-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQa6PVDq/RoFqD7Sq01ctMeB06SeoEeAeww7BgJ52bsM+bvTPnFa8p0eNPP/hf/N aGD4bDuCe8mshHxgsnjKmQ== 0001495376-10-000002.txt : 20100701 0001495376-10-000002.hdr.sgml : 20100701 20100701181213 ACCESSION NUMBER: 0001495376-10-000002 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100629 FILED AS OF DATE: 20100701 DATE AS OF CHANGE: 20100701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Kurt A CENTRAL INDEX KEY: 0001495376 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 10932003 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dated January 25, 2007 The Jensen Revocable Trust CENTRAL INDEX KEY: 0001495804 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 10932001 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Carolyn L CENTRAL INDEX KEY: 0001495805 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 10932002 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE, SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2010-06-29 0 0000880562 UNIFY CORP UNFY 0001495804 Dated January 25, 2007 The Jensen Revocable Trust 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 0 0 1 0 0001495376 Jensen Kurt A 1420 ROCKY RIDGE DRIVE SUITE 380 ROSEVILLE CA 95661 0 1 1 0 Chief Operating Officer 0001495805 Jensen Carolyn L 1420 ROCKY RIDGE DRIVE, SUITE 380 ROSEVILLE CA 95661 0 0 1 0 Common Stock 1079646 D Subordinated Purchase Note Common Stock 2588192 D Subordinated Indemnity Note Common Stock 621166 D The securities reported on this line are held directly by The Jensen Revocable Trust Dated January 25, 2007 and indirectly by Kurt Jensen and Carolyn Jensen and the co-settlors, co-trustees, and co-beneficiaries of the trust. The notes are exercisable, at the election of the holder or the issuer, at any time following the twenty-first day after the issuer has sent to its stockholders an Information Statement on Schedule 14C of the Securities Exchange Act of 1934 with respect to the action by written consent of the stockholders on June 25, 2010 authorizing the issuance of the issuer's common stock issuable upon the conversion of the notes, and have no expiration date. The conversion price for these notes is $3.50 per share if the conversion occurs prior to the first anniversary of the date of issuance and the twenty day volume weighted average trading price of the issuer's common stock for the twenty days ending two trading days prior to the date of notice of conversion if conversion is elected after the first anniversary of the date of issuance. /s/Jude Sullivan, attorney-in-fact 2010-07-01 -----END PRIVACY-ENHANCED MESSAGE-----