-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eq0yB83/x+ic7tZSfRilETDL5KX+f516c3CyrrsHQf3WvYxMU6XW6m4blo+1PVBj Vmh9qlMIj2ywXPfNS/hYuw== 0001495623-10-000001.txt : 20100709 0001495623-10-000001.hdr.sgml : 20100709 20100709122221 ACCESSION NUMBER: 0001495623-10-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100629 FILED AS OF DATE: 20100709 DATE AS OF CHANGE: 20100709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carmignani Donald R CENTRAL INDEX KEY: 0001495623 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 10945812 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2010-06-29 0 0000880562 UNIFY CORP UNFY 0001495623 Carmignani Donald R 1420 ROCKY RIDGE DRIVE SUITE 380 ROSEVILLE CA 95661 0 0 1 0 Common Stock 685746 D Subordinated Purchase Note Common Stock 1643911 D Subordinated Indemnity Note Common Stock 394539 D The notes are exercisable, at the election of the holder or the issuer, at any time following the twenty-first day after the issuer has sent to its stockholders an Information Statement on Schedule 14C of the Securities Exchange Act of 1934 with respect to the action by written consent of the stockholders on June 25, 2010 authorizing the issuance of the issuer's common stock issuable upon conversion of the notes, and mature on September 29, 2015 if not earlier converted. The conversion price for these notes is $3.50 per share if the conversion occurs prior to June 29, 2011 and the twenty day volume weighted average trading price of the issuer's common stock for the twenty days ending two trading days prior to the date of notice of conversion if conversion is elected after June 29, 2011. /s/ Jude Sullivan, attorney-in-fact 2010-07-09 -----END PRIVACY-ENHANCED MESSAGE-----