2018 and (vi) 147,290 shares on January 27, 2019.
Surrender of common stock to Issuer upon vesting of restricted stock award to cover withholding taxes.
Includes restricted stock awards which vest as to (i) 51,772 shares on January 14, 2017, (ii) 37,539 shares on January 28, 2017, (iii) 37,550 shares on January 28, 2018,(iv) 147,291 shares on each of January 27, 2017 and 2018 and (v) 147,290 shares on January 27, 2019.
/s/ Marci Frankenthaler, Attorney-in-Fact
2016-01-29