-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LC5QkdDcoTXKleM/GBvjxwh4up5W752BZ7m1u05i7TlSu4a5CJyXZKNmST3+KLZK d3u//glExPrJIObiphRO7g== 0001495376-10-000003.txt : 20100903 0001495376-10-000003.hdr.sgml : 20100903 20100903115024 ACCESSION NUMBER: 0001495376-10-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100901 FILED AS OF DATE: 20100903 DATE AS OF CHANGE: 20100903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Kurt A CENTRAL INDEX KEY: 0001495376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 101056794 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dated January 25, 2007 The Jensen Revocable Trust CENTRAL INDEX KEY: 0001495804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 101056792 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Carolyn L CENTRAL INDEX KEY: 0001495805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 101056793 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-09-01 0 0000880562 UNIFY CORP UNFY 0001495376 Jensen Kurt A 1420 ROCKY RIDGE DRIVE SUITE 380 ROSEVILLE CA 95661 0 1 1 0 Chief Operating Officer 0001495805 Jensen Carolyn L 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 0 0 1 0 0001495804 Dated January 25, 2007 The Jensen Revocable Trust 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 0 0 1 0 Common Stock 2010-09-01 4 C 0 749857 3.5 A 1829503 I By Trust Common Stock 2010-09-01 4 C 0 178410 3.5 A 2007913 I By Trust Subordinated Purchase Note 3.5 2010-09-01 4 C 0 1643911 0 D Common Stock 1643911 0 I By Trust Subordinated Indemnity Note 3.5 2010-09-01 4 C 0 621166 0 D Common Stock 621166 0 I By Trust The shares reported on this line were acquired by the reporting person upon the conversion by the issuer of the reporting person's Subordinated Purchase Note at a conversion price of $3.50 per share. The shares reported on this line are held by The Jensen Revocable Trust Dated January 25, 2007, of which the reporting person and his wife are co-settlors, co-trustees, and co-beneficiaries. The shares reported on this line were acquired by the reporting person upon the conversion by the issuer of the reporting person's Subordinated Indemnity Note at a conversion price of $3.50 per share. The notes became exercisable on August 31, 2010 and had a maturity date of September 29, 2015 if not converted earlier. The notes were converted into shares of common stock at the election of the issuer on September 1, 2010 at a conversion price of $3.50 per share. /s/ Jude Sullivan 2010-09-03 -----END PRIVACY-ENHANCED MESSAGE-----