-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bmlj5vtlmyHTb+OXnuCBH19SahA6fX4PV+M6qD9g8FIfFhsbk98a7pMUJp2vYIbX QLR8b54EV4tQkMXU3gcZ3w== 0001495376-10-000004.txt : 20100903 0001495376-10-000004.hdr.sgml : 20100903 20100903120902 ACCESSION NUMBER: 0001495376-10-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100901 FILED AS OF DATE: 20100903 DATE AS OF CHANGE: 20100903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carmignani Donald R CENTRAL INDEX KEY: 0001495623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 101056858 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-09-01 1 0000880562 UNIFY CORP UNFY 0001495623 Carmignani Donald R 1420 ROCKY RIDGE DRIVE SUITE 380 ROSEVILLE CA 95661 0 0 1 0 Common Stock 2010-09-01 4 C 0 476278 3.5 A 1162024 D Common Stock 2010-09-01 4 C 0 113320 3.5 A 1275344 D Subordinated Purchase Note 3.5 2010-09-01 4 C 0 1643911 0 D Common Stock 1643911 0 D Subordinated Indemnity Note 3.5 2010-09-01 4 C 0 394539 0 D Common Stock 394539 0 D The shares reported on this line were acquired by the reporting person upon the conversion by the issuer of the reporting person's Subordinated Purchase Note at a conversion price of $3.50 per share. The shares reported on this line were acquired by the reporting person upon the conversion by the issuer of the reporting person's Subordinated Indemnity Note at a conversion price of $3.50 per share. The notes became exercisable on August 31, 2010 and had a maturity date of September 29, 2015 if not converted earlier. The notes were converted into shares of common stock at the election of the issuer on September 1, 2010 at a conversion price of $3.50 per share. /s/ Jude Sullivan, attorney in fact 2010-09-03 -----END PRIVACY-ENHANCED MESSAGE-----