-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GDrQtC/uPuJt7bfxJapVWl9ZqX7si8t2HUe1wCkLpe/fwLW7mp9FFub2104h+uAV DU1KzLQBDCW4lN3j1sRxfg== 0001495376-10-000001.txt : 20100701 0001495376-10-000001.hdr.sgml : 20100701 20100701150504 ACCESSION NUMBER: 0001495376-10-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100629 FILED AS OF DATE: 20100701 DATE AS OF CHANGE: 20100701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jensen Kurt A CENTRAL INDEX KEY: 0001495376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 10930541 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIFY CORP CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-06-29 0 0000880562 UNIFY CORP UNFY 0001495376 Jensen Kurt A 1420 ROCKY RIDGE DRIVE SUITE 380 ROSEVILLE CA 95661 0 1 1 0 Chief Operating Officer Common Stock 2010-06-29 4 P 0 1079646 3.5 A 1079646 I By Trust Subordinated Purchase Note 2010-06-29 4 P 0 2588192 A Common Stock 2588192 2588192 I By Trust Subordinated Indemnity Note 2010-06-29 4 P 0 621166 A Common Stock 621166 3209358 I By Trust The shares reported on this line were acquired by the reporting person as partial consideration for the reporting person's shares of Strategic Office Solutions, Inc. pursuant to the Agreement and Plan of Merger between the issuer, Unify Acquisition Corp. (a wholly-owned subsidiary of the issuer), and Strategic Office Solutions, Inc., which valued the issuer's shares at $3.50 per share. These shares are held by The Jensen Revocable Trust Dated January 25, 2007, of which the reporting person and his wife are co-settlors, co-trustees, and co-beneficiaries. The conversion price for these notes is $3.50 per share if the conversion occurs prior to the first anniversary of the date of issuance and the twenty day volume weighted average trading price of the issuer's common stock for the twenty days ending two trading days prior to the date of notice of conversion if conversion is elected after the first anniversary of the date of issuance. The notes are exercisable, at the election of the holder or the issuer, at any time following the twenty-first day after the issuer has sent to its stockholders an Information Statement on Schedule 14C of the Securities Exchange Act of 1934 with respect to the action by written consent of the stockholders on June 25, 2010 authorizing the issuance of the issuer's common stock issuable upon the conversion of the notes, and have no expiration date. /s/Jude Sullivan, attorney-in-fact 2010-07-01 -----END PRIVACY-ENHANCED MESSAGE-----