0001445866-13-000759.txt : 20130617 0001445866-13-000759.hdr.sgml : 20130617 20130617163803 ACCESSION NUMBER: 0001445866-13-000759 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130614 FILED AS OF DATE: 20130617 DATE AS OF CHANGE: 20130617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DAEGIS INC. CENTRAL INDEX KEY: 0000880562 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942710559 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 BUSINESS PHONE: 9162184700 MAIL ADDRESS: STREET 1: 1420 ROCKY RIDGE DRIVE STREET 2: SUITE 380 CITY: ROSEVILLE STATE: CA ZIP: 95661 FORMER COMPANY: FORMER CONFORMED NAME: UNIFY CORP DATE OF NAME CHANGE: 19960419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Partners II, LLC CENTRAL INDEX KEY: 0001411987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 13917152 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: (925) 988-0285 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Capital Partners III, LP CENTRAL INDEX KEY: 0001411986 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 13917154 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: (925) 988-0285 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Capital Partners II, L.P. CENTRAL INDEX KEY: 0001460781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 13917155 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-236-9790 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Catalyst Fund IX, L.P. CENTRAL INDEX KEY: 0001460518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 13917156 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-236-9790 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Capital Partners, L.P. CENTRAL INDEX KEY: 0001338149 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 13917157 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-648-2085 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BlueLine Partners, L.L.C. CENTRAL INDEX KEY: 0001311443 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11807 FILM NUMBER: 13917153 BUSINESS ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 BUSINESS PHONE: 925-648-2085 MAIL ADDRESS: STREET 1: 402 RAILROAD AVENUE STREET 2: SUITE 201 CITY: DANVILLE STATE: CA ZIP: 94526 4 1 blueline.xml OWNERSHIP DOCUMENT X0306 4 2013-06-14 0 0000880562 DAEGIS INC. DAEG 0001338149 BlueLine Capital Partners, L.P. 319 DIABLO ROAD SUITE 200 DANVILLE CA 94526 1 0 1 0 0001460518 BlueLine Catalyst Fund IX, L.P. 319 DIABLO ROAD SUITE 200 DANVILLE CA 94526 1 0 1 0 0001460781 BlueLine Capital Partners II, L.P. 319 DIABLO ROAD SUITE 200 DANVILLE CA 94526 1 0 1 0 0001411986 BlueLine Capital Partners III, LP 319 DIABLO ROAD SUITE 200 DANVILLE CA 94526 1 0 1 0 0001311443 BlueLine Partners, L.L.C. 319 DIABLO ROAD SUITE 200 DANVILLE CA 94526 1 0 1 0 0001411987 BlueLine Partners II, LLC 319 DIABLO ROAD SUITE 200 DANVILLE CA 94526 1 0 1 0 Common Stock 2013-06-14 4 J 0 16908 0 D 3200326 D These securities were owned by BlueLine Capital Partners, L.P. On June 14, 2013, BlueLine Capital Partners, L.P. executed an in-kind distribution, without consideration, of 16,908 shares of the Issuer's common stock to certain of its limited partners. Scott A. Shuda, for the Reporting Entities. On June 30, 2011, BlueLine Catalyst Fund IX, L.P. purchased 1,666,667 shares of Series G Preferred Stock. The Series G Preferred Stock is convertible into shares of Common Stock on a 1-for-1 basis, subject to adjustment in certain circumstances. Accordingly, the Reporting Persons may be deemed to hold the equivalent of 3,220,326 shares of Common Stock. /s/ Scott A. Shuda 2013-06-14